13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 4,803 holding rows worth $5,410,499,000.
- Accession
- 0001144204-15-049787
- Filer
- CIK 1029730
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 10,769 entries on the cover page, a total value of $5,410,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,410,499,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEAR ST FINL INC | 073844102 | COM | 3,111 | $29,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 2,000 | $29,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 63 | $28,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,469 | $28,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,000 | $28,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 268 | $28,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,003 | $28,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 850 | $28,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 586 | $28,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,330 | $28,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,776 | $28,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,700 | $28,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 734 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,521 | $28,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,100 | $28,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 883 | $28,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,355 | $28,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,187 | $28,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 2,250 | $28,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,482 | $28,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 9,300 | $28,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,700 | $28,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 497 | $28,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,722 | $28,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,490 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 623 | $28,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 5,529 | $28,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 1,191 | $28,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,024 | $27,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,000 | $27,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,327 | $27,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 671 | $27,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 478 | $27,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 687 | $27,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 816 | $27,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,222 | $27,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,144 | $27,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 438 | $27,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 417 | $27,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,738 | $27,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,200 | $27,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,284 | $27,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 300 | $27,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 667 | $27,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,636 | $27,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 425 | $27,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,575 | $27,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 812 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 900 | $27,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 350 | $27,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,626 | $27,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 2,694 | $27,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 695 | $27,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 2,700 | $27,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,185 | $27,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,400 | $27,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 600 | $27,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $27,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,322 | $27,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,139 | $27,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 571 | $27,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 413 | $26,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 1,423 | $26,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 896 | $26,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 603 | $26,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 750 | $26,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 363 | $26,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 374 | $26,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,130 | $26,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 163 | $26,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,050 | $26,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 7,422 | $26,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 259 | $26,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,619 | $26,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,143 | $26,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,904 | $26,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,042 | $26,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 450 | $26,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 10,751 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $26,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,700 | $26,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 3,700 | $26,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,127 | $26,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 164 | $25,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,600 | $25,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,250 | $25,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 458 | $25,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,480 | $25,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 477 | $25,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,208 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,274 | $25,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 321 | $25,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 645 | $25,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,550 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 986 | $25,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 1,575 | $25,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,796 | $25,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 713 | $25,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,292 | $25,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,146 | $25,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 3,280 | $25,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 5,500 | $25,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,730 | $25,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,208 | $24,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 347 | $24,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,300 | $24,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,990 | $24,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,999 | $24,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 430 | $24,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 590 | $24,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,781 | $24,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 852 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 350 | $24,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 937 | $24,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 635 | $24,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,450 | $24,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 374 | $24,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,526 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,865 | $24,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,000 | $24,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 581 | $24,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,500 | $24,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 649 | $24,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 548 | $24,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,860 | $24,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,025 | $24,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,245 | $24,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 6,500 | $24,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 1,050 | $24,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 1,500 | $24,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,412 | $23,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 942 | $23,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,106 | $23,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 831 | $23,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,232 | $23,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,406 | $23,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 569 | $23,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,109 | $23,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,258 | $23,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,015 | $23,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 843 | $23,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,052 | $23,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,845 | $23,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 794 | $23,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 775 | $23,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,655 | $23,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 404 | $23,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 211 | $23,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 808 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 344 | $23,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 668 | $23,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,363 | $23,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 2,006 | $23,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 476 | $23,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 2,000 | $23,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 2,585 | $23,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,065 | $23,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 709 | $23,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 342 | $23,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1,137 | $23,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,656 | $23,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 923 | $23,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 700 | $23,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 3,047 | $23,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 677 | $23,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 700 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 772 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 535 | $23,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,704 | $22,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 644 | $22,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 343 | $22,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 490 | $22,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,226 | $22,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 463 | $22,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 800 | $22,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 323 | $22,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,347 | $22,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,241 | $22,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 607 | $22,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,000 | $22,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 827 | $22,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 400 | $22,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 865 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,629 | $22,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 782 | $22,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 6,550 | $22,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 400 | $22,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,377 | $22,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 6,826 | $22,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,940 | $22,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2,000 | $22,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,091 | $22,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 319 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 519 | $22,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,181 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 491 | $22,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,200 | $22,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,000 | $22,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,400 | $22,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 336 | $21,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 389 | $21,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 84 | $21,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 350 | $21,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,595 | $21,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 314 | $21,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,750 | $21,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 399 | $21,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,535 | $21,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 663 | $21,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 983 | $21,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,819 | $21,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 864 | $21,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,125 | $21,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,100 | $21,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,654 | $21,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 6,090 | $21,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,442 | $21,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 364 | $21,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 7,261 | $21,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,579 | $21,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,933 | $21,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 389 | $21,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $21,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 2,500 | $21,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 850 | $21,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 5,188 | $21,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 465 | $21,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 367 | $20,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 634 | $20,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,309 | $20,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,689 | $20,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,700 | $20,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,478 | $20,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 360 | $20,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,173 | $20,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 728 | $20,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 587 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 431 | $20,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 665 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 602 | $20,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 425 | $20,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 528 | $20,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 4,295 | $20,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 551 | $20,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 524 | $20,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 384 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 800 | $20,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,350 | $20,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 340 | $20,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,000 | $20,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,730 | $20,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 600 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 354 | $20,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,500 | $20,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,445 | $20,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 1,283 | $20,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 277 | $19,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,127 | $19,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,750 | $19,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 324 | $19,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 137 | $19,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 377 | $19,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 395 | $19,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 335 | $19,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,600 | $19,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 331 | $19,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 759 | $19,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,185 | $19,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,275 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 436 | $19,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,400 | $19,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,551 | $19,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 30,940 | $19,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 7,210 | $19,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 331 | $19,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $19,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 600 | $19,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 605 | $19,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,063 | $19,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 981 | $19,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,500 | $19,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 15,550 | $19,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 20,390 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,370 | $19,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 1,500 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 363 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 864 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 685 | $19,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 800 | $19,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,750 | $19,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 286 | $18,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,319 | $18,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 901 | $18,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 511 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,000 | $18,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 392 | $18,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 354 | $18,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 6,000 | $18,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 7,430 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,260 | $18,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,140 | $18,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 342 | $18,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $18,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,290 | $18,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,413 | $18,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 6,839 | $18,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 559 | $18,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,965 | $18,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 1,310 | $18,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,400 | $18,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,036 | $18,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 1,250 | $18,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,107 | $18,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 854 | $18,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,950 | $18,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,286 | $18,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 6,060 | $18,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 805 | $18,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 13,000 | $18,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 5,666 | $18,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 392 | $18,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 2,082 | $18,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $18,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V209 | COM | 14,918 | $18,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,650 | $17,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 365 | $17,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 550 | $17,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 993 | $17,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 280 | $17,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 435 | $17,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,000 | $17,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,163 | $17,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,000 | $17,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 3,349 | $17,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 200 | $17,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 500 | $17,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 245 | $17,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 544 | $17,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 241 | $17,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,278 | $17,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,001 | $17,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 464 | $17,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 856 | $17,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 705 | $17,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 164 | $17,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,098 | $17,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 307 | $17,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 365 | $17,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,430 | $17,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 728 | $17,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 660 | $17,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $17,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 220 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,200 | $17,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 643 | $17,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 416 | $17,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,350 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 662 | $17,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 12,640 | $17,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 336 | $17,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 408 | $16,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 140 | $16,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 777 | $16,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $16,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 288 | $16,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,200 | $16,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 504 | $16,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 161 | $16,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 416 | $16,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 526 | $16,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 834 | $16,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,850 | $16,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 500 | $16,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 381 | $16,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 521 | $16,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 185 | $16,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 830 | $16,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 561 | $16,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,248 | $16,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,429 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,400 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 630 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 404 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 473 | $16,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,589 | $16,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,419 | $16,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 583 | $16,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 462 | $16,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 9,100 | $16,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,715 | $16,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 2,000 | $16,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 158 | $16,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 600 | $16,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 296 | $16,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,394 | $16,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 351 | $16,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,137 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 750 | $16,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 15,121 | $16,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 1,350 | $16,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1,007 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 151 | $16,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 341 | $15,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,700 | $15,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 350 | $15,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 274 | $15,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 535 | $15,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 357 | $15,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,106 | $15,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,245 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 224 | $15,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 831 | $15,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,300 | $15,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 251 | $15,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 137 | $15,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,052 | $15,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 200 | $15,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 428 | $15,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 4,959 | $15,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $15,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 490 | $15,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,039 | $15,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 556 | $15,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 758 | $15,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 494 | $15,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $15,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 200 | $15,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 298 | $15,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 4,550 | $15,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,550 | $15,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 612 | $15,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 1,750 | $15,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 29,990 | $15,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 9,308 | $15,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 3,200 | $15,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 544 | $15,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 700 | $15,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 350 | $15,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,444 | $15,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 910 | $15,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $15,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 600 | $15,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $15,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 600 | $15,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 403 | $15,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,108 | $15,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 211 | $14,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 200 | $14,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,282 | $14,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 213 | $14,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 407 | $14,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 775 | $14,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 245 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 775 | $14,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 700 | $14,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,500 | $14,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,850 | $14,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,142 | $14,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,100 | $14,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 316 | $14,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 409 | $14,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 3,200 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 600 | $14,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 525 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 896 | $14,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 651 | $14,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 10,240 | $14,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 597 | $14,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,320 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,250 | $14,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,127 | $14,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 273 | $14,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 288 | $14,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 600 | $14,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 432 | $14,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 825 | $14,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 825 | $14,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 366 | $14,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 710 | $14,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,052 | $14,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 11,800 | $14,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 950 | $14,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 2,049 | $14,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,200 | $14,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $14,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 874 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 568 | $14,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 5,000 | $14,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,500 | $14,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 300 | $14,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 2,775 | $14,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 479 | $13,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 219 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-049787 | this filing | 2015-08-14 | acceptance time not in the bulk data set |