13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 4,888 holding rows worth $5,683,351,000.
- Accession
- 0001144204-16-102664
- Filer
- CIK 1029730
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,381 entries on the cover page, a total value of $5,683,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,683,351,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RANDGOLD RES LTD | 752344309 | ADR | 323 | $29,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 900 | $29,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 354 | $29,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,736 | $29,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,398 | $29,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 737 | $29,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 702 | $29,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,754 | $29,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 3,237 | $29,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,171 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 608 | $28,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,120 | $28,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 742 | $28,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 760 | $28,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,155 | $28,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,605 | $28,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,619 | $28,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,637 | $28,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 649 | $28,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 834 | $28,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,100 | $28,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,003 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,249 | $28,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,914 | $28,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,903 | $28,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,500 | $28,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,511 | $28,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,148 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $28,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,070 | $28,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,700 | $28,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,233 | $28,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 2,000 | $28,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,006 | $27,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,770 | $27,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,379 | $27,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,067 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 368 | $27,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 9,300 | $27,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 989 | $27,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 3,172 | $27,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,595 | $27,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 894 | $27,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,351 | $27,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 730 | $27,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 3,908 | $27,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 3,600 | $27,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 956 | $27,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,157 | $27,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 2,441 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 17,166 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 3,020 | $27,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 1,698 | $27,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 27,416 | $27,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 318 | $26,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 425 | $26,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 587 | $26,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 192 | $26,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 785 | $26,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 993 | $26,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 452 | $26,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 8,405 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 539 | $26,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 785 | $26,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 797 | $26,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 892 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,865 | $26,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 514 | $26,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,400 | $26,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,500 | $26,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 5,861 | $26,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 451 | $26,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 656 | $26,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 510 | $26,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 2,700 | $26,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,694 | $26,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 34,997 | $26,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,500 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $26,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,930 | $26,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,899 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 875 | $26,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 4,808 | $26,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,000 | $26,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,207 | $26,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 800 | $26,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,199 | $25,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 850 | $25,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 791 | $25,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,077 | $25,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,801 | $25,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 659 | $25,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 684 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 908 | $25,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,073 | $25,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 467 | $25,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,450 | $25,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 885 | $25,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 652 | $25,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,826 | $25,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 481 | $25,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,307 | $25,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,586 | $25,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,567 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,274 | $25,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,337 | $25,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 155 | $25,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 800 | $25,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 4,414 | $25,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,575 | $25,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,775 | $25,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,577 | $25,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,580 | $25,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,497 | $25,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 344 | $25,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 3,154 | $25,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,979 | $25,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 3,340 | $25,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $25,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,469 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 980 | $25,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 830 | $25,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90273A108 | WLS FRG MLP EX | 1,400 | $25,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R886 | BLUESTAR TA | 1,050 | $25,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 437 | $24,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,728 | $24,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,507 | $24,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,285 | $24,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 649 | $24,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 518 | $24,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,266 | $24,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,213 | $24,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,036 | $24,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,000 | $24,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 1,001 | $24,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 619 | $24,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,050 | $24,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,504 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 891 | $24,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 618 | $24,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 631 | $24,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,617 | $24,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 4,089 | $24,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 750 | $24,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 380 | $24,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,406 | $24,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 120,000 | $24,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 549 | $24,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,480 | $24,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 1,366 | $24,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R296 | OIL REFNERS CRAK | 1,189 | $24,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 176 | $23,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 432 | $23,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,859 | $23,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 47 | $23,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,206 | $23,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 352 | $23,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 602 | $23,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,148 | $23,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 587 | $23,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 906 | $23,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,000 | $23,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 344 | $23,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 281 | $23,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,478 | $23,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $23,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,896 | $23,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,500 | $23,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,400 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 786 | $23,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 2,000 | $23,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,094 | $23,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,500 | $23,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 407 | $23,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 923 | $23,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,639 | $23,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,731 | $23,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,568 | $23,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,911 | $23,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 469 | $23,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,000 | $23,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 336 | $22,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 375 | $22,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,250 | $22,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 418 | $22,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,369 | $22,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 330 | $22,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 243 | $22,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 414 | $22,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 845 | $22,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,234 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 871 | $22,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,028 | $22,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,682 | $22,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 9,000 | $22,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,451 | $22,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 429 | $22,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 2,082 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,000 | $22,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 667 | $21,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 324 | $21,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,233 | $21,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 647 | $21,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,000 | $21,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 836 | $21,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,026 | $21,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,641 | $21,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 663 | $21,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 8,079 | $21,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 590 | $21,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 191 | $21,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,272 | $21,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 353 | $21,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,000 | $21,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,325 | $21,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 421 | $21,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 407 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 958 | $21,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,197 | $21,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 652 | $21,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 402 | $21,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,004 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 652 | $21,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,085 | $21,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7,500 | $21,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,325 | $21,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 759 | $21,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,064 | $21,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 414 | $21,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 723 | $21,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,264 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 490 | $21,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,100 | $21,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,050 | $21,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 480 | $21,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 200 | $21,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 233 | $20,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,749 | $20,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 596 | $20,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,300 | $20,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,400 | $20,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 377 | $20,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 248 | $20,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,682 | $20,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 