13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 4,888 holding rows worth $5,683,351,000.
- Accession
- 0001144204-16-102664
- Filer
- CIK 1029730
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,381 entries on the cover page, a total value of $5,683,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,683,351,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 218 | $6,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 189 | $6,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 538 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 202 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 745 | $6,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,038 | $6,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 159 | $6,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 475 | $6,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,000 | $6,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 170 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $6,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400 | $6,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,825 | $6,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 496 | $6,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 9,251 | $6,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 8,225 | $6,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 108 | $6,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,976 | $6,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 326 | $6,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 12,350 | $6,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 375 | $6,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 486 | $6,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 423 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,230 | $6,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,394 | $6,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 119 | $6,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 629 | $6,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 14,439 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $6,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,000 | $6,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $6,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 229 | $6,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 113 | $6,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 2,000 | $6,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,866 | $6,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 2,750 | $6,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 300 | $6,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 324 | $6,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 223 | $6,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 345 | $6,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 510 | $6,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,180 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 687 | $6,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 500 | $6,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,225 | $6,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 400 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 300 | $6,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 107 | $5,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 431 | $5,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,211 | $5,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 75 | $5,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 187 | $5,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 233 | $5,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 168 | $5,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 241 | $5,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 113 | $5,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 57 | $5,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 521 | $5,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 335 | $5,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 228 | $5,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 353 | $5,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 37 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 184 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 87 | $5,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 201 | $5,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 202 | $5,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 178 | $5,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 273 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 250 | $5,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 90 | $5,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,285 | $5,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 271 | $5,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,048 | $5,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 212 | $5,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 132 | $5,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,000 | $5,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 785 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 72 | $5,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $5,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 225 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 531 | $5,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 665 | $5,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 128 | $5,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 200 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 121 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $5,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 340 | $5,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 130 | $5,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 127 | $5,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $5,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,800 | $5,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 368 | $5,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 150 | $5,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 418 | $5,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 111 | $5,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 129 | $5,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 98 | $5,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 897 | $5,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,318 | $5,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,480 | $5,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 450 | $5,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 236 | $5,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 201 | $5,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $5,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 214 | $5,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 100 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,250 | $5,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 156 | $5,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 350 | $5,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 200 | $5,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 328 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 746 | $5,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 675 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 76 | $5,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,406 | $5,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 685 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 1,600 | $5,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 200 | $5,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 525 | $5,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 851 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 300 | $5,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 70 | $5,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 526 | $5,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 100 | $5,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 1,000 | $5,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,129 | $5,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 237 | $5,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 370 | $5,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 400 | $5,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 207 | $5,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 100 | $5,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 4,305 | $5,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 400 | $4,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 53 | $4,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 208 | $4,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 68 | $4,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 100 | $4,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 171 | $4,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 695 | $4,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 332 | $4,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 218 | $4,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 100 | $4,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 156 | $4,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 182 | $4,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 110 | $4,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 250 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 88 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 56 | $4,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 400 | $4,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 232 | $4,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 107 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 188 | $4,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 198 | $4,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 124 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 500 | $4,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 500 | $4,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 138 | $4,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 870 | $4,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 445 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 611 | $4,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 258 | $4,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 163 | $4,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 206 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 212 | $4,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 139 | $4,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 100 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $4,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 504 | $4,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 300 | $4,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 52 | $4,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 500 | $4,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 147 | $4,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $4,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 455 | $4,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 484 | $4,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 184 | $4,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 150 | $4,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 126 | $4,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 11 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 431 | $4,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 99 | $4,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $4,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,853 | $4,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 172 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 340 | $4,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 470 | $4,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $4,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 122 | $4,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 200 | $4,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 214 | $4,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 100 | $4,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 742 | $4,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 154 | $4,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 61 | $4,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 478 | $4,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $4,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 725 | $4,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 214 | $4,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 130 | $4,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 69 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,259 | $4,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 12,380 | $4,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $4,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 284 | $4,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 12,200 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 300 | $4,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 217 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,500 | $4,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 159 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 259 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 300 | $4,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 265 | $4,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 300 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 223 | $4,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 732 | $4,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 529 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 327 | $4,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 449 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 410 | $4,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 205 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,288 | $4,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 500 | $4,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 500 | $4,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 700 | $4,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 500 | $4,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 245 | $4,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 1,800 | $4,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 3,100 | $4,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 5,600 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 230 | $4,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,428 