13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,917 holding rows worth $6,676,097,000.
- Accession
- 0001144204-16-134135
- Filer
- CIK 1029730
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 12,471 entries on the cover page, a total value of $6,676,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,676,097,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STIFEL FINL CORP | 860630102 | COM | 207 | $7,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 530 | $7,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 794 | $7,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 154 | $7,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 143 | $7,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 786 | $7,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 110 | $7,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 236 | $7,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 150 | $7,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 150 | $7,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 202 | $7,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 160 | $7,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 425 | $7,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 222 | $7,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 300 | $7,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 274 | $7,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 102 | $7,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,000 | $7,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 785 | $7,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 350 | $7,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 306 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 335 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 170 | $7,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,400 | $7,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 287 | $7,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 380 | $7,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 69 | $7,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400 | $7,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 360 | $7,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 248 | $7,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 166 | $7,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 225 | $7,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $7,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 378 | $7,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 101 | $7,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 138 | $7,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 524 | $7,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,129 | $7,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 916 | $7,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,000 | $7,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,110 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $7,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 407 | $7,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 310 | $7,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,100 | $7,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,728 | $6,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 220 | $6,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 72 | $6,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 117 | $6,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 700 | $6,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 159 | $6,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 53 | $6,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 418 | $6,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 695 | $6,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,274 | $6,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 412 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 177 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 235 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 242 | $6,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 305 | $6,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 223 | $6,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 221 | $6,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 174 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 86 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 100 | $6,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 433 | $6,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 335 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 257 | $6,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 172 | $6,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 453 | $6,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 419 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 133 | $6,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 340 | $6,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $6,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 224 | $6,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 218 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 299 | $6,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 226 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 275 | $6,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,000 | $6,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 765 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 81 | $6,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,000 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 200 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 276 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 168 | $6,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 282 | $6,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 245 | $6,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 190 | $6,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 266 | $6,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 245 | $6,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,027 | $6,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,610 | $6,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,000 | $6,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $6,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 159 | $6,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 368 | $6,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $6,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 150 | $6,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 201 | $6,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,173 | $6,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 434 | $6,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 911 | $6,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,825 | $6,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 559 | $6,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 159 | $6,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,190 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $6,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,000 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $6,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,000 | $6,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 526 | $6,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 456 | $6,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 1,200 | $6,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 229 | $6,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 1,250 | $6,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,000 | $6,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 11,000 | $6,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 400 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 300 | $6,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 265 | $5,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,950 | $5,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 187 | $5,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 242 | $5,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $5,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 113 | $5,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 222 | $5,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 150 | $5,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 37 | $5,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 150 | $5,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 130 | $5,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 125 | $5,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 220 | $5,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 54 | $5,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 68 | $5,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 517 | $5,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 59 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 184 | $5,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 276 | $5,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 103 | $5,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 153 | $5,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 151 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 250 | $5,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 129 | $5,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 570 | $5,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 80 | $5,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 200 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 500 | $5,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 145 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 188 | $5,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 88 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 300 | $5,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 500 | $5,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 272 | $5,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 65 | $5,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 74 | $5,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,000 | $5,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 206 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 76 | $5,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 90 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 323 | $5,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 140 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 76 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 375 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $5,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,000 | $5,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 300 | $5,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 203 | $5,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 417 | $5,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,844 | $5,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,200 | $5,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $5,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 45 | $5,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 130 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,630 | $5,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 222 | $5,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 267 | $5,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 86 | $5,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,433 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 700 | $5,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 103 | $5,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $5,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 96 | $5,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 670 | $5,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,111 | $5,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,400 | $5,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 125 | $5,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 400 | $5,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 500 | $5,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $5,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $5,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 339 | $5,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 177 | $5,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 90 | $5,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 55 | $5,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 87 | $5,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 100 | $5,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 200 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 285 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,437 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $5,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 200 | $5,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 255 | $5,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,500 | $5,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 200 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 392 | $5,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,671 | $5,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 322 | $5,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 16,600 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,500 | $5,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,850 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,866 | $5,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 2,750 | $5,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 600 | $5,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 200 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 217 | $5,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 781 | $5,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 500 | $5,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,500 | $5,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 150 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 265 | $5,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 5,000 | $5,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 194 | $5,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 3,100 | $5,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 100 | $5,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 500 | $5,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 230 