13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 4,803 holding rows worth $5,410,499,000.
- Accession
- 0001144204-15-049787
- Filer
- CIK 1029730
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 10,769 entries on the cover page, a total value of $5,410,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,410,499,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNILIFE CORP NEW | 90478E103 | COM | 3,000 | $6,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 415 | $6,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 915 | $6,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,000 | $6,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 572 | $6,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 195 | $6,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 125 | $6,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 87 | $6,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 275 | $6,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $6,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 4,300 | $6,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 400 | $6,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 5,800 | $6,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 100 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 200 | $6,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 1,500 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 150 | $6,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 200 | $6,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 100 | $6,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 3,160 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 729 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 264 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 264 | $6,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 167 | $6,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 230 | $6,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 150 | $5,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 145 | $5,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 83 | $5,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 84 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 300 | $5,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 233 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 152 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $5,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 500 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 200 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 249 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 352 | $5,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 94 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 292 | $5,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 106 | $5,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 100 | $5,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 90 | $5,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,000 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 180 | $5,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 595 | $5,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 258 | $5,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 186 | $5,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 206 | $5,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 422 | $5,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $5,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,250 | $5,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 502 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 420 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 500 | $5,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,000 | $5,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 1,018 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 79 | $5,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 665 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 116 | $5,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,674 | $5,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 13 | $5,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 400 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $5,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 156 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 378 | $5,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 137 | $5,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 16,337 | $5,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $5,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,064 | $5,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 123 | $5,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 132 | $5,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 106 | $5,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 656 | $5,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 128 | $5,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 169 | $5,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 107 | $5,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 182 | $5,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 400 | $5,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $5,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 800 | $5,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 4,815 | $5,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 276 | $5,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 74 | $5,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 124 | $5,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 5,537 | $5,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 500 | $5,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 350 | $5,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 332 | $5,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 195 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 120 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 200 | $5,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 505 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 62 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 223 | $5,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 490 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,866 | $5,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 150 | $5,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 198 | $5,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 108 | $5,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 725 | $5,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 2,000 | $5,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 56 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 87 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 79 | $4,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 73 | $4,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 52 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 143 | $4,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 59 | $4,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,100 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 138 | $4,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 187 | $4,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 126 | $4,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 100 | $4,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $4,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 74 | $4,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 156 | $4,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 115 | $4,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,285 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 46 | $4,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 400 | $4,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 40 | $4,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 133 | $4,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 430 | $4,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 215 | $4,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 231 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 183 | $4,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 297 | $4,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 200 | $4,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 160 | $4,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,450 | $4,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,100 | $4,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 2,050 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $4,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 171 | $4,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 250 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 141 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,357 | $4,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 226 | $4,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 375 | $4,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 432 | $4,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 390 | $4,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 159 | $4,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 200 | $4,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 200 | $4,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 775 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 5,581 | $4,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 190 | $4,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 865 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 500 | $4,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 104 | $4,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 271 | $4,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 10,020 | $4,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 180 | $4,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 455 | $4,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 129 | $4,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 452 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,591 | $4,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 184 | $4,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 2,000 | $4,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 236 | $4,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 3,928 | $4,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 300 | $4,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 467 | $4,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 800 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 9,761 | $4,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 6,500 | $4,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 2,425 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,800 | $4,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 82 | $4,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 5,000 | $4,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 433 | $4,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 200 | $4,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 144 | $4,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 217 | $4,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 12,200 | $4,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 836 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 300 | $4,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 217 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $4,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 10,016 | $4,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 18,475 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 259 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 300 | $4,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 1,280 | $4,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 300 | $4,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 660 | $4,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 732 | $4,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 82 | $4,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 3,000 | $4,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 71 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,403 | $4,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 839 | $4,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 212 | $4,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 300 | $4,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 539 | $4,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 914 | $4,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 700 | $4,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 492 | $4,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 2,500 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 144 | $4,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 279 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,228 | $3,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 334 | $3,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 41 | $3,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 77 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 126 | $3,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 90 | $3,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 167 | $3,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 315 | $3,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 600 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 91 | $3,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 126 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 518 | $3,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 658 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 73 | $3,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 146 | $3,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 58 | $3,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 89 | $3,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 300 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 580 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 200 | $3,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 111 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 250 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 162 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 61 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 500 | $3,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 58 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 80 | $3,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 390 | $3,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 50 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 84 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $3,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 122 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 56 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 161 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 231 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,460 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 155 | $3,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 433 | $3,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 305 | $3,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 600 | $3,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 86 | $3,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 400 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 117 | $3,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 842 | $3,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 74 | $3,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 238 | $3,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,728 | $3,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 50 | $3,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 200 | $3,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 200 | $3,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 250 | $3,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 97 | $3,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 250 | $3,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 169 | $3,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 200 | $3,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 200 | $3,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 174 | $3,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,500 | $3,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 2,992 | $3,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 85 | $3,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $3,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 5,800 | $3,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 300 | $3,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 2,080 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 102 | $3,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,500 | $3,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 600 | $3,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 3,900 | $3,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 385 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 200 | $3,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 107 | $3,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 5,000 | $3,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 2,000 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 327 | $3,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 117 | $3,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 99 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 104 | $3,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 264 | $3,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 500 | $3,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 1,180 | $3,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 155 | $3,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 180 | $3,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 259 | $3,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 500 | $3,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,000 | $3,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 1,000 | $3,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 38 | $3,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,186 | $3,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 820 | $3,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,500 | $3,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 2,300 | $3,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 2,300 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R429 | MSCI INTL QLTY | 57 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 129 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 400 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 50 | $2,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 34 | $2,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 26 | $2,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 79 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 47 | $2,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 132 | $2,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 115 | $2,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 138 | $2,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 43 | $2,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 200 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 33 | $2,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 24 | $2,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 32 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,154 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 63 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 85 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 48 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 24 | $2,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 110 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 123 | $2,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 51 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 38 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 100 | $2,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 50 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 92 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 110 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 165 | $2,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 99 | $2,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 52 | $2,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 200 | $2,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 38 | $2,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 143 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 100 | $2,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 88 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 708 | $2,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 32 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 45 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 153 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,000 | $2,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 300 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 300 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 204 | $2,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 41 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 263 | $2,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 163 | $2,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,749 | $2,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 2,248 | $2,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 75 | $2,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 140 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 425 | $2,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 43 | $2,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 100 | $2,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 600 | $2,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 4,000 | $2,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 208 | $2,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 225 | $2,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 80 | $2,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 100 | $2,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 46 | $2,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 300 | $2,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 47 | $2,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 155 | $2,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 100 | $2,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 86 | $2,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 346 | $2,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,000 | $2,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 34 | $2,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 275 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,500 | $2,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 160 | $2,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 40 | $2,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 700 | $2,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 120 | $2,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 110 | $2,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 42 | $2,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 2,000 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 200 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 261 | $2,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 300 | $2,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 142 | $2,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,500 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 367 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 4,000 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 106 | $2,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 500 | $2,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 200 | $2,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 300 | $2,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 19,000 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 42 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 45 | $2,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 1,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 50 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 110 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 430 | $2,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 3,000 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 113 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 50 | $2,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 72 | $2,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 900 | $2,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 128 | $2,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 250 | $2,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,947 | $2,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 1,000 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 41 | $2,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 67 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 50 | $2,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 156 | $2,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 61 | $2,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 68 | $2,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 954 | $2,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 2,380 | $2,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 62 | $2,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 452 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,268 | $2,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 1,860 | $2,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 500 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 100 | $2,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 36 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 15 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 32 | $1,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 24 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 50 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 730 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 49 | $1,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 44 | $1,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 17 | $1,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 40 | $1,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 37 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 57 | $1,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 33 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 71 | $1,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 31 | $1,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 29 | $1,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 300 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 150 | $1,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 18 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 98 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 48 | $1,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 48 | $1,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 58 | $1,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 33 | $1,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 29 | $1,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 176 | $1,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 47 | $1,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 23 | $1,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 15 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 19 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 48 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 36 | $1,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 53 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 21 | $1,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $1,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 17 | $1,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 20 | $1,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 102 | $1,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 160 | $1,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 26 | $1,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 134 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 400 | $1,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 162 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 100 | $1,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 699 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-049787 | this filing | 2015-08-14 | acceptance time not in the bulk data set |