13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 4,888 holding rows worth $5,683,351,000.
- Accession
- 0001144204-16-102664
- Filer
- CIK 1029730
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,381 entries on the cover page, a total value of $5,683,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,683,351,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 725 | $56,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,667 | $56,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,851 | $56,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 4,835 | $56,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 616 | $56,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,586 | $56,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,651 | $56,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,146 | $56,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,690 | $56,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,866 | $56,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,473 | $56,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 596 | $56,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,006 | $56,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 514 | $56,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 836 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,215 | $56,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,425 | $56,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,182 | $56,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,305 | $55,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,825 | $55,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 892 | $55,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 508 | $55,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,752 | $55,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,330 | $55,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,027 | $55,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 759 | $55,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,200 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,631 | $55,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 870 | $55,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,610 | $55,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 6,000 | $55,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,492 | $55,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 6,151 | $55,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,422 | $55,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 3,134 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 2,321 | $55,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 2,371 | $54,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 996 | $54,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,775 | $54,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 10,193 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,435 | $54,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,537 | $54,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,141 | $54,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2,138 | $54,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,559 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,470 | $54,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 712 | $54,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,000 | $54,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,041 | $53,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,117 | $53,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,290 | $53,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,647 | $53,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 491 | $53,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 23,282 | $53,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,545 | $53,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,370 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,431 | $53,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 921 | $53,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 425 | $53,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 5,000 | $53,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,133 | $53,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 2,107 | $53,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,599 | $52,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,000 | $52,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,901 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 761 | $52,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 7,274 | $52,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,315 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,117 | $52,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,611 | $52,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,802 | $52,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $52,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 29,170 | $52,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,030 | $51,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,257 | $51,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 6,663 | $51,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,211 | $51,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,023 | $51,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,572 | $51,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,978 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,029 | $51,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 806 | $51,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,442 | $51,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,900 | $51,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,463 | $51,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,370 | $51,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,538 | $51,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 2,340 | $51,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 2,161 | $51,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,697 | $50,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 4,125 | $50,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 2,000 | $50,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,812 | $50,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 2,657 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 774 | $50,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,781 | $50,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,197 | $50,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 2,984 | $50,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,735 | $50,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,215 | $50,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 64,783 | $50,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 7,861 | $50,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 1,940 | $50,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,164 | $49,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,349 | $49,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 89,350 | $49,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,641 | $49,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,321 | $49,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,682 | $49,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 860 | $49,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,694 | $49,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,953 | $49,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,439 | $49,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,452 | $49,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,362 | $49,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,614 | $49,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 3,350 | $49,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,788 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 1,860 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 628 | $49,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,305 | $48,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,436 | $48,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 500 | $48,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 734 | $48,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 932 | $48,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 576 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,843 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 3,383 | $48,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 775 | $48,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 2,075 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 710 | $48,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,728 | $48,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,345 | $48,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,809 | $48,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,823 | $48,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 90,037 | $48,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,007 | $48,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,799 | $48,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 7,081 | $48,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,186 | $47,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,500 | $47,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,076 | $47,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 4,145 | $47,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,275 | $47,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,535 | $47,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 37,504 | $47,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,119 | $47,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 1,132 | $47,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 2,500 | $47,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $47,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 396 | $47,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,700 | $46,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,005 | $46,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,000 | $46,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,459 | $46,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 749 | $46,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 947 | $46,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,045 | $46,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 3,572 | $46,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 899 | $46,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,989 | $46,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,318 | $46,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,139 | $46,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 408 | $46,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 548 | $46,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 900 | $46,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,531 | $45,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,607 | $45,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,760 | $45,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 909 | $45,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,377 | $45,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 447 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 1,842 | $45,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,004 | $45,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,500 | $45,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,470 | $45,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 468 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 971 | $45,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,370 | $45,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 407 | $45,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,795 | $45,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,780 | $45,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 48,758 | $45,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 23,084 | $45,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 480 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,329 | $45,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 3,103 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 1,828 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 1,797 | $45,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,000 | $45,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,300 | $45,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 659 | $44,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,337 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 887 | $44,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,350 | $44,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 981 | $44,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,702 | $44,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,308 | $44,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 322 | $44,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 3,000 | $44,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 3,599 | $44,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 800 | $43,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,244 | $43,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,181 | $43,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,050 | $43,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,375 | $43,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,700 | $43,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,080 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,235 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,443 | $43,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 7,073 | $43,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 7,758 | $43,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,774 | $43,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,001 | $43,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 622 | $43,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,300 | $43,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 42,000 | $43,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 4,215 | $43,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,172 | $42,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 944 | $42,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,397 | $42,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 4,595 | $42,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 916 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,046 | $42,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 4,366 | $42,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,000 | $42,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 814 | $42,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,740 | $42,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,260 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 980 | $42,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,000 | $42,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 16,054 | $42,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 651 | $41,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,194 | $41,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 641 | $41,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,195 | $41,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,830 | $41,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 5,881 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,661 | $41,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,247 | $41,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,865 | $41,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 280 | $41,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,661 | $41,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,300 | $41,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,277 | $41,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 40,000 | $41,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 760 | $41,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 900 | $41,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 326 | $41,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 896 | $40,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,100 | $40,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,148 | $40,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,540 | $40,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 81 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,000 | $40,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,927 | $40,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,869 | $40,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 399 | $40,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,225 | $40,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,619 | $40,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 679 | $40,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,695 | $40,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 750 | $39,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 711 | $39,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 503 | $39,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,425 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 810 | $39,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,102 | $39,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 3,416 | $39,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 7,080 | $39,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,843 | $39,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,132 | $39,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,160 | $39,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,265 | $39,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 273 | $39,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 49,700 | $39,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,512 | $39,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 40,000 | $39,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,224 | $39,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 6,400 | $39,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 785 | $38,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,000 | $38,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,099 | $38,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,108 | $38,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,293 | $38,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,423 | $38,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,470 | $38,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,482 | $38,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,140 | $38,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,950 | $38,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 866 | $38,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 800 | $38,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 2,813 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,820 | $38,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,582 | $38,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,854 | $38,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,887 | $38,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,626 | $38,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,063 | $38,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,221 | $38,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,270 | $38,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,235 | $38,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,487 | $38,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 4,652 | $38,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 49,411 | $38,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,769 | $38,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 2,500 | $38,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,892 | $37,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 725 | $37,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,212 | $37,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,538 | $37,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,150 | $37,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 388 | $37,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 950 | $37,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,021 | $37,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 578 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 586 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,240 | $37,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,059 | $37,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,825 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,527 | $37,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,474 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 835 | $37,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,060 | $37,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,957 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,005 | $37,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 637 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 876 | $37,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 971 | $37,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 6,454 | $37,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 8,400 | $37,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 5,135 | $36,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 897 | $36,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 979 | $36,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 730 | $36,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,555 | $36,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,588 | $36,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,194 | $36,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,575 | $36,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,489 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,120 | $36,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 581 | $36,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,202 | $36,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $36,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,215 | $36,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,410 | $36,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 2,157 | $36,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,154 | $35,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 743 | $35,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 671 | $35,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,133 | $35,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 192 | $35,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,832 | $35,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,593 | $35,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 711 | $35,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 432 | $35,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 688 | $35,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,100 | $35,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,464 | $35,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,292 | $35,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,455 | $35,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,783 | $35,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,027 | $35,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,356 | $35,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,182 | $35,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 7,670 | $35,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 8,153 | $35,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 779 | $35,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,795 | $35,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 540 | $35,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 826 | $35,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,931 | $35,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 1,400 | $35,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 28,300 | $35,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 4,554 | $35,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 708 | $34,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 921 | $34,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,758 | $34,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 609 | $34,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 749 | $34,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 3,164 | $34,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,506 | $34,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,167 | $34,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,393 | $34,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,279 | $34,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,447 | $34,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,179 | $34,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,942 | $34,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 828 | $34,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,228 | $34,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,100 | $34,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 455 | $34,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 2,399 | $34,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 3,700 | $34,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,894 | $33,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 216 | $33,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,300 | $33,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 371 | $33,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,411 | $33,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 511 | $33,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 11 | $33,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 430 | $33,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,895 | $33,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 994 | $33,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 726 | $33,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 2,200 | $33,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,005 | $33,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,190 | $33,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,004 | $33,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,205 | $33,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,197 | $33,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 1,194 | $33,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,610 | $33,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,300 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 2,787 | $33,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 12,000 | $33,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 8,605 | $33,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 850 | $33,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,491 | $32,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 516 | $32,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 432 | $32,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,676 | $32,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 572 | $32,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 527 | $32,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 693 | $32,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 930 | $32,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2,520 | $32,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 1,370 | $32,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 561 | $32,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 3,067 | $32,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,134 | $32,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,657 | $32,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 770 | $32,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,643 | $32,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,227 | $32,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 5,963 | $32,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 2,582 | $32,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,800 | $32,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,247 | $31,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,507 | $31,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 954 | $31,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 351 | $31,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,558 | $31,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,720 | $31,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,164 | $31,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,398 | $31,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,238 | $31,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,400 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 731 | $31,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,100 | $31,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 485 | $31,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,123 | $31,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,966 | $31,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 895 | $31,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,064 | $31,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 796 | $31,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 845 | $31,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,325 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 1,907 | $31,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 4,035 | $30,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,560 | $30,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 3,468 | $30,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,293 | $30,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,640 | $30,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $30,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,410 | $30,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,400 | $30,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,473 | $30,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,207 | $30,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,990 | $30,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 700 | $30,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 3,797 | $30,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 850 | $30,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 284 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 26,547 | $30,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,481 | $30,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 661 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 485 | $30,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 11,705 | $30,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 756 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,882 | $30,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 7,324 | $29,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 238 | $29,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 820 | $29,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,389 | $29,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,514 | $29,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 161 | $29,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,190 | $29,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 609 | $29,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,924 | $29,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,379 | $29,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 940 | $29,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,309 | $29,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 634 | $29,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 338 | $29,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,050 | $29,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,175 | $29,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 8,000 | $29,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 740 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-102664 | this filing | 2016-05-16 | acceptance time not in the bulk data set |