13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 4,888 holding rows worth $5,683,351,000.
- Accession
- 0001144204-16-102664
- Filer
- CIK 1029730
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,381 entries on the cover page, a total value of $5,683,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,683,351,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 700 | $14,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 136 | $14,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,500 | $14,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 700 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 530 | $14,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,043 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 343 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,000 | $14,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,072 | $14,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 717 | $14,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,327 | $14,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,337 | $14,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 486 | $14,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 277 | $14,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 391 | $14,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,000 | $14,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 600 | $14,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 558 | $14,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,308 | $14,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 452 | $14,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $14,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 548 | $14,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,500 | $14,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 900 | $14,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 363 | $14,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $14,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 750 | $14,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 857 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 506 | $14,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 874 | $14,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 500 | $14,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 538 | $14,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 294 | $13,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 248 | $13,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,720 | $13,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $13,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 703 | $13,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 142 | $13,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,869 | $13,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,100 | $13,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 387 | $13,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 447 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 862 | $13,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 260 | $13,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,000 | $13,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 814 | $13,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 383 | $13,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,181 | $13,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 256 | $13,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 115 | $13,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 661 | $13,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 440 | $13,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 820 | $13,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,400 | $13,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,377 | $13,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $13,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 200 | $13,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 235 | $13,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 9,608 | $13,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 75,380 | $13,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 720 | $13,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 507 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 500 | $13,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 788 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 482 | $13,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $13,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,000 | $13,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 530 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 514 | $13,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 425 | $12,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 208 | $12,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,000 | $12,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 221 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 533 | $12,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 201 | $12,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 678 | $12,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 193 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 588 | $12,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 500 | $12,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 946 | $12,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 323 | $12,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 218 | $12,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 666 | $12,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 238 | $12,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,051 | $12,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 204 | $12,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $12,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 700 | $12,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 479 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,060 | $12,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 208 | $12,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 342 | $12,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,183 | $12,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,715 | $12,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 528 | $12,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,815 | $12,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 416 | $12,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,008 | $12,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $12,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 644 | $12,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,595 | $12,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 3,000 | $12,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,072 | $12,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,615 | $12,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $12,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,252 | $12,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,782 | $12,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 600 | $12,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 657 | $12,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 13,000 | $12,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,933 | $12,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,002 | $12,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,737 | $12,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 750 | $12,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 1,068 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,108 | $12,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 1,350 | $12,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 7,552 | $12,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,530 | $12,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 11,000 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 747 | $12,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 550 | $12,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,180 | $12,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 483 | $12,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 279 | $11,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,850 | $11,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 450 | $11,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 350 | $11,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 245 | $11,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 460 | $11,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 833 | $11,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 185 | $11,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 217 | $11,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 387 | $11,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 693 | $11,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 77 | $11,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 371 | $11,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,375 | $11,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,984 | $11,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 121 | $11,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 369 | $11,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 500 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 251 | $11,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 493 | $11,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 321 | $11,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 503 | $11,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 587 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 321 | $11,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 272 | $11,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 209 | $11,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 241 | $11,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 5,000 | $11,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 468 | $11,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $11,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,450 | $11,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 462 | $11,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 473 | $11,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 200 | $11,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $11,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 687 | $11,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 398 | $11,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,124 | $11,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 800 | $11,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 187 | $11,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 900 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 110 | $11,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 4,170 | $11,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 8,942 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $11,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 800 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 278 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 452 | $11,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,930 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 250 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 437 | $11,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 1,444 | $11,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 1,200 | $11,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 510 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 500 | $11,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 367 | $11,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R845 | PUREFDS VID GAME | 400 | $11,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 157 | $10,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 4,800 | $10,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 238 | $10,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 168 | $10,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 285 | $10,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 305 | $10,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 792 | $10,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,127 | $10,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 309 | $10,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 900 | $10,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 322 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 645 | $10,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 787 | $10,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 691 | $10,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,800 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 213 | $10,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 199 | $10,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 4,300 | $10,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 843 | $10,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 253 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 396 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 308 | $10,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 400 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 220 | $10,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 804 | $10,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 7,498 | $10,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $10,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 400 | $10,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 329 | $10,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,205 | $10,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 28,516 | $10,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 813 | $10,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 203 | $10,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 601 | $10,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 460 | $10,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 19,315 | $10,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 629 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,516 | $10,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 750 | $10,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,920 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,022 | $10,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 457 | $10,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 700 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $10,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $10,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 344 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 212 | $10,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 1,059 | $10,000 | thousands by filing date | |
