13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 4,803 holding rows worth $5,410,499,000.
- Accession
- 0001144204-15-049787
- Filer
- CIK 1029730
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 10,769 entries on the cover page, a total value of $5,410,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,410,499,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LACLEDE GROUP INC/THE | 505597104 | COM | 2,236 | $116,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 9,534 | $116,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,962 | $116,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 791 | $115,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 24,978 | $115,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 8,253 | $115,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5,189 | $115,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 30,088 | $115,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,893 | $115,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 8,902 | $114,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,499 | $114,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 1,954 | $114,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,114 | $113,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,932 | $113,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,183 | $113,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,191 | $113,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,145 | $113,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 7,030 | $113,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 14,487 | $113,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,201 | $112,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,324 | $112,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,792 | $112,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 7,018 | $112,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,867 | $111,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,507 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,739 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,520 | $111,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,246 | $111,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 16,843 | $111,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 6,745 | $111,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,920 | $111,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 2,198 | $111,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 7,389 | $110,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 4,306 | $110,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,173 | $110,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 29,617 | $110,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 3,206 | $110,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,705 | $109,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,000 | $109,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 15,082 | $109,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,820 | $108,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 841 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 2,576 | $108,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 162 | $108,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,705 | $108,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 4,745 | $108,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,587 | $108,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,118 | $108,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 20,900 | $108,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,700 | $107,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,625 | $107,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 8,749 | $107,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 40,207 | $107,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 623 | $107,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 29,495 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 2,089 | $107,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 4,928 | $107,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,058 | $106,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 3,716 | $106,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 740 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,175 | $106,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 7,506 | $106,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 5,800 | $106,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,446 | $105,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 20,113 | $105,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 6,285 | $105,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 5,234 | $105,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,890 | $105,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,753 | $105,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 3,076 | $105,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 3,837 | $105,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 6,596 | $105,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,005 | $104,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,095 | $104,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 4,700 | $104,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,845 | $104,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 22,455 | $104,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 5,115 | $104,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 3,765 | $103,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,368 | $103,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,810 | $103,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,767 | $103,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,750 | $103,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,174 | $103,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 301 | $102,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,104 | $102,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,329 | $102,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,190 | $102,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 6,270 | $102,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 6,820 | $102,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,249 | $102,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 3,572 | $102,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,064 | $101,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 6,800 | $101,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,795 | $101,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 26,100 | $101,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 7,333 | $100,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,820 | $100,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,678 | $100,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,830 | $100,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,474 | $100,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 7,195 | $100,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 8,288 | $100,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 6,838 | $100,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,796 | $99,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,453 | $99,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,271 | $99,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,850 | $99,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,550 | $99,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,140 | $99,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,548 | $99,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 2,537 | $99,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 13,559 | $99,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 7,047 | $98,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 3,449 | $98,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 10,605 | $98,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,041 | $97,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,554 | $97,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,634 | $97,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,506 | $97,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 5,893 | $97,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 2,063 | $97,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 4,223 | $97,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 99,195 | $97,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 4,353 | $97,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 2,143 | $97,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,418 | $96,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 861 | $96,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,617 | $96,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 768 | $96,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,332 | $96,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 1,342 | $96,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,092 | $95,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,128 | $95,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 6,932 | $95,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,313 | $95,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 2,618 | $95,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 7,196 | $95,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 8,535 | $95,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 7,031 | $94,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 16,569 | $94,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,150 | $93,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,494 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,350 | $93,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,297 | $93,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,730 | $93,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 13,847 | $93,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,905 | $93,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 93,000 | $93,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 20,668 | $93,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 7,172 | $92,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,725 | $92,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,916 | $92,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,234 | $92,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,845 | $92,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 5,664 | $92,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,020 | $92,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 5,901 | $92,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,944 | $92,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 6,558 | $92,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $92,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 2,998 | $92,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,941 | $91,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 4,350 | $91,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,798 | $91,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 6,875 | $91,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P127 | RBS OIL TRNDPL | 4,501 | $91,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,659 | $90,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,217 | $90,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,379 | $90,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,770 | $90,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,227 | $90,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 7,171 | $90,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,708 | $90,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 3,736 | $90,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,168 | $90,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,446 | $90,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 917 | $90,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,678 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6,512 | $89,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,163 | $89,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,191 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,200 | $89,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 3,403 | $89,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 3,000 | $89,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 6,922 | $88,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,013 | $88,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,710 | $88,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 6,675 | $88,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,928 | $88,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 3,295 | $88,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,827 | $88,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,686 | $88,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 3,838 | $88,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 18,514 | $88,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 29,100 | $88,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 5,734 | $88,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,800 | $88,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 3,506 | $88,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,611 | $87,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,293 | $87,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,277 | $87,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 996 | $87,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 16,385 | $87,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,385 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 2,130 | $87,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 6,038 | $86,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,654 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 659 | $86,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 13,448 | $86,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7,038 | $86,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,794 | $85,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,653 | $85,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,127 | $85,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,100 | $85,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 780 | $85,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 3,001 | $85,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,873 | $84,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,325 | $84,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 5,350 | $84,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,418 | $84,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 7,223 | $84,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,730 | $84,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 4,021 | $84,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,310 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 1,611 | $84,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 13,993 | $84,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 4,700 | $84,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,973 | $83,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,764 | $83,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,635 | $83,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,883 | $83,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,460 | $83,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,567 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,178 | $83,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 4,587 | $82,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,070 | $82,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,135 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,000 | $82,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 3,318 | $82,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 80,000 | $82,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,429 | $82,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,074 | $81,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,978 | $81,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,200 | $81,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 660 | $81,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 