13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 4,803 holding rows worth $5,410,499,000.
- Accession
- 0001144204-15-049787
- Filer
- CIK 1029730
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 10,769 entries on the cover page, a total value of $5,410,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,410,499,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 63 | $1,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 25 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 311 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10 | $1,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 125 | $1,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 123 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 63 | $1,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 59 | $1,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 43 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,500 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 54 | $1,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 128 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 320 | $1,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 9 | $1,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 500 | $1,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 77 | $1,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 67 | $1,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 25 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 53 | $1,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 33 | $1,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 21 | $1,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 1,250 | $1,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 76 | $1,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 662 | $1,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 147 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 1,325 | $1,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 82 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 98 | $1,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 253 | $1,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 100 | $1,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 100 | $1,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 32 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 100 | $1,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 7,000 | $1,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 4,946 | $1,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,667 | $1,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 15 | $1,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 44 | $1,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 350 | $1,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 25 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 59 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 300 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 12 | $1,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 500 | $1,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 2,500 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 88 | $1,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 477 | $1,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 200 | $1,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 48 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 2,300 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 45 | $1,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 150 | $1,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 450 | $1,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 350 | $1,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 1,000 | $1,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 2,000 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 300 | $1,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 237 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 709 | $1,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,013 | $1,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 101 | $1,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 20 | $1,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 65 | $1,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 100 | $1,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 900 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 250 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 28 | $1,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 24 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 125 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 150 | $1,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 44 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 90 | $1,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 44 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 260 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,430 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 350 | $1,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 23 | $1,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 100 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 1,800 | $1,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 84 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 135 | $1,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 166 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,000 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 58 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 100 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 900 | $1,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 21 | $1,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 100 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 100 | $1,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,000 | $1,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 58 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 3,675 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 842 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 500 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 215 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 88 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 100 | $1,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 145 | $1,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 100 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 3,260 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 20 | $1,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 50 | $1,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 1,000 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 500 | $1,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 124 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 100 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 4,000 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 17 | $1,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 91 | $1,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 29 | $1,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 25 | $1,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 20 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 12 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 63 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 425 | $1,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 68 | $1,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 110 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 90 | $1,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 24 | $1,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 35 | $1,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 300 | $1,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 115 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 81 | $1,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 198 | $1,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 20 | $1,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 460 | $1,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 180 | $1,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 311 | $1,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 55 | $1,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 100 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMFORT SYS USA INC COM | 199908104 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GROUP INC | 69924R108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RE MAX HLDGS INC | 75524W108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOOMIN BRANDS INC | 094235108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTEC INDS INC | 046224101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRENO RLTY CORP | 88146M101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HACKETT GROUP INC | 404609109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALENT INC USD 0.01 | 148806102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLUBCORP HLDGS INC | 18948M108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Check Point Software Technologies Ltd | 162825103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKWAY PPTYS INC | 70159Q104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITY NATL CORP | 178566105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENOPORT INC | 98411C100 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMVERSE INC | 20585P105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 742 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUIKSILVER INC | 74838C106 | COM | 567 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 950 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL SHIPHOLDING CORP | 460321201 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOBYTEL INC | 05275N205 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGETICS USA INC | 87160G107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCG CAPITAL CORP | 58047P107 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KMG CHEMICALS INC | 482564101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG SPONS ADR | 12531Q105 | ADR | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLATSA RES CORP | 049477102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG Networks Hldgs | 74966K102 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENIS LTD | M6778Q121 | SHS CL B | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TAX INC | 53128T102 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785102 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Onconova Therapeutics | 68232V108 | Common | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENER8 MARITIME INC | Y26889108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONC INC | 896082104 | Common equity shares | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 902 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECUMSEH PRODS CO | 878895309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKES ENTERTAINMEN | 51206P208 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERTEL HOSPITALITY INC NEW | 86852R108 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-049787 | this filing | 2015-08-14 | acceptance time not in the bulk data set |