13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,033 holding rows worth $3,651,861,000.
- Accession
- 0001144204-14-050322
- Filer
- CIK 1029730
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,769 entries on the cover page, a total value of $3,651,861,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,651,861,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QEP RESOURCES INC | 74733V100 | COM | 3,412 | $118,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 15,000 | $118,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,665 | $117,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,277 | $117,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 9,400 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,931 | $117,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 13,775 | $117,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,512 | $117,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,490 | $116,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 2,404 | $116,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,197 | $116,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 36,344 | $116,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,198 | $115,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,533 | $115,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,964 | $115,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 4,618 | $115,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 1,352 | $115,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 617 | $114,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,532 | $114,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,973 | $114,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 38,879 | $114,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 4,997 | $114,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,359 | $113,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,071 | $113,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,495 | $113,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,850 | $113,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,580 | $113,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,890 | $113,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 29,100 | $113,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 5,913 | $113,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 8,248 | $113,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,884 | $112,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,236 | $112,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,388 | $112,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,489 | $112,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 4,327 | $112,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,643 | $111,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,098 | $111,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,889 | $111,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,260 | $111,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,101 | $111,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 15,200 | $111,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 2,285 | $111,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 3,725 | $111,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,575 | $110,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,465 | $110,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 825 | $110,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 7,725 | $110,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,559 | $110,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,218 | $110,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $110,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,192 | $109,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 7,988 | $109,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,020 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,707 | $109,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,377 | $109,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,990 | $108,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,000 | $108,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,135 | $108,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,708 | $108,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 7,883 | $108,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,039 | $107,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 8,211 | $107,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,375 | $107,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,240 | $107,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,092 | $107,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 1,200 | $107,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 4,241 | $107,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,246 | $106,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 938 | $106,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,436 | $106,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,191 | $106,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,687 | $106,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 3,095 | $106,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,772 | $105,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,796 | $104,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,316 | $104,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 3,289 | $104,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 33,748 | $104,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,277 | $104,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,452 | $103,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,190 | $103,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,250 | $103,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 959 | $103,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,876 | $103,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,036 | $103,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 11,785 | $103,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 769 | $103,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 920 | $102,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,661 | $102,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 3,367 | $102,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 1,599 | $102,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 7,655 | $102,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 4,600 | $102,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,065 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 3,804 | $101,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,909 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,805 | $101,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 703 | $101,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 15,842 | $101,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 11,778 | $101,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 2,840 | $101,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 14,437 | $101,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 5,457 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,100 | $100,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,730 | $100,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 5,892 | $100,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,197 | $99,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,296 | $99,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,805 | $99,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,251 | $99,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,145 | $99,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,339 | $99,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 544 | $99,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,022 | $99,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 5,866 | $99,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,044 | $99,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 8,600 | $99,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 4,480 | $99,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,026 | $98,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,272 | $98,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2,128 | $98,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,717 | $98,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,433 | $98,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 3,244 | $98,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 3,010 | $98,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 2,183 | $98,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 2,492 | $97,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,489 | $97,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 5,759 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 944 | $97,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 2,836 | $97,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 6,930 | $97,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,383 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,172 | $96,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 157 | $96,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 7,135 | $96,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 10,000 | $96,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,920 | $96,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 2,532 | $96,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 2,988 | $96,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,554 | $95,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 702 | $95,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 1,568 | $95,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 36,894 | $95,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 3,697 | $95,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 98,350 | $95,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 832 | $94,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 7,662 | $94,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,639 | $94,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 1,470 | $94,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,102 | $93,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,200 | $93,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,450 | $93,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 7,800 | $93,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 2,303 | $93,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,180 | $93,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 3,293 | $93,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,280 | $92,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,002 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,846 | $92,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,728 | $92,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 8,750 | $92,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,245 | $91,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 784 | $91,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 7,215 | $91,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 3,026 | $91,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,043 | $91,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,046 | $91,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,751 | $91,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,996 | $91,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 5,914 | $91,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 841 | $90,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 2,489 | $90,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 5,090 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 6,985 | $90,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 7,649 | $90,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 4,334 | $90,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 16,000 | $90,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,946 | $89,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,295 | $89,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,300 | $89,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 3,108 | $89,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,824 | $89,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,851 | $88,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 4,999 | $88,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,025 | $88,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $88,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,481 | $87,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,363 | $87,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 21,000 | $87,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 6,250 | $87,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,658 | $87,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 6,358 | $87,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,080 | $87,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 11,400 | $87,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,800 | $87,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,230 | $86,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 4,530 | $86,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 4,050 | $86,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y735 | PRING TRNR BUS | 2,975 | $86,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 13,150 | $86,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 775 | $85,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 850 | $85,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 930 | $85,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,725 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,596 | $85,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,824 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6,181 | $85,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,330 | $85,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 39,977 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 2,008 | $85,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,540 | $84,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 666 | $84,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 6,700 | $84,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,097 | $84,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 8,011 | $84,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 876 | $84,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 21,380 | $84,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 2,050 | $84,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 600 | $83,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,667 | $83,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 997 | $83,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,169 | $83,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,209 | $82,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,249 | $82,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 869 | $82,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,897 | $82,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,225 | $82,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 4,000 | $82,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 5,194 | $82,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,700 | $82,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,928 | $81,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,545 | $81,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 2,696 | $81,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 5,675 | $81,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 2,517 | $81,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,203 | $81,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 1,230 | $81,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,156 | $80,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 556 | $80,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 4,000 | $80,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,483 | $79,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 8,050 | $79,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,830 | $79,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,267 | $79,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 4,328 | $79,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 7,165 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,400 | $79,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,943 | $79,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,000 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 2,514 | $79,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 7,988 | $79,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,507 | $78,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,421 | $78,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 7,013 | $78,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5,271 | $78,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 900 | $78,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,014 | $78,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,726 | $78,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,284 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,225 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,591 | $78,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,039 | $78,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,524 | $78,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,337 | $78,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,175 | $77,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,500 | $77,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,530 | $77,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,902 | $77,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,457 | $77,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 4,373 | $77,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,447 | $76,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 969 | $76,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,597 | $76,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 741 | $76,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,070 | $76,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,647 | $76,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 2,902 | $76,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 16,637 | $76,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 879 | $75,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,035 | $75,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,403 | $75,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 997 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,189 | $75,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,661 | $75,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 3,837 | $75,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 6,347 | $75,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 5,500 | $75,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 5,863 | $75,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 5,314 | $75,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,295 | $74,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 496 | $74,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,196 | $74,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 9,010 | $74,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,578 | $74,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 871 | $73,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 765 | $73,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,398 | $73,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 670 | $73,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,029 | $73,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,741 | $73,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 5,024 | $73,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,121 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 1,371 | $73,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,871 | $72,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,445 | $72,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 532 | $72,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,495 | $72,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,600 | $72,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,495 | $72,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 9,829 | $72,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 5,450 | $72,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 6,931 | $72,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,149 | $71,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,300 | $71,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,668 | $71,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,150 | $71,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 2,947 | $71,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,143 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 923 | $71,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 337 | $71,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,599 | $71,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,367 | $71,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,263 | $71,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 1,147 | $71,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,246 | $70,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,991 | $70,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,859 | $70,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,037 | $70,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,000 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,473 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,142 | $70,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 3,000 | $70,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,625 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 4,175 | $70,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,000 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,784 | $70,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,450 | $69,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,830 | $69,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 570 | $69,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 908 | $69,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,667 | $69,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,052 | $69,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,201 | $69,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 2,161 | $69,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,307 | $69,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 173 | $68,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,825 | $68,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,600 | $68,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 653 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,468 | $68,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,343 | $68,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,114 | $68,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 8,949 | $68,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,410 | $68,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 1,001 | $68,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,049 | $68,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 651 | $67,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,157 | $67,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,577 | $67,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 5,448 | $67,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,922 | $67,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 1,438 | $67,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 1,453 | $67,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,300 | $67,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 954 | $67,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 4,977 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 766 | $66,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,206 | $66,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,047 | $66,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,597 | $66,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,155 | $66,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,084 | $66,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,965 | $66,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 1,062 | $66,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,469 | $65,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 869 | $65,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,005 | $65,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,395 | $65,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,912 | $65,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,701 | $65,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 809 | $65,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,697 | $65,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,893 | $65,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,421 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 2,933 | $65,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 17,500 | $65,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,451 | $65,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,960 | $64,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 4,203 | $64,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,121 | $64,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,780 | $64,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,551 | $64,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 6,907 | $64,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 3,082 | $64,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 7,864 | $64,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,819 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 990 | $64,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,069 | $63,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,326 | $63,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 4,340 | $63,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 8,764 | $63,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 1,530 | $63,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 3,803 | $63,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 657 | $62,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 934 | $62,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,970 | $62,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,686 | $62,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,613 | $62,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,801 | $62,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 13,524 | $62,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 894 | $62,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 1,870 | $62,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,772 | $62,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,251 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,619 | $62,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 382 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,480 | $61,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,096 | $61,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,143 | $61,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,970 | $61,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 8,686 | $61,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,192 | $61,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,150 | $61,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,260 | $61,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 630 | $60,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 675 | $60,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 915 | $60,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,185 | $60,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 4,590 | $60,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,081 | $60,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 861 | $60,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 1,252 | $60,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 631 | $59,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,000 | $59,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,361 | $59,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,314 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,670 | $59,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 720 | $59,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,485 | $59,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 2,676 | $59,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 1,218 | $59,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $59,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,800 | $59,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,138 | $58,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $58,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,300 | $58,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 366 | $58,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 55,000 | $58,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,204 | $58,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 3,434 | $58,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 895 | $58,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 719 | $57,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,250 | $57,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,400 | $57,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 538 | $57,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,098 | $57,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,400 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,309 | $57,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,490 | $57,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 529 | $57,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,948 | $57,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 545 | $57,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 647 | $57,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,251 | $56,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,680 | $56,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,356 | $56,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 222 | $56,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,900 | $56,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,198 | $56,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,850 | $56,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,392 | $56,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 2,200 | $56,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,900 | $56,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,606 | $56,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 1,160 | $56,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,128 | $56,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,197 | $56,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,800 | $56,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 6,394 | $56,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 11,400 | $56,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 4,154 | $56,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 581 | $55,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,080 | $55,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,684 | $55,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 663 | $55,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,619 | $55,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 819 | $55,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,000 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,112 | $55,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 4,539 | $55,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 3,687 | $55,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 602 | $54,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,151 | $54,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,654 | $54,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 3,363 | $54,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,112 | $54,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,065 | $54,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,288 | $54,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-050322 | this filing | 2014-08-14 | acceptance time not in the bulk data set |