13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 4,888 holding rows worth $5,683,351,000.
- Accession
- 0001144204-16-102664
- Filer
- CIK 1029730
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 11,381 entries on the cover page, a total value of $5,683,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,683,351,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRIVATEBANCORP INC | 742962103 | COM | 6,124 | $236,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,842 | $235,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,648 | $235,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 35,571 | $235,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,236 | $235,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 52,625 | $235,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 11,150 | $235,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,177 | $234,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,209 | $234,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,772 | $234,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,485 | $234,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,513 | $234,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,280 | $233,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,094 | $233,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,695 | $233,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,556 | $232,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 30,486 | $232,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,968 | $231,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,939 | $230,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,782 | $229,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 9,573 | $229,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 12,378 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,012 | $229,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 20,739 | $229,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,651 | $228,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,165 | $228,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 9,881 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,208 | $228,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 15,157 | $228,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,259 | $227,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,673 | $227,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,059 | $227,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,597 | $227,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 6,303 | $227,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 236,214 | $227,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 55,800 | $225,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,428 | $224,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,523 | $223,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,922 | $223,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,514 | $223,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,181 | $223,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,562 | $223,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 28,947 | $223,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 11,217 | $222,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 20,525 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 5,001 | $222,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,593 | $221,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,610 | $221,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,103 | $221,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,706 | $221,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,967 | $220,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 77,939 | $220,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 15,683 | $220,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,711 | $220,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 5,821 | $219,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,711 | $218,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,613 | $218,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,838 | $217,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,864 | $216,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,501 | $215,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 8,159 | $215,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 11,549 | $215,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 10,208 | $215,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,926 | $214,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,420 | $214,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,472 | $214,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,811 | $214,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 9,681 | $214,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 10,132 | $214,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,556 | $213,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 30,178 | $213,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,731 | $212,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,661 | $212,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 50,145 | $211,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,697 | $210,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 13,861 | $210,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 15,732 | $210,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,006 | $209,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 8,510 | $209,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,274 | $208,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 13,112 | $208,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,466 | $208,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,637 | $208,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,879 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,747 | $207,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 17,285 | $207,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,213 | $207,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,600 | $206,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,621 | $206,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 8,765 | $206,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 7,956 | $205,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,045 | $205,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,322 | $205,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,280 | $204,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 17,966 | $204,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 6,555 | $203,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 6,891 | $203,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,965 | $203,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 7,057 | $203,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 80,713 | $203,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,445 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,972 | $202,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 9,795 | $202,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,069 | $201,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,156 | $201,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,299 | $201,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 147,875 | $201,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 19,600 | $201,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 206,000 | $201,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 85,000 | $201,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3,836 | $200,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,706 | $199,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,430 | $199,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 27,490 | $199,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,607 | $198,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 18,588 | $198,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,309 | $198,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,619 | $197,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,536 | $197,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 12,545 | $197,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,312 | $196,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 17,410 | $196,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,312 | $195,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 6,192 | $195,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,868 | $195,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,645 | $194,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,179 | $194,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,144 | $193,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,971 | $193,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,540 | $193,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,818 | $193,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $193,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,480 | $193,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 32,491 | $192,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,151 | $192,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,121 | $192,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,653 | $192,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,355 | $191,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,158 | $190,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 8,876 | $190,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 16,952 | $190,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,550 | $189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,036 | $189,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 6,382 | $189,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,684 | $188,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,293 | $188,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 4,189 | $187,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,646 | $187,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 47,196 | $187,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 11,588 | $187,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,717 | $187,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,541 | $186,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 4,979 | $186,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,102 | $186,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 5,010 | $186,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,359 | $186,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,757 | $185,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,476 | $185,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,257 | $185,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,011 | $185,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 8,215 | $185,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 4,831 | $185,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 2,435 | $185,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,233 | $185,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 6,617 | $185,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,051 | $184,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,797 | $184,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 14,874 | $183,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,238 | $183,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 45,640 | $183,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 23,375 | $183,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,861 | $183,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,701 | $182,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,421 | $182,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,543 | $182,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 16,000 | $182,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,514 | $181,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 11,715 | $181,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,204 | $181,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 5,420 | $180,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,996 | $180,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,859 | $180,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,228 | $180,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,855 | $179,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,645 | $179,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,353 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,155 | $179,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 21,325 | $179,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 5,339 | $178,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,679 | $177,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,756 | $176,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,746 | $176,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,532 | $175,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,094 | $175,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,009 | $175,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 19,211 | $175,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 15,018 | $175,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,930 | $175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 6,898 | $175,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 1,780 | $175,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 4,268 | $174,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,524 | $174,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,507 | $174,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,507 | $174,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,104 | $174,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9,597 | $174,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 3,258 | $173,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 12,442 | $173,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 17,400 | $173,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,541 | $172,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,312 | $171,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,398 | $171,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 6,815 | $171,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,850 | $171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,968 | $171,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 14,465 | $171,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,650 | $170,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,691 | $170,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,295 | $169,000 | thousands by filing date | |