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 111 | $4,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 750 | $4,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 532 | $4,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100 | $4,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 401 | $4,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 149 | $4,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 200 | $4,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 200 | $4,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 894 | $4,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 6 | $4,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 267 | $4,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 181 | $4,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 32 | $4,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 550 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 56 | $4,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 277 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 38 | $4,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 400 | $4,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 475 | $4,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 165 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 453 | $4,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 73 | $4,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 200 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 74 | $4,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 180 | $4,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 113 | $4,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 72 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 144 | $4,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 250 | $4,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,285 | $4,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 43 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $4,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 698 | $4,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 203 | $4,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 128 | $4,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 328 | $4,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 258 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 490 | $4,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $4,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 100 | $4,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 127 | $4,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 504 | $4,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 31 | $4,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 199 | $4,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 506 | $4,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 163 | $4,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 688 | $4,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 10 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,630 | $4,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,500 | $4,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 172 | $4,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 825 | $4,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500 | $4,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 127 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 290 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 778 | $4,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 154 | $4,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 144 | $4,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,000 | $4,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 159 | $4,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 128 | $4,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 134 | $4,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,050 | $4,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 100 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,048 | $4,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 61 | $4,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,167 | $4,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 92 | $4,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 925 | $4,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,418 | $4,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $4,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 300 | $4,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 300 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 250 | $4,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 300 | $4,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 125 | $4,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 300 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,288 | $4,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 250 | $4,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 732 | $4,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 252 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 159 | $4,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 1,400 | $4,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 1,245 | $4,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 47 | $3,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 68 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 382 | $3,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 101 | $3,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 41 | $3,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 192 | $3,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 27 | $3,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 120 | $3,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 39 | $3,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 391 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 277 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 36 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 305 | $3,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 413 | $3,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 152 | $3,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 99 | $3,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 103 | $3,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 38 | $3,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 450 | $3,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 300 | $3,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 107 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 59 | $3,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,018 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 81 | $3,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 85 | $3,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 144 | $3,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 147 | $3,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 165 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 200 | $3,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 160 | $3,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 266 | $3,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 142 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $3,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 239 | $3,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 331 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 101 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 320 | $3,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 200 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 130 | $3,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 300 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 300 | $3,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 193 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 95 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 258 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $3,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 484 | $3,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 55 | $3,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 219 | $3,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 300 | $3,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 150 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 305 | $3,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 84 | $3,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 800 | $3,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 250 | $3,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 121 | $3,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 100 | $3,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 174 | $3,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 5,250 | $3,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $3,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 442 | $3,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 830 | $3,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 527 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 80 | $3,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 11,200 | $3,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 857 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,259 | $3,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 50 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 220 | $3,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 140 | $3,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 204 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 400 | $3,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 208 | $3,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 487 | $3,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 200 | $3,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 250 | $3,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 167 | $3,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 500 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 67 | $3,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 132 | $3,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 349 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 114 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 107 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 689 | $3,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 510 | $3,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 116 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $3,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 52 | $3,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 232 | $3,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 91 | $3,000 | thousands by filing date | |
| FQF TR | 351680814 | O SHS ASIA PAC | 100 | $3,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 100 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 100 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 500 | $2,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 409 | $2,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 86 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 52 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 389 | $2,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 100 | $2,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 71 | $2,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 200 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 143 | $2,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 3,750 | $2,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 31 | $2,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 105 | $2,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 98 | $2,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 72 | $2,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 125 | $2,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,300 | $2,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 200 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 202 | $2,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 132 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $2,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 273 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 44 | $2,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 62 | $2,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 125 | $2,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 97 | $2,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 140 | $2,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 68 | $2,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 33 | $2,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 161 | $2,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 89 | $2,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $2,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 100 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 177 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 167 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 200 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 450 | $2,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 111 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 225 | $2,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 190 | $2,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 119 | $2,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 213 | $2,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 32 | $2,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 21 | $2,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 100 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 78 | $2,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 500 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 311 | $2,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 221 | $2,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 76 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,400 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 163 | $2,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $2,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 300 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 50 | $2,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 94 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 263 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-134135 | this filing | 2016-11-14 | acceptance time not in the bulk data set |