5,000 | $81,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,645 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 910 | $81,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,889 | $81,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,281 | $81,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,949 | $81,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,700 | $81,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5,434 | $80,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,470 | $80,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,699 | $80,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,473 | $80,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,958 | $80,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,010 | $80,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,696 | $80,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,497 | $80,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 2,200 | $80,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,809 | $80,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 10,965 | $80,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,672 | $79,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,488 | $79,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 5,714 | $79,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,657 | $79,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 16,764 | $79,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 5,394 | $79,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 7,324 | $79,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,105 | $79,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 3,348 | $79,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,596 | $78,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 38,550 | $78,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,558 | $78,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,470 | $78,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1,206 | $78,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,800 | $78,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,109 | $78,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,376 | $78,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 5,735 | $78,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,908 | $78,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,472 | $78,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,450 | $78,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 9,061 | $77,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,400 | $77,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 26,872 | $77,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 659 | $77,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 4,306 | $77,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 7,800 | $77,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,800 | $77,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 8,913 | $77,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 8,846 | $77,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,601 | $77,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 7,085 | $77,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 70,305 | $77,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 3,000 | $77,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 7,277 | $76,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,933 | $76,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,064 | $76,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 21 | $76,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 669 | $76,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,065 | $76,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 1,118 | $76,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,946 | $75,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 938 | $75,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,206 | $75,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,230 | $75,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 8,538 | $75,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 943 | $75,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 24,158 | $75,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 14,850 | $75,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 1,691 | $75,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,410 | $74,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,750 | $74,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,848 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 2,821 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,185 | $74,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 4,000 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 3,550 | $74,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,026 | $73,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,599 | $73,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,422 | $73,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,208 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 755 | $73,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 2,038 | $73,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,148 | $73,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 733 | $73,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 19,379 | $73,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 5,157 | $73,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $73,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,050 | $73,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,408 | $72,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 4,596 | $72,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,440 | $72,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 2,451 | $72,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 9,069 | $72,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 3,544 | $71,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,793 | $71,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 4,602 | $71,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 872 | $71,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,766 | $71,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 17,121 | $71,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 2,952 | $71,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 1,688 | $71,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,381 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 768 | $70,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,306 | $70,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 790 | $70,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,509 | $70,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 8,667 | $70,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 2,751 | $70,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,521 | $70,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 31,681 | $70,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 35,897 | $70,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,500 | $70,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,073 | $70,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,325 | $69,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 844 | $69,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,400 | $69,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 62 | $69,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,283 | $69,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 794 | $69,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,730 | $69,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,922 | $69,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 7,012 | $69,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 7,261 | $69,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,729 | $69,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,300 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 2,275 | $69,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,813 | $69,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 910 | $68,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,091 | $68,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,214 | $68,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,118 | $68,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,002 | $68,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8,500 | $68,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 4,186 | $68,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,135 | $68,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,600 | $68,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,820 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 4,180 | $68,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 89,350 | $67,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,317 | $67,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 4,143 | $67,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 37,634 | $67,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,862 | $66,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 756 | $66,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,248 | $66,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,428 | $66,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,900 | $66,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,002 | $66,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 8,000 | $66,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 994 | $66,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,100 | $65,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,248 | $65,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,787 | $65,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 4,128 | $65,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,148 | $65,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 4,314 | $65,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 4,199 | $65,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 7,892 | $65,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,458 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2,057 | $65,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,722 | $65,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,893 | $65,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,545 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 3,996 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,490 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,433 | $65,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 65,000 | $65,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 446 | $64,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,268 | $64,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,960 | $64,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,308 | $64,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 7,329 | $64,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 6,350 | $64,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 1,255 | $64,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 496 | $64,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 4,976 | $64,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 5,819 | $64,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 832 | $64,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 424 | $63,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,924 | $63,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,069 | $63,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 2,659 | $63,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,534 | $63,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,921 | $63,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 2,779 | $63,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,436 | $63,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,752 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,706 | $63,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,280 | $63,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 658 | $63,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,490 | $62,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 800 | $62,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,150 | $62,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 4,984 | $62,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,098 | $62,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,439 | $62,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,157 | $62,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 150,715 | $62,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 2,210 | $62,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,875 | $61,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2,048 | $61,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,324 | $61,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,155 | $61,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 925 | $61,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 9,010 | $61,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 3,875 | $61,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 5,582 | $61,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,369 | $61,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,680 | $61,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 625 | $61,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 2,300 | $61,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,162 | $60,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,628 | $60,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,207 | $60,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $60,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,644 | $60,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 4,468 | $60,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 1,300 | $60,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,300 | $60,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 25,500 | $60,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 822 | $60,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,897 | $60,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 1,679 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,648 | $60,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,111 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 4,300 | $59,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,203 | $59,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,830 | $59,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,515 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,352 | $59,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,501 | $59,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 4,311 | $59,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,520 | $59,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 768 | $59,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,792 | $59,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $59,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 2,200 | $59,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,489 | $58,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,637 | $58,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,450 | $58,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,453 | $58,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,700 | $58,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,340 | $58,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,801 | $58,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 840 | $58,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 765 | $58,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 2,189 | $58,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 2,000 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 2,310 | $58,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,189 | $58,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 709 | $57,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,672 | $57,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 793 | $57,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,130 | $57,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,808 | $57,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-049787 | this filing | 2015-08-14 | acceptance time not in the bulk data set |