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| KIMCO REALTY CORP COM | 49446R109 | REIT | 5,809 | $168,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,901 | $168,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,317 | $168,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 11,619 | $168,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,741 | $168,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,773 | $167,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,771 | $167,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,411 | $167,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 20,000 | $167,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,372 | $167,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 27,063 | $167,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 5,796 | $167,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,421 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 3,544 | $166,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 3,255 | $166,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,595 | $166,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 6,445 | $166,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 7,084 | $166,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 9,430 | $165,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 13,041 | $165,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,094 | $165,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,067 | $164,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,955 | $164,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,629 | $164,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 7,099 | $164,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 15,144 | $164,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,881 | $163,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 7,300 | $163,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,000 | $163,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,180 | $162,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 134 | $162,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,158 | $162,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 6,527 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,585 | $161,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 20,659 | $161,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 15,925 | $161,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,890 | $160,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 985 | $160,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,266 | $160,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,303 | $160,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,028 | $159,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,883 | $158,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,913 | $158,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,570 | $158,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 5,597 | $158,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,218 | $158,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,840 | $157,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,827 | $157,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 6,667 | $157,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 13,001 | $157,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 5,402 | $156,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,143 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,535 | $156,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,312 | $156,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,388 | $156,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 11,625 | $155,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,933 | $155,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 10,415 | $155,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 21,500 | $155,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,483 | $155,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 3,720 | $155,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,953 | $154,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 7,055 | $154,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 1,398 | $154,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R247 | HIGH INCOME MLP | 38,016 | $154,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,937 | $153,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,893 | $153,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,283 | $152,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 6,748 | $152,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,739 | $152,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,108 | $152,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,212 | $151,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $151,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,057 | $151,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 9,591 | $151,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 22,710 | $151,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,132 | $150,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,516 | $150,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,178 | $150,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,780 | $150,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,356 | $149,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,572 | $149,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 14,396 | $149,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,292 | $149,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,272 | $148,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,342 | $148,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,516 | $148,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,634 | $148,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,013 | $148,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,901 | $148,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,411 | $148,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 2,181 | $148,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,657 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,456 | $147,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 3,367 | $147,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,674 | $147,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 10,106 | $147,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,877 | $146,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,398 | $146,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 4,469 | $146,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 7,157 | $146,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 145,000 | $146,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 14,231 | $145,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,245 | $145,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 16,952 | $145,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,339 | $145,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 6,127 | $145,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,195 | $144,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,826 | $144,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,712 | $144,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,648 | $144,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 3,131 | $144,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 3,041 | $143,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,770 | $142,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,021 | $142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 4,190 | $142,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 175 | $141,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,365 | $141,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,960 | $141,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,710 | $141,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 21,116 | $140,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,592 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,850 | $140,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,054 | $140,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 25,754 | $140,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 9,772 | $139,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,032 | $139,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 8,621 | $139,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 5,184 | $139,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,528 | $138,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 6,407 | $138,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 17,259 | $138,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,467 | $138,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,708 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 3,486 | $137,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 5,446 | $137,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 4,856 | $137,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 6,010 | $137,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,703 | $137,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 6,850 | $137,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 5,814 | $136,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,002 | $136,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 998 | $136,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 17,583 | $136,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,798 | $136,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,584 | $135,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,259 | $135,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 24,444 | $135,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,926 | $135,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 6,017 | $135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 5,091 | $135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 11,825 | $135,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 2,662 | $134,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,713 | $134,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,963 | $134,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,558 | $134,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 48,765 | $134,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,298 | $133,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,284 | $133,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 11,544 | $132,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,650 | $132,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,615 | $132,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 12,754 | $131,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 9,257 | $131,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,188 | $131,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 13,003 | $131,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 997 | $130,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,075 | $130,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,302 | $130,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 5,640 | $130,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $130,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 9,355 | $130,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 4,162 | $130,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 3,493 | $129,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 9,507 | $129,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 5,000 | $129,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $129,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 133,000 | $129,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,335 | $128,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,065 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,735 | $127,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,670 | $127,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,988 | $127,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 48,603 | $127,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,834 | $126,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,000 | $126,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,153 | $126,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 9,475 | $126,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 38,843 | $126,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,330 | $125,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,895 | $125,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,660 | $125,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 4,598 | $125,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,848 | $125,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,720 | $124,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,463 | $124,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 5,492 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 2,830 | $123,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,263 | $123,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,642 | $123,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,919 | $123,000 | thousands by filing date | |
| CARDICA INC | 14141R309 | COM NEW | 34,589 | $123,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,096 | $122,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 3,708 | $122,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,685 | $122,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 24,019 | $121,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 6,571 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,924 | $121,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 4,247 | $121,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,500 | $121,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,991 | $120,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 4,488 | $120,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 8,151 | $120,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,831 | $119,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,696 | $119,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,640 | $119,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,461 | $119,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,223 | $119,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,114 | $119,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,058 | $119,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,480 | $119,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $119,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,536 | $119,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,264 | $118,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 4,329 | $118,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 7,809 | $118,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5,463 | $118,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 2,272 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,527 | $117,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,678 | $117,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,800 | $117,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 3,145 | $117,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,788 | $116,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,069 | $116,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,230 | $116,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,303 | $116,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 7,873 | $116,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R254 | HIGH INCOME INFR | 10,046 | $116,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,215 | $115,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,638 | $115,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 667 | $115,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,321 | $115,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 5,600 | $115,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 773 | $114,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 2,345 | $114,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 3,065 | $114,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 14,849 | $114,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,742 | $114,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 9,342 | $114,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,253 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 3,818 | $114,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 122,000 | $114,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 636 | $113,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,100 | $113,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,805 | $113,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 4,272 | $113,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,698 | $113,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 562 | $113,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 3,147 | $113,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 2,296 | $113,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 4,735 | $112,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,154 | $112,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,778 | $112,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 14,985 | $112,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 15,296 | $112,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,215 | $112,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 7,901 | $112,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 6,100 | $112,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,194 | $112,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 2,314 | $112,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,339 | $111,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 8,596 | $111,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 1,148 | $111,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,458 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 823 | $110,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,140 | $110,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,695 | $110,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 25,840 | $110,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,472 | $109,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-102664 | this filing | 2016-05-16 | acceptance time not in the bulk data set |