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 241 | $3,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 47 | $3,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 37 | $3,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 136 | $3,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 300 | $3,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 128 | $3,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 217 | $3,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 100 | $3,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 61 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,300 | $3,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 158 | $3,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 219 | $3,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 150 | $3,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 131 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 200 | $3,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $3,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 500 | $3,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 160 | $3,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 112 | $3,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 200 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,450 | $3,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 300 | $3,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 155 | $3,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 237 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 192 | $3,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 100 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 500 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 320 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,000 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 390 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 387 | $3,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 602 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 300 | $3,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 400 | $3,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 163 | $3,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 468 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,674 | $3,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 281 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 281 | $3,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 1,000 | $3,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 15 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,433 | $3,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 200 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 155 | $3,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 400 | $3,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 205 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 4,896 | $3,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 158 | $3,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 90 | $3,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,770 | $3,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 5,900 | $3,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 300 | $3,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 273 | $3,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 8,600 | $3,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,820 | $3,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 500 | $3,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 1,400 | $3,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 649 | $3,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,009 | $3,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 214 | $3,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 700 | $3,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 112 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 87 | $3,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 75 | $3,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 124 | $3,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 925 | $3,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 174 | $3,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 10,500 | $3,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 554 | $3,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 366 | $3,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $3,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 300 | $3,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 442 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,500 | $3,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 830 | $3,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 524 | $3,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 5,127 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 80 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 150 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,255 | $3,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 50 | $3,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 180 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 26 | $3,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 500 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 86 | $3,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 194 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 229 | $3,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 269 | $3,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 250 | $3,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 74 | $3,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 500 | $3,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 215 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 689 | $3,000 | thousands by filing date | |
| FQF TR | 351680814 | O SHS ASIA PAC | 100 | $3,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 100 | $3,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 811 | $3,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 60 | $2,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 69 | $2,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 54 | $2,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 57 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 382 | $2,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 94 | $2,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 22 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 76 | $2,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 40 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 100 | $2,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 404 | $2,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 98 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 4 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 327 | $2,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 100 | $2,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 200 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 658 | $2,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 226 | $2,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 70 | $2,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 289 | $2,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 200 | $2,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 63 | $2,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 131 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 177 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $2,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 186 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 44 | $2,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 76 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 137 | $2,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 82 | $2,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 140 | $2,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 161 | $2,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 200 | $2,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 262 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 169 | $2,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 202 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $2,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 32 | $2,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 50 | $2,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 221 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,400 | $2,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $2,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 75 | $2,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 139 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 195 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 50 | $2,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 127 | $2,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 41 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 957 | $2,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,001 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 208 | $2,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,300 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,460 | $2,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 75 | $2,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 400 | $2,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,446 | $2,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 120 | $2,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 102 | $2,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 18 | $2,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 455 | $2,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 110 | $2,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 135 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 134 | $2,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 75 | $2,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $2,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 100 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 2,000 | $2,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,000 | $2,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 206 | $2,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 200 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,500 | $2,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 250 | $2,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 6 | $2,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 475 | $2,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 101 | $2,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 447 | $2,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 148 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 100 | $2,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 206 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 300 | $2,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 650 | $2,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 10,016 | $2,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 480 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 32 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 170 | $2,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 45 | $2,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 80 | $2,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 1,100 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 250 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 79 | $2,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 2,000 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 113 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 350 | $2,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 54 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 500 | $2,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 2,689 | $2,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 8,000 | $2,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 600 | $2,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 156 | $2,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,850 | $2,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 197 | $2,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 200 | $2,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 300 | $2,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,954 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 330 | $2,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,500 | $2,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 494 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $2,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 500 | $2,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 24 | $2,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 425 | $2,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 100 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 67 | $2,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 56 | $2,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 1,000 | $2,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 1,245 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 100 | $2,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 100 | $1,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 70 | $1,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 52 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 81 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 23 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 49 | $1,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 100 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 75 | $1,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 24 | $1,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 100 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 405 | $1,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 35 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 86 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 32 | $1,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 34 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 23 | $1,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 136 | $1,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 113 | $1,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 31 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 40 | $1,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 11 | $1,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 68 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 150 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-102664 | this filing | 2016-05-16 | acceptance time not in the bulk data set |