13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 4,771 holding rows worth $4,848,773,000.
- Accession
- 0001144204-15-066017
- Filer
- CIK 1029730
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,803 entries on the cover page, a total value of $4,848,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,848,773,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 512 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 535 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 110 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,055 | $11,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 432 | $11,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 800 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 340 | $11,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,005 | $11,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 4,727 | $11,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,500 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 437 | $11,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 1,392 | $11,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 6,600 | $11,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 2,775 | $11,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 367 | $11,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,519 | $10,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 169 | $10,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 250 | $10,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 196 | $10,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 353 | $10,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 243 | $10,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 645 | $10,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 364 | $10,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,000 | $10,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 200 | $10,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 705 | $10,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $10,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 822 | $10,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 265 | $10,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 250 | $10,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,300 | $10,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,500 | $10,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,645 | $10,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 519 | $10,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 492 | $10,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 527 | $10,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,250 | $10,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 260 | $10,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,800 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 775 | $10,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 355 | $10,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 231 | $10,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 441 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 396 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 470 | $10,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 260 | $10,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,450 | $10,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 584 | $10,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 591 | $10,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,849 | $10,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 421 | $10,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 245 | $10,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $10,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 400 | $10,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 277 | $10,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $10,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 10,000 | $10,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 153 | $10,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 407 | $10,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 709 | $10,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 205 | $10,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 601 | $10,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 18,500 | $10,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $10,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 946 | $10,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 3,150 | $10,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 700 | $10,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 411 | $10,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 1,818 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 743 | $10,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,500 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 500 | $10,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 600 | $10,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 1,200 | $10,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 374 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 500 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 103 | $9,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,000 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 230 | $9,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 300 | $9,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 226 | $9,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 216 | $9,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 300 | $9,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 318 | $9,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 262 | $9,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 307 | $9,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 900 | $9,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 280 | $9,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 100 | $9,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 155 | $9,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 166 | $9,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 500 | $9,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 436 | $9,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 103 | $9,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 374 | $9,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 363 | $9,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 306 | $9,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 339 | $9,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 233 | $9,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 719 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 673 | $9,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 143 | $9,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 298 | $9,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 389 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 321 | $9,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 2,200 | $9,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 600 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 559 | $9,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,030 | $9,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 374 | $9,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 225 | $9,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 651 | $9,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $9,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 496 | $9,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 501 | $9,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,800 | $9,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 300 | $9,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,600 | $9,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,038 | $9,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 531 | $9,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 338 | $9,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 147 | $9,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,500 | $9,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 650 | $9,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,510 | $9,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 1,000 | $9,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 591 | $9,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 706 | $9,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 411 | $9,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,600 | $9,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,000 | $9,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $9,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 600 | $9,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,350 | $9,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 200 | $9,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 400 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 249 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 360 | $9,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $9,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 500 | $9,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 324 | $9,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,000 | $9,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,500 | $9,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,177 | $9,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,850 | $8,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 383 | $8,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 153 | $8,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 231 | $8,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 474 | $8,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 108 | $8,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 51 | $8,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 243 | $8,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 502 | $8,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 672 | $8,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,000 | $8,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 250 | $8,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 270 | $8,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 750 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 135 | $8,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 185 | $8,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 304 | $8,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 234 | $8,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 88 | $8,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 809 | $8,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 180 | $8,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 143 | $8,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 971 | $8,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 229 | $8,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 108 | $8,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 223 | $8,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 170 | $8,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 139 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 250 | $8,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 125 | $8,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,000 | $8,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,000 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 400 | $8,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 525 | $8,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 1,200 | $8,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1,100 | $8,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 357 | $8,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 3,060 | $8,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 745 | $8,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 4,295 | $8,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 457 | $8,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,400 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,435 | $8,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,000 | $8,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,000 | $8,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 8,134 | $8,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 249 | $8,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 312 | $8,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,857 | $8,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 338 | $8,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 114 | $8,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,163 | $8,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 955 | $8,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $8,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 100 | $8,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 177 | $8,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 4,167 | $8,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 29,990 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 488 | $8,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 500 | $8,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 548 | $8,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 446 | $8,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 996 | $8,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 11,137 | $8,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,357 | $8,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 685 | $8,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 500 | $8,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 270 | $8,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 378 | $8,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 233 | $8,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 242 | $8,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 800 | $8,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 500 | $8,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 10,075 | $8,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 3,100 | $8,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 700 | $8,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 213 | $7,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 329 | $7,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 431 | $7,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 500 | $7,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 139 | $7,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 144 | $7,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 84 | $7,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 74 | $7,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 549 | $7,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 315 | $7,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 785 | $7,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 217 | $7,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 204 | $7,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 472 | $7,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 241 | $7,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 429 | $7,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $7,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $7,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 117 | $7,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 305 | $7,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 118 | $7,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 366 | $7,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 420 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $7,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 443 | $7,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 124 | $7,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 389 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 136 | $7,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 700 | $7,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,200 | $7,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 420 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 104 | $7,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 2,924 | $7,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 280 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 170 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 509 | $7,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 450 | $7,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $7,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 475 | $7,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,828 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 2,606 | $7,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 513 | $7,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,100 | $7,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 170 | $7,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,425 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,338 | $7,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 150 | $7,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 18,685 | $7,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 185 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 7,253 | $7,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 283 | $7,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 196 | $7,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 250 | $7,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $7,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 325 | $7,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 110 | $7,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 333 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,250 | $7,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 3,250 | $7,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 590 | $7,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 12,000 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 716 | $7,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 500 | $7,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 133 | $7,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 8,748 | $7,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 10,595 | $7,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 6,040 | $7,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 906 | $7,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 452 | $7,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 156 | $7,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 486 | $7,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 418 | $7,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 290 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 254 | $7,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,403 | $7,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 585 | $7,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 781 | $7,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 510 | $7,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 2,505 | $7,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 680 | $6,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 299 | $6,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 234 | $6,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 70 | $6,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 119 | $6,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 33 | $6,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 963 | $6,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 965 | $6,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 77 | $6,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 320 | $6,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 208 | $6,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 155 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 300 | $6,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 64 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 244 | $6,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 182 | $6,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 375 | $6,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 95 | $6,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 143 | $6,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 206 | $6,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 292 | $6,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 174 | $6,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 128 | $6,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 380 | $6,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $6,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 107 | $6,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 363 | $6,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,271 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 738 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 400 | $6,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 90 | $6,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,520 | $6,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 900 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 181 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 156 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 424 | $6,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 926 | $6,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 283 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 220 | $6,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $6,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 200 | $6,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $6,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 375 | $6,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 881 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 64 | $6,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 995 | $6,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $6,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 485 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 202 | $6,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,800 | $6,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,240 | $6,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,853 | $6,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 167 | $6,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $6,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 457 | $6,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 556 | $6,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 200 | $6,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 368 | $6,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 600 | $6,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $6,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,000 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $6,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 400 | $6,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 2,120 | $6,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 131 | $6,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 585 | $6,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 514 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 145 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 5,762 | $6,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 15,550 | $6,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 900 | $6,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 999 | $6,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 506 | $6,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,846 | $6,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 5,071 | $6,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,442 | $6,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 160 | $6,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 875 | $6,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 400 | $6,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 472 | $6,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 20,000 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 200 | $6,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 500 | $6,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 300 | $6,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 229 | $6,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 600 | $6,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 698 | $6,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 825 | $6,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 334 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 229 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 300 | $6,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 1,283 | $6,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $5,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 577 | $5,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 151 | $5,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 75 | $5,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 300 | $5,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 253 | $5,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 8 | $5,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 217 | $5,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 166 | $5,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 107 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 168 | $5,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 100 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 230 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 228 | $5,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 122 | $5,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 459 | $5,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 178 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 68 | $5,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 214 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 352 | $5,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 232 | $5,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 195 | $5,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 350 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 322 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 200 | $5,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 277 | $5,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 193 | $5,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 347 | $5,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 359 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 756 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 180 | $5,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 120 | $5,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $5,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 595 | $5,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 403 | $5,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 206 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 164 | $5,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 681 | $5,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,250 | $5,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 110 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 520 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 79 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 127 | $5,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 504 | $5,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 248 | $5,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 235 | $5,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 300 | $5,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 682 | $5,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 183 | $5,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 322 | $5,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,501 | $5,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 30,940 | $5,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 435 | $5,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 7,039 | $5,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 630 | $5,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 392 | $5,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,000 | $5,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 267 | $5,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $5,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 456 | $5,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 190 | $5,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 186 | $5,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 286 | $5,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 388 | $5,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 175 | $5,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 915 | $5,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 4,530 | $5,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 181 | $5,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 861 | $5,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 350 | $5,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 675 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $5,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 10,171 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 500 | $5,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 100 | $5,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 200 | $5,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 851 | $5,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 300 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 300 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 223 | $5,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 2,716 | $5,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 82 | $5,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 430 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 150 | $5,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 224 | $5,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 8,000 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 260 | $5,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,850 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 136 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-066017 | this filing | 2015-11-16 | acceptance time not in the bulk data set |