740 | $20,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,437 | $20,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 520 | $20,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 503 | $20,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,175 | $20,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,329 | $20,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 500 | $20,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,500 | $20,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,488 | $20,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 7,800 | $20,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 316 | $20,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,100 | $20,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $20,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,000 | $20,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 668 | $20,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 223 | $20,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 820 | $20,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $20,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,200 | $20,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 566 | $20,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,600 | $20,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,000 | $20,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,490 | $20,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 917 | $20,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 850 | $20,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,730 | $20,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,400 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 610 | $20,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 8,400 | $20,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 465 | $20,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,717 | $20,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,825 | $19,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,972 | $19,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 450 | $19,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 300 | $19,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 298 | $19,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,079 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 923 | $19,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 333 | $19,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 402 | $19,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 671 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 363 | $19,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 521 | $19,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,045 | $19,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,443 | $19,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 625 | $19,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,364 | $19,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,918 | $19,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,400 | $19,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 418 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 351 | $19,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 783 | $19,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,173 | $19,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,444 | $19,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $19,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,307 | $19,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,354 | $19,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 731 | $19,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 621 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,200 | $19,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,001 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 500 | $19,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 812 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 503 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 685 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 355 | $19,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,800 | $19,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,526 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 815 | $19,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 3,768 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 796 | $19,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 992 | $18,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 559 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,000 | $18,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,120 | $18,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 306 | $18,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 589 | $18,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 523 | $18,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 2,630 | $18,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,206 | $18,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,863 | $18,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,420 | $18,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 526 | $18,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,305 | $18,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 258 | $18,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,338 | $18,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,500 | $18,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 805 | $18,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 750 | $18,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,800 | $18,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,974 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 206 | $18,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,380 | $18,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 17,470 | $18,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,051 | $18,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 800 | $18,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,483 | $18,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,109 | $18,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,126 | $18,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 397 | $18,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,776 | $18,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 564 | $18,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,311 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 587 | $18,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 1,400 | $18,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,953 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 453 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 435 | $18,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 629 | $18,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 988 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 718 | $18,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 7,150 | $18,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,500 | $18,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 646 | $17,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 280 | $17,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,143 | $17,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 603 | $17,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 414 | $17,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 682 | $17,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,028 | $17,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 958 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 200 | $17,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 259 | $17,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,588 | $17,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,142 | $17,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 353 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 644 | $17,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $17,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 400 | $17,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 670 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 153 | $17,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,044 | $17,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 460 | $17,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,497 | $17,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 884 | $17,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 13,192 | $17,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 783 | $17,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,069 | $17,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 895 | $17,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 9,100 | $17,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 482 | $17,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,235 | $17,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $17,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,405 | $17,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 6,250 | $17,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 340 | $17,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,365 | $17,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 696 | $17,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,167 | $17,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,537 | $17,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,700 | $16,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,000 | $16,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 690 | $16,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 350 | $16,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,163 | $16,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 598 | $16,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 690 | $16,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,582 | $16,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,200 | $16,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 252 | $16,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 287 | $16,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,000 | $16,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $16,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 963 | $16,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 457 | $16,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 750 | $16,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,600 | $16,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 213 | $16,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,428 | $16,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,780 | $16,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,091 | $16,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 203 | $16,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 483 | $16,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 3,400 | $16,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 3,900 | $16,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,000 | $16,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,117 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 190 | $16,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,523 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 153 | $16,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 3,479 | $16,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 23,600 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 622 | $16,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 621 | $15,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 79 | $15,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 355 | $15,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,995 | $15,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,127 | $15,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 141 | $15,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 515 | $15,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 603 | $15,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 900 | $15,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 365 | $15,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 303 | $15,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,509 | $15,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 337 | $15,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 395 | $15,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,500 | $15,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 137 | $15,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 551 | $15,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 400 | $15,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 984 | $15,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,821 | $15,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 827 | $15,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 7,520 | $15,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 505 | $15,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,655 | $15,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,392 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 531 | $15,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,400 | $15,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,001 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 989 | $15,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 728 | $15,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 287 | $15,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 711 | $15,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 331 | $15,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 203 | $15,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,442 | $15,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,416 | $15,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,114 | $15,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 9,159 | $15,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 612 | $15,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $15,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,200 | $15,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,056 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 737 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 200 | $15,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 1,370 | $15,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $15,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 882 | $15,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 2,150 | $15,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 3,085 | $15,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 300 | $15,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 507 | $14,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 379 | $14,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 350 | $14,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 203 | $14,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 304 | $14,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 430 | $14,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 775 | $14,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 915 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 435 | $14,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,000 | $14,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,120 | $14,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 347 | $14,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 514 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,000 | $14,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 850 | $14,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,172 | $14,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,100 | $14,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 880 | $14,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 207 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-102664 | this filing | 2016-05-16 | acceptance time not in the bulk data set |