13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,033 holding rows worth $3,651,861,000.
- Accession
- 0001144204-14-050322
- Filer
- CIK 1029730
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,769 entries on the cover page, a total value of $3,651,861,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,651,861,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALGON CARBON CORP | 129603106 | COM | 1,114 | $25,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 3,228 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,990 | $24,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 475 | $24,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 281 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 603 | $24,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,000 | $24,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 499 | $24,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 397 | $24,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,870 | $24,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 757 | $24,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 664 | $24,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 304 | $24,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,230 | $24,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 979 | $24,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,161 | $24,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,290 | $24,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,317 | $24,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,051 | $24,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 157 | $24,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 2,000 | $24,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 640 | $24,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,000 | $24,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 7,300 | $24,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 408 | $24,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 1,000 | $24,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 282 | $24,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,000 | $24,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 543 | $24,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 600 | $24,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 1,157 | $24,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,070 | $24,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,730 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 687 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 604 | $24,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,000 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 950 | $24,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 264 | $23,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,453 | $23,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 560 | $23,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,000 | $23,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 710 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 240 | $23,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 158 | $23,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 438 | $23,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 348 | $23,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,703 | $23,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 617 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 402 | $23,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,000 | $23,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 277 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,000 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 659 | $23,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 7,230 | $23,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,000 | $23,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,000 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 339 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,629 | $23,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 500 | $23,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 349 | $23,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 250 | $23,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 7,500 | $23,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,561 | $23,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 365 | $23,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 394 | $23,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 475 | $23,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,050 | $23,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,089 | $23,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 6,208 | $23,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 298 | $23,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 183 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 918 | $23,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 1,250 | $23,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 4,100 | $23,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,323 | $23,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 728 | $23,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,863 | $22,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 650 | $22,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,774 | $22,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,244 | $22,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,594 | $22,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 286 | $22,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 488 | $22,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 381 | $22,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 900 | $22,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 766 | $22,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 420 | $22,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,485 | $22,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 874 | $22,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 673 | $22,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 959 | $22,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 455 | $22,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 514 | $22,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 756 | $22,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 2,600 | $22,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 940 | $22,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 285 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 435 | $22,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 400 | $22,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,259 | $22,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,562 | $22,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,025 | $22,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 600 | $22,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,432 | $22,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,548 | $22,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 2,018 | $22,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 338 | $22,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 475 | $22,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,510 | $22,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 365 | $22,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,365 | $22,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 643 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 609 | $22,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 1,555 | $22,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 743 | $22,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 250 | $22,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 749 | $22,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 1,000 | $22,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 231 | $21,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 213 | $21,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 230 | $21,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 302 | $21,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 123 | $21,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 269 | $21,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 551 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 690 | $21,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,500 | $21,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,700 | $21,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,050 | $21,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 600 | $21,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,594 | $21,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 657 | $21,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 581 | $21,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,525 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 717 | $21,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 556 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,000 | $21,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 453 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 698 | $21,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 479 | $21,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 3,932 | $21,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 550 | $21,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 21,500 | $21,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,515 | $21,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 319 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 497 | $21,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 4,000 | $21,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,410 | $21,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,648 | $21,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 600 | $21,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 465 | $21,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 2,000 | $21,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 382 | $20,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 222 | $20,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 359 | $20,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 653 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 700 | $20,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,074 | $20,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 256 | $20,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,519 | $20,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 669 | $20,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 318 | $20,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 693 | $20,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 613 | $20,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,750 | $20,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 516 | $20,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,779 | $20,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 950 | $20,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,454 | $20,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 5,000 | $20,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 1,816 | $20,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,500 | $20,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 141 | $20,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,435 | $20,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 517 | $20,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,456 | $20,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 822 | $20,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 730 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 852 | $20,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,500 | $20,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,181 | $20,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,186 | $20,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 7,747 | $20,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 897 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 499 | $20,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 2,515 | $20,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 2,100 | $20,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 759 | $20,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 209 | $19,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 250 | $19,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 380 | $19,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 427 | $19,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 500 | $19,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 200 | $19,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,069 | $19,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300 | $19,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,750 | $19,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 161 | $19,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,300 | $19,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,500 | $19,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $19,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 400 | $19,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 508 | $19,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 463 | $19,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 773 | $19,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,838 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,400 | $19,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 155 | $19,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 3,032 | $19,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 205 | $19,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,800 | $19,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,500 | $19,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 315 | $19,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 812 | $19,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 176 | $19,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 800 | $19,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,292 | $19,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 2,200 | $19,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,646 | $19,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,145 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 398 | $19,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 1,650 | $19,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 1,003 | $19,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 716 | $19,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 362 | $18,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 571 | $18,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 336 | $18,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 615 | $18,000 | thousands by filing date | |
