13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,033 holding rows worth $3,651,861,000.
- Accession
- 0001144204-14-050322
- Filer
- CIK 1029730
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 4,769 entries on the cover page, a total value of $3,651,861,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,651,861,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 365 | $12,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,000 | $12,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 356 | $12,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 266 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 265 | $12,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 226 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,350 | $12,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 900 | $11,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 234 | $11,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 1,457 | $11,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 224 | $11,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 171 | $11,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 167 | $11,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 217 | $11,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 682 | $11,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 290 | $11,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 626 | $11,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,116 | $11,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 621 | $11,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 500 | $11,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 112 | $11,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,503 | $11,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 265 | $11,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 609 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 780 | $11,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 250 | $11,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 547 | $11,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 418 | $11,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 434 | $11,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 113 | $11,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,146 | $11,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $11,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 475 | $11,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 388 | $11,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 315 | $11,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 1,281 | $11,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,550 | $11,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 79 | $11,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 343 | $11,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 920 | $11,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 706 | $11,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $11,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 666 | $11,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 153 | $11,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,701 | $11,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,157 | $11,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 283 | $11,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 600 | $11,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,500 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 300 | $11,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 154 | $11,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 12,000 | $11,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 170 | $11,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 12,000 | $11,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 410 | $11,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,279 | $11,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,385 | $11,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 400 | $11,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 225 | $11,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,500 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 226 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 215 | $11,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 150 | $11,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 700 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 381 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 117 | $11,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,129 | $10,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 154 | $10,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 430 | $10,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 487 | $10,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 258 | $10,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 164 | $10,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 500 | $10,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 600 | $10,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 244 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,000 | $10,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 344 | $10,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 159 | $10,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 161 | $10,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 550 | $10,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 697 | $10,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 307 | $10,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 208 | $10,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 417 | $10,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 175 | $10,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 268 | $10,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $10,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 190 | $10,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 151 | $10,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,400 | $10,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 648 | $10,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 227 | $10,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 88 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 350 | $10,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 575 | $10,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 536 | $10,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 379 | $10,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 6,000 | $10,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 761 | $10,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 373 | $10,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $10,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 94 | $10,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 848 | $10,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 502 | $10,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 450 | $10,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 350 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 203 | $10,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 600 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 500 | $10,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 185 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 510 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $10,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 997 | $10,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 106 | $9,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 181 | $9,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,300 | $9,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 192 | $9,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 246 | $9,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $9,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 902 | $9,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 484 | $9,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 147 | $9,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 434 | $9,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 121 | $9,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 640 | $9,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 280 | $9,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 250 | $9,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 295 | $9,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,041 | $9,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 200 | $9,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 592 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $9,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 175 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 312 | $9,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 611 | $9,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 600 | $9,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 500 | $9,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 114 | $9,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,020 | $9,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 200 | $9,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 500 | $9,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 129 | $9,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 281 | $9,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,095 | $9,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,048 | $9,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 214 | $9,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $9,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 251 | $9,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 597 | $9,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 172 | $9,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 360 | $9,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 400 | $9,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 525 | $9,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 900 | $9,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 850 | $9,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 606 | $9,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,210 | $9,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 432 | $9,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 800 | $9,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 663 | $9,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 313 | $9,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 1,000 | $9,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 12,163 | $9,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 710 | $9,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 385 | $9,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 300 | $9,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 548 | $9,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,000 | $9,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 138 | $8,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 384 | $8,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 60 | $8,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 144 | $8,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 303 | $8,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 116 | $8,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 128 | $8,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 289 | $8,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 400 | $8,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 229 | $8,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 107 | $8,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 59 | $8,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $8,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 200 | $8,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 336 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 217 | $8,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 639 | $8,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 321 | $8,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 120 | $8,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 198 | $8,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 516 | $8,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 360 | $8,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 106 | $8,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 395 | $8,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,140 | $8,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 322 | $8,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,228 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 166 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 184 | $8,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 460 | $8,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 380 | $8,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 69 | $8,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 310 | $8,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,052 | $8,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 260 | $8,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 200 | $8,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 177 | $8,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 122 | $8,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 259 | $8,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $8,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 557 | $8,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 260 | $8,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 705 | $8,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 244 | $8,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 122 | $8,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 18,475 | $8,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 150 | $8,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 3,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 309 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 300 | $8,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 400 | $8,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 321 | $8,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 2,000 | $7,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 150 | $7,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 55 | $7,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 139 | $7,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 111 | $7,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 211 | $7,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 226 | $7,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 192 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 246 | $7,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 600 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 87 | $7,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 500 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 474 | $7,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $7,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 387 | $7,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 114 | $7,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 200 | $7,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 130 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 517 | $7,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $7,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 483 | $7,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 413 | $7,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 220 | $7,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 529 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 183 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 350 | $7,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 552 | $7,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,000 | $7,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 458 | $7,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 660 | $7,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $7,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 675 | $7,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 412 | $7,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,049 | $7,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 335 | $7,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 214 | $7,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 753 | $7,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 5,750 | $7,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 600 | $7,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 72 | $7,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 206 | $7,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 512 | $7,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 658 | $7,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,600 | $7,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 503 | $7,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 5,537 | $7,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 3,490 | $7,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 275 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 464 | $7,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,310 | $7,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 320 | $7,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,500 | $7,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,000 | $7,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 821 | $7,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 450 | $7,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 647 | $7,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 393 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 150 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 300 | $7,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 1,000 | $7,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 1,808 | $7,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 74 | $6,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 107 | $6,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 253 | $6,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,000 | $6,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 30 | $6,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 271 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 406 | $6,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 97 | $6,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 204 | $6,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 100 | $6,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 733 | $6,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 319 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 650 | $6,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 105 | $6,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 211 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 100 | $6,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 500 | $6,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 210 | $6,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 61 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 380 | $6,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 199 | $6,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 200 | $6,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 500 | $6,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 486 | $6,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 270 | $6,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
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| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 108 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 218 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 200 | $6,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 900 | $6,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 224 | $6,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 158 | $6,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 153 | $6,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 350 | $6,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 17 | $6,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 501 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $6,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 131 | $6,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 90 | $6,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 343 | $6,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 112 | $6,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 213 | $6,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 575 | $6,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 537 | $6,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 218 | $6,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $6,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 80 | $6,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 90 | $6,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 368 | $6,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 200 | $6,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 316 | $6,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 70 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 230 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 230 | $6,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 536 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 230 | $6,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 1,000 | $6,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 800 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 145 | $6,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 100 | $6,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $6,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $6,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 221 | $6,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 607 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 324 | $5,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 132 | $5,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 131 | $5,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 650 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 88 | $5,000 | thousands by filing date | |
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| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 144 | $5,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 159 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 502 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 500 | $5,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,500 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 406 | $5,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 119 | $5,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 124 | $5,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 189 | $5,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 174 | $5,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 105 | $5,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 249 | $5,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 369 | $5,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 134 | $5,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 108 | $5,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 379 | $5,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,062 | $5,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 394 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 700 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 137 | $5,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $5,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 450 | $5,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 753 | $5,000 | thousands by filing date | |
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| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 454 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 390 | $5,000 | thousands by filing date | |
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| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 430 | $5,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 69 | $5,000 | thousands by filing date | |
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| QLIK TECHNOLOGIES INC | 74733T105 | COM | 230 | $5,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 124 | $5,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 238 | $5,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 116 | $5,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 257 | $5,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 300 | $5,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 1,000 | $5,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 96 | $5,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $5,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 61 | $5,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 112 | $5,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 3,013 | $5,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 93 | $5,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 325 | $5,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 56 | $5,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 636 | $5,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 2,000 | $5,000 | thousands by filing date | |
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| SILICON IMAGE INC | 82705T102 | COM | 1,000 | $5,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 200 | $5,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 375 | $5,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 371 | $5,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 4,865 | $5,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,500 | $5,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,000 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 200 | $5,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 150 | $5,000 | thousands by filing date | |
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| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 104 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 300 | $5,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 77 | $5,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 625 | $5,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 785 | $5,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 100 | $5,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 1,841 | $5,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 44 | $4,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 150 | $4,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 579 | $4,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 70 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 455 | $4,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 101 | $4,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 135 | $4,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 190 | $4,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 151 | $4,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 88 | $4,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 136 | $4,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 615 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 129 | $4,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 199 | $4,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 95 | $4,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 200 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 293 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 71 | $4,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 77 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 749 | $4,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 66 | $4,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 300 | $4,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 215 | $4,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 88 | $4,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 300 | $4,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 400 | $4,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 88 | $4,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 128 | $4,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 337 | $4,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 300 | $4,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 54 | $4,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 123 | $4,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 550 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 106 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 420 | $4,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 300 | $4,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 354 | $4,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,500 | $4,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 341 | $4,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 825 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,075 | $4,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 84 | $4,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 154 | $4,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,000 | $4,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 94 | $4,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 382 | $4,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,205 | $4,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 303 | $4,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 80 | $4,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 500 | $4,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 71 | $4,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 76 | $4,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 406 | $4,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 89 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 72 | $4,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 125 | $4,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 2,000 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 367 | $4,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,500 | $4,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 500 | $4,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 332 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-050322 | this filing | 2014-08-14 | acceptance time not in the bulk data set |