13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,003 holding rows worth $7,888,934,000.
- Accession
- 0001144204-17-027466
- Filer
- CIK 1029730
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,087 entries on the cover page, a total value of $7,888,934,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,888,934,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XEROX CORP | 984121103 | COM | 50,267 | $368,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 32,640 | $367,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 5,412 | $367,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 17,393 | $366,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,188 | $365,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 38,296 | $364,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 11,807 | $363,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 23,064 | $362,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,695 | $362,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 21,884 | $361,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,171 | $360,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 11,643 | $358,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 15,976 | $357,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,387 | $356,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 18,514 | $356,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 8,267 | $356,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,154 | $356,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 13,707 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 7,903 | $355,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 6,435 | $355,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 23,645 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 8,882 | $354,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,225 | $354,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 22,226 | $353,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 8,968 | $352,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 32,149 | $352,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,988 | $351,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 27,268 | $351,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 24,007 | $351,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,246 | $351,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,115 | $351,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 9,106 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,103 | $350,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,715 | $349,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 26,579 | $348,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 28,138 | $348,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 18,850 | $348,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 7,238 | $348,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 13,332 | $348,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,908 | $347,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 18,350 | $347,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 125,820 | $347,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 23,067 | $347,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 22,994 | $346,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 12,421 | $345,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 67,231 | $345,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,084 | $344,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 9,315 | $344,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 15,502 | $343,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 12,815 | $343,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,677 | $343,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,600 | $342,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,029 | $342,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 13,690 | $342,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,695 | $342,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 7,680 | $341,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,886 | $341,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 17,151 | $340,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 27,354 | $340,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,036 | $339,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 23,692 | $339,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 51,521 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,354 | $338,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,131 | $338,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,495 | $337,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 14,786 | $337,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,264 | $335,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 13,044 | $335,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 7,725 | $334,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 158 | $333,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,615 | $333,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 5,450 | $332,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,822 | $332,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 41,066 | $332,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 8,807 | $332,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 22,380 | $332,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9,189 | $331,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 18,255 | $331,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 14,535 | $331,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 23,882 | $330,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,419 | $329,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,389 | $329,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,255 | $329,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 18,700 | $329,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 21,876 | $329,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,643 | $328,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,923 | $328,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 7,493 | $328,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 9,645 | $327,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,129 | $326,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 15,498 | $326,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,040 | $326,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,924 | $325,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 12,621 | $323,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 12,026 | $322,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,460 | $322,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,902 | $321,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 11,443 | $321,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,389 | $321,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 15,929 | $321,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 13,894 | $320,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 6,762 | $319,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,833 | $319,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 28,720 | $318,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,874 | $318,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,485 | $317,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 9,590 | $317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,748 | $316,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 13,863 | $316,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,821 | $315,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,673 | $314,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 5,366 | $314,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 47,349 | $314,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 12,361 | $313,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,863 | $312,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,509 | $311,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 7,429 | $311,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 10,600 | $310,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,368 | $309,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 7,184 | $308,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,625 | $308,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,689 | $307,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 3,800 | $306,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 18,168 | $306,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 19,294 | $305,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 25,900 | $305,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,118 | $305,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,242 | $305,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,277 | $305,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,820 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,289 | $304,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 26,234 | $304,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,027 | $304,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 16,632 | $304,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,470 | $302,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 16,076 | $301,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 21,215 | $301,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 11,909 | $301,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 29,545 | $298,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 11,917 | $298,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 48,897 | $297,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 17,554 | $297,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,710 | $297,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,520 | $296,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,889 | $295,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 35,699 | $295,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,160 | $295,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,263 | $294,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,864 | $294,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,531 | $293,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,505 | $293,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,462 | $293,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,402 | $292,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 5,006 | $292,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 18,687 | $291,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 11,672 | $290,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,583 | $289,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,021 | $289,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 5,812 | $289,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 21,885 | $289,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 29,406 | $288,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 36,058 | $288,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,419 | $287,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 20,525 | $287,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,803 | $286,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,979 | $286,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,506 | $286,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 12,503 | $286,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 25,908 | $285,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,863 | $285,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,302 | $285,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 19,782 | $284,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,642 | $284,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 9,201 | $284,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,386 | $283,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,328 | $282,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,491 | $281,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,572 | $281,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 20,031 | $281,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 16,915 | $281,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 10,961 | $281,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 50,213 | $281,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 17,194 | $280,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,305 | $279,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 12,881 | $279,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 41,795 | $278,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 6,466 | $277,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,576 | $276,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,891 | $275,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 9,986 | $274,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,300 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 4,710 | $274,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 12,972 | $274,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 268,000 | $274,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,898 | $273,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 22,480 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 6,463 | $273,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 12,143 | $272,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 9,131 | $271,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 9,587 | $271,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,650 | $271,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 67,625 | $271,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,156 | $271,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,209 | $270,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,841 | $270,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,296 | $269,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,383 | $269,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 18,009 | $269,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,900 | $268,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,631 | $267,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 24,850 | $267,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,289 | $266,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 6,470 | $266,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,884 | $265,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,611 | $265,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 74,951 | $265,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,341 | $265,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 92,800 | $265,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 51,389 | $264,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 36,685 | $264,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 44,077 | $263,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,973 | $262,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,685 | $262,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,703 | $261,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,046 | $261,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 9,745 | $261,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 18,341 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 5,057 | $260,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 10,000 | $259,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,581 | $258,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 5,648 | $258,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,741 | $258,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 9,846 | $258,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 11,888 | $257,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 22,800 | $257,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,798 | $256,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,124 | $256,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,598 | $256,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,287 | $256,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,543 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,280 | $255,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,054 | $255,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,254 | $254,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 8,173 | $253,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 18,025 | $252,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,500 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,756 