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| LEAR CORP COM NEW | 521865204 | Stock | 203 | $18,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 504 | $18,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 189 | $18,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 202 | $18,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 666 | $18,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 362 | $18,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,000 | $18,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 360 | $18,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 576 | $18,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,000 | $18,000 | thousands by filing date | |
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| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,250 | $18,000 | thousands by filing date | |
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| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,850 | $18,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 969 | $18,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 366 | $18,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 176 | $18,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 2,000 | $18,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 200 | $18,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,712 | $18,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,400 | $18,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 400 | $18,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,450 | $18,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 2,000 | $18,000 | thousands by filing date | |
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| FX ENERGY INC | 302695101 | COM | 5,000 | $18,000 | thousands by filing date | |
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| FIRST CITIZENS BANC CORP | 319459202 | COM | 2,000 | $18,000 | thousands by filing date | |
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| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 267 | $17,000 | thousands by filing date | |
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| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,110 | $17,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,450 | $17,000 | thousands by filing date | |
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| FTSE RAFI Emerg Mkts | 73936T763 | COM | 783 | $17,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,823 | $17,000 | thousands by filing date | |
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| ROVI CORP | 779376102 | COM | 700 | $17,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 439 | $17,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 6,068 | $17,000 | thousands by filing date | |
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| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,750 | $17,000 | thousands by filing date | |
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| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $17,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 825 | $17,000 | thousands by filing date | |
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| WATSCO INC COM | 942622200 | Stock | 160 | $16,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 650 | $16,000 | thousands by filing date | |
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| GREIF INC | 397624107 | CL A | 296 | $16,000 | thousands by filing date | |
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| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 158 | $16,000 | thousands by filing date | |
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| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 4,276 | $16,000 | thousands by filing date | |
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| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,699 | $15,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 369 | $15,000 | thousands by filing date | |
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| REGENCY CTRS CORP COM | 758849103 | REIT | 277 | $15,000 | thousands by filing date | |
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| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,271 | $15,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 506 | $15,000 | thousands by filing date | |
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| SCHEIN HENRY INC | 806407102 | COM | 128 | $15,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 551 | $15,000 | thousands by filing date | |
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| HARMAN INTL INDS INC | 413086109 | COM | 138 | $15,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 4,066 | $15,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 576 | $15,000 | thousands by filing date | |
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| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,000 | $15,000 | thousands by filing date | |
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| FRONTLINE LTD | G3682E127 | COM | 5,041 | $15,000 | thousands by filing date | |
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| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 103 | $15,000 | thousands by filing date | |
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| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 620 | $15,000 | thousands by filing date | |
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| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 300 | $15,000 | thousands by filing date | |
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| SKYWEST INC COM | 830879102 | Stock | 1,180 | $14,000 | thousands by filing date | |
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| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 167 | $14,000 | thousands by filing date | |
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| F N B CORP | 302520101 | COM | 1,054 | $14,000 | thousands by filing date | |
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| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 500 | $14,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 415 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 310 | $14,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 177 | $14,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 348 | $14,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 323 | $14,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,400 | $14,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 563 | $14,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,358 | $14,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 472 | $14,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 800 | $14,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 320 | $14,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,099 | $14,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 117 | $14,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,027 | $14,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 329 | $14,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 300 | $14,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 301 | $14,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 592 | $14,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 478 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 530 | $14,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,550 | $14,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 3,504 | $14,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 1,706 | $14,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 3,574 | $14,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,400 | $14,000 | thousands by filing date | |
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| FLEXSHARES TR | 33939L852 | COM | 400 | $14,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 700 | $14,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 485 | $13,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 661 | $13,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 373 | $13,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 349 | $13,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 374 | $13,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 896 | $13,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 599 | $13,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 364 | $13,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 209 | $13,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 400 | $13,000 | thousands by filing date | |
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| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,500 | $13,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 846 | $13,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 500 | $13,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 244 | $13,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 200 | $13,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 420 | $13,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 303 | $13,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 198 | $13,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 904 | $13,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 400 | $13,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 385 | $13,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 415 | $13,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 600 | $13,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 280 | $13,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,100 | $13,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 900 | $13,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 249 | $13,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 529 | $13,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 176 | $13,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 314 | $13,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 519 | $13,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,000 | $13,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,000 | $13,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,693 | $13,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 925 | $13,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 734 | $13,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 343 | $13,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 508 | $13,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 401 | $12,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 272 | $12,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 287 | $12,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,735 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 212 | $12,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 17 | $12,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 234 | $12,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 300 | $12,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 273 | $12,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 3,000 | $12,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 162 | $12,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 150 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 238 | $12,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 500 | $12,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 168 | $12,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 28 | $12,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 500 | $12,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 600 | $12,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 696 | $12,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,298 | $12,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,258 | $12,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 215 | $12,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,200 | $12,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,298 | $12,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 232 | $12,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,000 | $12,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,200 | $12,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 795 | $12,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,210 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-050322 | this filing | 2014-08-14 | acceptance time not in the bulk data set |