13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 4,803 holding rows worth $5,410,499,000.
- Accession
- 0001144204-15-049787
- Filer
- CIK 1029730
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 10,769 entries on the cover page, a total value of $5,410,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,410,499,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENTHERM INC | 37253A103 | COM | 4,225 | $232,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 46,219 | $232,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 7,558 | $232,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 8,448 | $231,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 22,136 | $231,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,138 | $231,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 20,306 | $231,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,176 | $231,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 30,145 | $231,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 6,479 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,702 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,700 | $230,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 10,806 | $230,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,991 | $230,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 29,300 | $230,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,541 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,734 | $229,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,145 | $229,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 7,461 | $229,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 17,312 | $229,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 4,457 | $229,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,608 | $228,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 24,948 | $228,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,942 | $228,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 7,337 | $228,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 15,011 | $227,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 9,781 | $227,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,036 | $227,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 3,680 | $227,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 121,479 | $227,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,852 | $226,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 10,616 | $225,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 15,104 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 9,024 | $225,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,118 | $224,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 18,889 | $223,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 5,069 | $223,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 5,600 | $223,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 21,484 | $222,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 17,613 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,224 | $222,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,736 | $221,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,895 | $221,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,342 | $220,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,182 | $220,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 19,195 | $220,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,869 | $220,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 19,636 | $220,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,887 | $219,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 9,364 | $219,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,265 | $219,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,337 | $219,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 3,102 | $219,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 24,523 | $218,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 4,727 | $218,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 4,116 | $217,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,108 | $216,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 11,560 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 16,819 | $216,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,007 | $215,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,375 | $215,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 12,996 | $215,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,698 | $215,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,108 | $215,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 50,145 | $215,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,785 | $215,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 3,347 | $215,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 4,954 | $215,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 6,207 | $215,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 14,762 | $214,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,140 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,954 | $212,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,492 | $212,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 28,669 | $212,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 16,369 | $212,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 19,615 | $210,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,431 | $209,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,379 | $209,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,022 | $209,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 55,859 | $209,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,995 | $207,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,227 | $207,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 8,329 | $207,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,682 | $206,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,507 | $206,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 11,949 | $206,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,216 | $205,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,038 | $205,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,255 | $205,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 6,529 | $205,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 4,456 | $204,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,315 | $204,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 15,089 | $204,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R437 | MSCI IN QLT DI | 4,430 | $204,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,179 | $203,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,019 | $203,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 24,747 | $203,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,988 | $203,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,505 | $202,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 3,743 | $202,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,639 | $201,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 8,431 | $201,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 32,000 | $201,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,422 | $200,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,418 | $200,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 6,447 | $200,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,173 | $200,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 5,183 | $200,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,520 | $200,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 5,693 | $200,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 3,276 | $200,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,335 | $199,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,256 | $199,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,357 | $199,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 3,158 | $199,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 3,932 | $197,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 23,092 | $197,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 9,276 | $196,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 17,770 | $196,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 56,285 | $196,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 9,730 | $196,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,706 | $195,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,023 | $195,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,093 | $195,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,524 | $195,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 145 | $194,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,396 | $194,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 22,120 | $194,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,826 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,537 | $193,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 14,267 | $193,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,215 | $193,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 64,069 | $193,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 2,218 | $193,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,004 | $192,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,971 | $192,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,503 | $192,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 7,400 | $192,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,557 | $191,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,996 | $191,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,790 | $190,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 9,100 | $190,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,581 | $190,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,746 | $189,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 18,996 | $189,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 8,916 | $189,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 6,869 | $189,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,024 | $189,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,150 | $188,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,283 | $188,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,343 | $187,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,012 | $187,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 33,261 | $187,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $187,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 19,829 | $187,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,453 | $187,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,701 | $186,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,461 | $186,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,878 | $186,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,979 | $186,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 12,566 | $186,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 14,583 | $186,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,447 | $186,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,223 | $185,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,118 | $185,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,340 | $184,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,584 | $184,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,163 | $184,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,191 | $184,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,114 | $184,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 21,556 | $183,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,328 | $183,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,707 | $183,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 7,981 | $183,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,802 | $182,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,307 | $182,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,935 | $182,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 6,509 | $182,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,213 | $182,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 7,179 | $182,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 23,849 | $181,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,547 | $180,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,731 | $180,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,200 | $180,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 14,084 | $180,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,465 | $179,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 818 | $179,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 15,507 | $179,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 10,694 | $178,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,025 | $178,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,429 | $178,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 23,300 | $178,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,562 | $178,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 5,856 | $177,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 7,123 | $177,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 13,625 | $177,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,979 | $176,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 5,282 | $176,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 14,855 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,765 | $175,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 12,300 | $175,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 5,844 | $174,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,674 | $173,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 32,370 | $173,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,575 | $173,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 16,309 | $173,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 28,000 | $173,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 7,000 | $173,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,197 | $172,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 7,516 | $172,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 12,442 | $172,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,762 | $172,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,500 | $172,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 1,930 | $171,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 3,354 | $171,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,745 | $171,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 9,256 | $171,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,825 | $170,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,371 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 12,505 | $170,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,127 | $170,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 3,934 | $170,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 6,092 | $170,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 5,839 | $170,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,424 | $169,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 730 | $169,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,872 | $169,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,374 | $169,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 11,681 | $169,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 3,105 | $169,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,134 | $168,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 2,600 | $168,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 38,920 | $167,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,561 | $167,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,871 | $167,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,167 | $167,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 6,858 | $167,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,200 | $167,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 7,337 | $167,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 3,565 | $167,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 3,122 | $166,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 6,451 | $166,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,001 | $165,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 682 | $165,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,780 | $165,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,476 | $165,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 12,699 | $165,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 11,901 | $165,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 136,023 | $165,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 94,100 | $165,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 3,978 | $165,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,297 | $164,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,447 | $164,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,148 | $164,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 3,143 | $164,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,593 | $163,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,490 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,414 | $163,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 8,431 | $163,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 7,618 | $163,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 3,511 | $163,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,799 | $163,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,012 | $162,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,973 | $162,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,066 | $161,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 137 | $161,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 149,135 | $161,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,134 | $161,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 6,365 | $161,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 3,525 | $160,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 3,205 | $160,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,110 | $160,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,377 | $160,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,058 | $159,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,483 | $159,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 8,064 | $159,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,317 | $159,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 6,500 | $159,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 6,898 | $159,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,730 | $158,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,567 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,512 | $158,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 6,361 | $157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 3,462 | $157,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 3,225 | $157,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 156,000 | $157,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,991 | $156,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,746 | $156,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,200 | $156,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 9,236 | $156,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,645 | $156,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 3,034 | $156,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,090 | $155,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,585 | $155,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,224 | $155,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,199 | $154,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,296 | $154,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,872 | $154,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,398 | $154,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,987 | $154,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 6,518 | $154,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,020 | $154,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,701 | $153,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,273 | $153,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,514 | $153,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 8,905 | $153,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,802 | $152,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,500 | $151,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,378 | $150,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 8,910 | $150,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,443 | $150,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,075 | $150,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 3,345 | $150,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,907 | $149,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,740 | $149,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,396 | $149,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 1,957 | $149,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,071 | $148,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,285 | $148,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 5,727 | $148,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,823 | $147,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,096 | $147,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 897 | $147,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,040 | $147,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,406 | $147,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,860 | $147,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,473 | $146,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,368 | $146,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 4,030 | $146,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,888 | $145,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,600 | $145,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 8,763 | $145,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 6,497 | $145,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,412 | $144,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,416 | $144,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,173 | $144,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 20,321 | $144,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 175 | $143,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 5,375 | $143,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,015 | $143,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,444 | $143,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 8,617 | $143,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,338 | $143,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,053 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,510 | $142,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,807 | $142,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,156 | $142,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,397 | $141,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,995 | $141,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 8,360 | $141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 2,380 | $141,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,228 | $141,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 3,439 | $141,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,003 | $140,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,347 | $140,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,585 | $140,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,697 | $140,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $140,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 20,000 | $140,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,543 | $139,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 3,438 | $139,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 9,349 | $139,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,770 | $138,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 5,691 | $138,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,918 | $138,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 1,885 | $138,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,279 | $138,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,319 | $138,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,139 | $138,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 5,276 | $137,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 3,996 | $137,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,685 | $136,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,697 | $136,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,136 | $136,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,000 | $136,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 22,810 | $136,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,350 | $135,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,918 | $135,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 3,520 | $135,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 962 | $135,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 2,704 | $135,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,139 | $134,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,634 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,903 | $134,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,545 | $134,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,200 | $134,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 9,273 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,243 | $133,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,345 | $133,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,320 | $133,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,655 | $133,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,040 | $133,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 8,627 | $133,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,675 | $133,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,532 | $132,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,162 | $132,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 50,134 | $132,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,749 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,144 | $131,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 112,905 | $131,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,362 | $130,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,847 | $130,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,182 | $130,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,363 | $130,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 12,614 | $130,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 5,575 | $130,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,700 | $130,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 533 | $130,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,300 | $130,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 15,000 | $130,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 11,213 | $130,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 5,211 | $130,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,034 | $129,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,234 | $129,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,327 | $129,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,837 | $129,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 4,700 | $129,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,605 | $129,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 4,259 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,404 | $128,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,888 | $128,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 2,807 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 9,043 | $128,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 5,255 | $128,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 24,145 | $128,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 18,456 | $127,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,000 | $127,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,425 | $127,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,488 | $127,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,348 | $127,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 13,687 | $127,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 23,600 | $127,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,312 | $127,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,810 | $127,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 5,200 | $127,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 1,186 | $126,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 10,714 | $126,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 28,382 | $126,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 21,163 | $125,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,050 | $125,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,463 | $125,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 3,027 | $124,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,645 | $124,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,948 | $124,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,610 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,421 | $124,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 4,673 | $124,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 6,050 | $124,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,449 | $124,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,528 | $124,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,154 | $123,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,518 | $123,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,640 | $123,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 6,209 | $123,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,666 | $123,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,078 | $122,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,239 | $122,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,048 | $122,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,372 | $122,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $122,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 3,783 | $122,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,942 | $122,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,342 | $121,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 805 | $121,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 18,956 | $121,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,957 | $121,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,475 | $120,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,563 | $120,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,818 | $120,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,730 | $120,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,326 | $120,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 4,719 | $120,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 2,229 | $120,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 91,692 | $120,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,283 | $119,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,722 | $119,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,677 | $119,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,265 | $119,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,663 | $119,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 7,287 | $119,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,860 | $119,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 9,447 | $119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 4,439 | $119,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,942 | $118,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 5,997 | $118,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,081 | $118,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 68,442 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,400 | $118,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,534 | $117,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,289 | $117,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 8,621 | $117,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,394 | $117,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 5,050 | $117,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,120 | $116,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2,389 | $116,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,250 | $116,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,579 | $116,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,167 | $116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,600 | $116,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 26,876 | $116,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-15-049787 | this filing | 2015-08-14 | acceptance time not in the bulk data set |