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 5,664 | $252,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,637 | $251,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,466 | $251,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,131 | $251,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 19,811 | $251,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,878 | $250,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,193 | $249,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 15,900 | $249,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 4,200 | $249,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,199 | $249,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 9,627 | $248,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 7,002 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,222 | $247,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,278 | $247,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,665 | $247,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 5,234 | $246,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 8,811 | $246,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,007 | $246,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,984 | $245,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,666 | $245,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,188 | $245,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 15,892 | $244,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 11,992 | $244,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 5,998 | $244,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 14,104 | $244,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,526 | $243,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 16,790 | $243,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 12,944 | $243,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 18,589 | $243,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,718 | $242,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,997 | $242,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,220 | $242,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 19,802 | $242,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,579 | $242,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,851 | $241,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 9,405 | $241,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,934 | $240,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 24,565 | $240,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 14,084 | $240,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 22,779 | $240,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,726 | $239,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 24,757 | $239,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,224 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 7,736 | $239,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 139,412 | $239,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 19,434 | $238,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,979 | $237,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 33,105 | $237,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 6,610 | $237,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,894 | $236,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 18,586 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 4,569 | $235,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,848 | $235,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,417 | $234,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,974 | $234,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,946 | $234,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 3,100 | $234,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,456 | $233,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,444 | $233,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,408 | $233,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,201 | $233,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 16,413 | $231,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,951 | $231,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 27,652 | $230,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,488 | $229,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,673 | $229,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,707 | $228,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 14,628 | $228,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 5,878 | $227,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,073 | $227,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,655 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 8,041 | $227,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,351 | $226,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 8,658 | $226,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 8,917 | $226,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,027 | $225,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 17,400 | $225,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 3,209 | $224,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,326 | $224,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,754 | $224,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,751 | $223,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,160 | $223,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 10,725 | $223,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 221,000 | $223,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 10,136 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,504 | $221,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,626 | $221,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,500 | $221,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,718 | $221,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,810 | $220,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 38,614 | $220,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 55,057 | $220,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 8,807 | $220,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 16,770 | $220,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,965 | $219,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,118 | $219,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 13,667 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 6,970 | $219,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,533 | $218,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,290 | $218,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 16,112 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 15,445 | $218,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 36,319 | $218,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 25,329 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 5,345 | $218,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,538 | $217,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,332 | $217,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,261 | $217,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,597 | $217,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 4,336 | $217,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,077 | $215,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 10,981 | $215,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,832 | $214,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,988 | $214,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,574 | $214,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 8,902 | $214,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,561 | $213,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,692 | $213,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,493 | $213,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,300 | $213,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 3,902 | $213,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,954 | $212,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,664 | $212,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 16,120 | $211,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 5,137 | $211,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 15,546 | $211,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 10,194 | $211,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 7,828 | $210,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,941 | $209,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,058 | $209,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 17,061 | $209,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,176 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 5,369 | $209,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 8,571 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,685 | $208,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 8,054 | $208,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 10,328 | $208,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,181 | $208,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,862 | $207,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,016 | $207,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,108 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 4,292 | $207,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,626 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,643 | $206,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $206,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,706 | $206,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,673 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 8,376 | $205,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,220 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,313 | $204,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,075 | $204,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 7,612 | $203,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,253 | $203,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,116 | $203,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,776 | $203,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 15,758 | $203,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,219 | $202,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 2,690 | $202,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 5,163 | $202,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 131,195 | $202,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,687 | $201,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 7,390 | $201,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 7,939 | $201,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 7,265 | $201,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 36,885 | $200,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 11,826 | $199,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,232 | $199,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,486 | $199,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,070 | $199,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 9,430 | $199,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,399 | $199,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,151 | $198,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,578 | $198,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 10,498 | $198,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 19,488 | $198,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,607 | $197,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 33,752 | $197,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 12,584 | $197,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 14,000 | $197,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 7,028 | $197,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 10,393 | $197,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,284 | $196,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,450 | $196,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 14,296 | $196,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 38,952 | $196,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,637 | $195,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 31,512 | $195,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,474 | $194,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 3,971 | $194,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 17,586 | $194,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,555 | $193,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 14,248 | $193,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 2,459 | $193,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,463 | $192,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,540 | $191,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,658 | $191,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 7,186 | $191,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,095 | $191,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,134 | $191,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,615 | $191,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 135,786 | $191,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 15,190 | $191,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,724 | $190,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,189 | $190,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 5,243 | $190,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 42,169 | $190,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 8,468 | $190,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,945 | $189,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,834 | $189,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,147 | $189,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,855 | $189,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $189,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,014 | $189,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 184,000 | $189,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 913 | $188,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 5,801 | $188,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 6,480 | $188,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 17,000 | $188,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 21,238 | $188,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,282 | $187,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,742 | $186,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,337 | $186,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,510 | $186,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,164 | $186,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,202 | $186,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,144 | $186,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 12,017 | $186,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 7,304 | $186,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,213 | $185,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 4,678 | $185,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 27,706 | $184,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $184,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,499 | $184,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,745 | $183,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 11,588 | $183,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 13,285 | $182,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 7,263 | $182,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 378 | $181,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,380 | $181,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,273 | $181,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 7,211 | $180,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,497 | $180,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,354 | $180,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5,129 | $179,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,140 | $179,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,307 | $179,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,520 | $178,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,041 | $178,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,645 | $178,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 4,945 | $178,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 5,083 | $178,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,197 | $177,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 32,482 | $177,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-027466 | this filing | 2017-05-15 | acceptance time not in the bulk data set |