13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,033 holding rows worth $3,651,861,000.
- Accession
- 0001144204-14-050322
- Filer
- CIK 1029730
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,769 entries on the cover page, a total value of $3,651,861,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,651,861,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| B/E AEROSPACE INC | 073302101 | COM | 585 | $54,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 591 | $54,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,750 | $54,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,138 | $54,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,537 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 1,224 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 2,600 | $54,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,042 | $53,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,000 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,000 | $53,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 6,750 | $53,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 542 | $53,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 822 | $53,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,000 | $53,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,569 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,075 | $53,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,647 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 3,651 | $53,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 2,415 | $53,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,458 | $52,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,689 | $52,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 495 | $52,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,247 | $52,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 811 | $52,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 3,420 | $52,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 521 | $52,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 2,730 | $52,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 2,540 | $52,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 905 | $51,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,864 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,075 | $51,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 2,337 | $51,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,476 | $51,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,533 | $51,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,000 | $51,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 1,564 | $51,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 2,570 | $51,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 3,500 | $51,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 1,312 | $51,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 5,000 | $51,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 858 | $51,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 951 | $50,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 426 | $50,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 842 | $50,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,178 | $50,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,900 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,412 | $50,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 843 | $50,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,215 | $50,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 349 | $50,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,364 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 500 | $50,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 4,734 | $50,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,346 | $50,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 458 | $50,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 803 | $50,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 977 | $50,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,070 | $50,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 2,500 | $50,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 778 | $49,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,241 | $49,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,425 | $49,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 733 | $49,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,463 | $49,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,609 | $49,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 855 | $49,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 994 | $49,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,845 | $49,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,569 | $49,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 855 | $49,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,803 | $49,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,926 | $49,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 591 | $49,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,883 | $49,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,054 | $49,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 2,750 | $49,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,500 | $49,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,039 | $48,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 843 | $48,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,300 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,504 | $48,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,904 | $48,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 2,000 | $48,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,200 | $48,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 3,291 | $48,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 650 | $48,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,201 | $47,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 661 | $47,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,006 | $47,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,426 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 649 | $47,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 3,282 | $47,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 3,824 | $47,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 3,804 | $47,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 780 | $47,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 2,163 | $47,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,431 | $47,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 500 | $47,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,787 | $47,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 2,655 | $47,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,482 | $47,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 313 | $46,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 648 | $46,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,823 | $46,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,250 | $46,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 750 | $46,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 679 | $46,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 450 | $46,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,634 | $46,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,500 | $46,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,900 | $46,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 2,902 | $46,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,000 | $46,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 195 | $46,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,343 | $46,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 780 | $46,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,500 | $46,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 1,247 | $46,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 519 | $45,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,629 | $45,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,228 | $45,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,228 | $45,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,290 | $45,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,236 | $45,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,630 | $45,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 2,375 | $45,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 716 | $45,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 620 | $45,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,786 | $45,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 540 | $45,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 313 | $44,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 882 | $44,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,570 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,371 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,265 | $44,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,515 | $44,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 3,300 | $44,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 10,558 | $44,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,802 | $43,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,265 | $43,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,800 | $43,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 1,811 | $43,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,254 | $43,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,369 | $43,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 799 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 380 | $43,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 879 | $43,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,300 | $43,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,045 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,300 | $43,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,446 | $42,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 464 | $42,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,724 | $42,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,132 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,876 | $42,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,463 | $42,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,226 | $42,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,180 | $42,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,804 | $42,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,250 | $42,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,321 | $42,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,514 | $42,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 2,900 | $42,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 446 | $42,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 578 | $42,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 537 | $42,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,000 | $42,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 438 | $41,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,962 | $41,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,060 | $41,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 425 | $41,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,655 | $41,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,105 | $41,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 326 | $41,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,400 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,414 | $41,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 550 | $41,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,412 | $41,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 17,195 | $41,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,998 | $41,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,677 | $41,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 981 | $40,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,159 | $40,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 2,161 | $40,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 638 | $40,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,000 | $40,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 364 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 2,066 | $40,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 846 | $40,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 6,800 | $40,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,234 | $40,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 5,000 | $40,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,000 | $40,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,250 | $40,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 23,662 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 3,902 | $40,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 536 | $39,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 447 | $39,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 448 | $39,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 331 | $39,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 318 | $39,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,520 | $39,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 406 | $39,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,217 | $39,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 513 | $39,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,499 | $39,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,049 | $39,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 1,000 | $39,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,637 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 1,312 | $39,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,000 | $38,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 459 | $38,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 896 | $38,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,100 | $38,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,533 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,387 | $38,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,897 | $38,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 905 | $38,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,350 | $38,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,072 | $38,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 678 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,109 | $38,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,425 | $38,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 1,876 | $38,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,600 | $38,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 619 | $37,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 642 | $37,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 836 | $37,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,512 | $37,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,445 | $37,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,535 | $37,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,717 | $37,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,424 | $37,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,351 | $37,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 676 | $37,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,165 | $37,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 433 | $37,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 653 | $37,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 427 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 773 | $37,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,700 | $37,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,200 | $37,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 17,000 | $37,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,700 | $36,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,099 | $36,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 633 | $36,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 699 