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| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $10,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 100 | $10,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,111 | $10,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,033 | $10,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,736 | $10,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 395 | $10,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 200 | $9,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 97 | $9,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 449 | $9,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 400 | $9,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 785 | $9,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 672 | $9,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,700 | $9,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $9,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,167 | $9,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 200 | $9,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 212 | $9,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 463 | $9,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,250 | $9,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 323 | $9,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 268 | $9,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,550 | $9,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 111 | $9,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,084 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 599 | $9,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 141 | $9,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 653 | $9,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 138 | $9,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 491 | $9,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 251 | $9,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 176 | $9,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 858 | $9,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 299 | $9,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 389 | $9,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,078 | $9,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 475 | $9,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,000 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 150 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 525 | $9,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 25,273 | $9,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 423 | $9,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 334 | $9,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 695 | $9,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,646 | $9,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,484 | $9,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 12,658 | $9,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 909 | $9,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,082 | $9,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 648 | $9,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 229 | $9,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 479 | $9,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,648 | $9,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,000 | $9,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,000 | $9,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,000 | $9,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,000 | $9,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,500 | $9,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 360 | $9,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 407 | $9,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,000 | $9,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $9,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,149 | $9,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 356 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 189 | $9,000 | thousands by filing date | |
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| FLEXSHARES TR | 33939L852 | COM | 265 | $9,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 400 | $9,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 16,600 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 1,200 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 500 | $9,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 600 | $9,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,018 | $9,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,952 | $9,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 150 | $9,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,000 | $8,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 326 | $8,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,836 | $8,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 251 | $8,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 346 | $8,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 338 | $8,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 278 | $8,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 236 | $8,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 316 | $8,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 327 | $8,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 160 | $8,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 706 | $8,000 | thousands by filing date | |
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| GREIF INC | 397624107 | CL A | 253 | $8,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 628 | $8,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 960 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 134 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 250 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 200 | $8,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 78 | $8,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 349 | $8,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,645 | $8,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 108 | $8,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 182 | $8,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 950 | $8,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 491 | $8,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,700 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 400 | $8,000 | thousands by filing date | |
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| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,178 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 100 | $8,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 600 | $8,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 309 | $8,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,435 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $8,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 357 | $8,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 607 | $8,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 4,395 | $8,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 4,610 | $8,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 300 | $8,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,169 | $8,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,150 | $8,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 892 | $8,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 497 | $8,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,500 | $8,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 550 | $8,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,442 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 349 | $8,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 600 | $8,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $8,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 270 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 200 | $8,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 222 | $8,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 483 | $8,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,110 | $8,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 144 | $8,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,000 | $8,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,000 | $8,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 140 | $7,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 680 | $7,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 546 | $7,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 218 | $7,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 133 | $7,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 263 | $7,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 160 | $7,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 436 | $7,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 146 | $7,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 154 | $7,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 392 | $7,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 160 | $7,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 150 | $7,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $7,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $7,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 174 | $7,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 142 | $7,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 600 | $7,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 407 | $7,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 252 | $7,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 120 | $7,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 364 | $7,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 453 | $7,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,250 | $7,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 537 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $7,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 420 | $7,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 367 | $7,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 563 | $7,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 135 | $7,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,238 | $7,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 200 | $7,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 663 | $7,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 280 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 369 | $7,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 402 | $7,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $7,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 130 | $7,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 410 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,027 | $7,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 7,400 | $7,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,210 | $7,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,000 | $7,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 222 | $7,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 487 | $7,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $7,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $7,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,435 | $7,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 146 | $7,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 4,090 | $7,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 300 | $7,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 176 | $7,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 200 | $7,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 1,900 | $7,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 7,760 | $7,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,510 | $7,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 1,650 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 145 | $7,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,837 | $7,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,000 | $7,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 999 | $7,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 181 | $7,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,437 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 409 | $7,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 782 | $7,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 378 | $7,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,637 | $7,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 418 | $7,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 214 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 136 | $7,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,000 | $7,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 211 | $7,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 781 | $7,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 487 | $7,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 925 | $7,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 600 | $7,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 152 | $6,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 150 | $6,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 213 | $6,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,064 | $6,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 965 | $6,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 197 | $6,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 130 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 84 | $6,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 339 | $6,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 438 | $6,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 247 | $6,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,501 | $6,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 419 | $6,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 84 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $6,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 375 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 300 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 210 | $6,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,000 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 235 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 240 | $6,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 328 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,550 | $6,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 354 | $6,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 136 | $6,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 189 | $6,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 173 | $6,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 360 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 380 | $6,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 273 | $6,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,409 | $6,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 401 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 156 | $6,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $6,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 365 | $6,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 118 | $6,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 236 | $6,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 164 | $6,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 681 | $6,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 385 | $6,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,250 | $6,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 702 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 90 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 80 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 270 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 509 | $6,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 2,239 | $6,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 282 | $6,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 800 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-102664 | this filing | 2016-05-16 | acceptance time not in the bulk data set |