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,140 | $36,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 483 | $36,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,038 | $36,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,869 | $36,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,093 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,680 | $36,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,066 | $36,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,100 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 1,081 | $36,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,726 | $36,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 545 | $36,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,373 | $36,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 441 | $36,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 1,166 | $36,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 890 | $36,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 376 | $35,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,447 | $35,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 216 | $35,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 5,040 | $35,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,172 | $35,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 851 | $35,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,467 | $35,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,628 | $35,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,200 | $35,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 700 | $35,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,084 | $35,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 663 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 761 | $35,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,700 | $35,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,020 | $35,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 509 | $34,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 461 | $34,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,726 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 365 | $34,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 800 | $34,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 4,521 | $34,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 3,797 | $34,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,367 | $34,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 831 | $34,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 5,500 | $34,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,411 | $34,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 2,700 | $34,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,100 | $34,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 524 | $34,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,792 | $34,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,416 | $34,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 741 | $33,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,000 | $33,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,000 | $33,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,200 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,338 | $33,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,875 | $33,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,000 | $33,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,203 | $33,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,270 | $33,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 476 | $33,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 5,270 | $33,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,607 | $33,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 6,800 | $33,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 3,800 | $33,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 1,025 | $32,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,523 | $32,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 827 | $32,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 4,521 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 620 | $32,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 27 | $32,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 491 | $32,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 4,240 | $32,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 383 | $32,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 456 | $32,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,061 | $32,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,905 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,400 | $32,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,293 | $32,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,347 | $31,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 923 | $31,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,364 | $31,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,372 | $31,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,859 | $31,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 498 | $31,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 391 | $31,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,182 | $31,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 537 | $31,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 900 | $31,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,822 | $31,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,500 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 827 | $31,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,100 | $31,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 806 | $31,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 707 | $31,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,914 | $31,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 283 | $31,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1,132 | $31,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,000 | $31,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 16,490 | $31,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 794 | $31,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,044 | $31,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,670 | $31,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,450 | $31,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 335 | $31,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 2,901 | $31,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,600 | $31,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 894 | $31,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 500 | $31,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 3,000 | $31,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 595 | $30,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 750 | $30,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 604 | $30,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,000 | $30,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 346 | $30,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 799 | $30,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 820 | $30,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,252 | $30,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,600 | $30,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,433 | $30,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,208 | $30,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 542 | $30,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,818 | $30,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,500 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 300 | $30,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 811 | $30,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,500 | $30,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,000 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 697 | $30,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 3,440 | $30,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 1,335 | $30,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 3,716 | $30,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 881 | $30,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 910 | $30,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,844 | $30,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 901 | $30,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 2,000 | $30,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,227 | $30,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 20,000 | $30,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 10,935 | $30,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 5,400 | $30,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 556 | $30,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 2,917 | $30,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 3,500 | $30,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 600 | $29,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 949 | $29,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,105 | $29,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,114 | $29,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,610 | $29,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,116 | $29,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 544 | $29,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 587 | $29,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,305 | $29,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 525 | $29,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 1,874 | $29,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,198 | $29,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 280 | $29,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,093 | $29,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,083 | $29,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 656 | $29,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,771 | $29,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,453 | $29,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 2,165 | $29,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,000 | $29,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 350 | $28,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 491 | $28,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 788 | $28,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 564 | $28,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 645 | $28,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 350 | $28,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,800 | $28,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,794 | $28,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,800 | $28,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 710 | $28,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,836 | $28,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 900 | $28,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,500 | $28,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 587 | $28,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 203 | $28,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 573 | $28,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 541 | $28,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 369 | $28,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 421 | $28,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,822 | $28,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,050 | $28,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $28,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 689 | $28,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 6,481 | $27,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 562 | $27,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,952 | $27,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 546 | $27,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 577 | $27,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,288 | $27,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 659 | $27,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 447 | $27,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 474 | $27,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,074 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 505 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,900 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,800 | $27,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 900 | $27,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 214 | $27,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,036 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 370 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,230 | $27,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 255 | $27,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,640 | $27,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 859 | $27,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 6,324 | $27,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,223 | $27,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,968 | $27,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,489 | $27,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $27,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,142 | $27,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 11,800 | $27,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 737 | $26,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 686 | $26,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,797 | $26,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 451 | $26,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 411 | $26,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,450 | $26,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,800 | $26,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,859 | $26,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,832 | $26,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 779 | $26,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,142 | $26,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,095 | $26,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 879 | $26,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,097 | $26,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 7,800 | $26,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,256 | $26,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 2,697 | $26,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 700 | $26,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 1,000 | $26,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 1,399 | $26,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 281 | $25,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 265 | $25,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 383 | $25,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 438 | $25,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 535 | $25,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,574 | $25,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 800 | $25,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,401 | $25,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 382 | $25,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 958 | $25,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,111 | $25,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $25,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,290 | $25,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,498 | $25,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $25,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,175 | $25,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,243 | $25,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,550 | $25,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,372 | $25,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 5,270 | $25,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,190 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-050322 | this filing | 2014-08-14 | acceptance time not in the bulk data set |