13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,858 holding rows worth $3,243,158,000.
- Accession
- 0001144204-14-009503
- Filer
- CIK 1029730
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 4,585 entries on the cover page, a total value of $3,243,158,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,243,158,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEWART INFORMATION SVCS COR | 860372101 | COM | 628 | $21,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 482 | $21,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 959 | $21,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $21,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,000 | $21,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,727 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 432 | $21,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 734 | $21,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 300 | $21,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,354 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 435 | $21,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 552 | $21,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 2,000 | $21,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 303 | $21,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 234 | $21,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 323 | $21,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,033 | $21,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,500 | $21,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 394 | $21,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 300 | $21,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,868 | $21,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 709 | $21,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 320 | $21,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 1,252 | $21,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 822 | $21,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 30,000 | $21,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,001 | $21,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 2,096 | $21,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 361 | $21,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 43,636 | $21,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 737 | $21,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 9,000 | $21,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,455 | $20,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 456 | $20,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 505 | $20,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 132 | $20,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 4,750 | $20,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,000 | $20,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 360 | $20,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,123 | $20,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 455 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 503 | $20,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 279 | $20,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,005 | $20,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 222 | $20,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 710 | $20,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 867 | $20,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,075 | $20,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 266 | $20,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,370 | $20,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 826 | $20,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 21,500 | $20,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 959 | $20,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 311 | $20,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 2,550 | $20,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 784 | $20,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 5,253 | $20,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 1,516 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 800 | $20,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,070 | $20,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 600 | $20,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 459 | $19,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 396 | $19,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 550 | $19,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,000 | $19,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 667 | $19,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 458 | $19,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 600 | $19,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 342 | $19,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,900 | $19,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 700 | $19,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 256 | $19,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 665 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 178 | $19,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,335 | $19,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 733 | $19,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 565 | $19,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 603 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 800 | $19,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 349 | $19,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,200 | $19,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 567 | $19,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 206 | $19,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 377 | $19,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 325 | $19,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,005 | $19,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,659 | $19,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 2,200 | $19,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 655 | $19,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 282 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 495 | $19,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 544 | $19,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 665 | $19,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 215 | $18,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 336 | $18,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,063 | $18,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,052 | $18,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 285 | $18,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 308 | $18,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 202 | $18,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,589 | $18,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 389 | $18,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 669 | $18,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,021 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 363 | $18,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 952 | $18,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,080 | $18,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 586 | $18,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 790 | $18,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 500 | $18,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,250 | $18,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,167 | $18,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 346 | $18,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 950 | $18,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 716 | $18,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 152 | $18,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 2,287 | $18,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 5,970 | $18,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,500 | $18,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 5,000 | $18,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,000 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 124 | $18,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 2,515 | $18,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 500 | $18,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 7,250 | $18,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 330 | $17,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 242 | $17,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 300 | $17,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 320 | $17,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 679 | $17,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 796 | $17,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 350 | $17,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,700 | $17,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,629 | $17,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 300 | $17,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 514 | $17,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $17,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,281 | $17,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 478 | $17,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 239 | $17,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 750 | $17,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,375 | $17,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 2,200 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 625 | $17,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,300 | $17,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 580 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $17,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 252 | $17,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 250 | $17,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 500 | $17,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,384 | $17,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 400 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 185 | $16,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,394 | $16,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 439 | $16,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 614 | $16,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,114 | $16,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 200 | $16,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 252 | $16,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 98 | $16,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 238 | $16,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 300 | $16,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 507 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 210 | $16,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 168 | $16,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 396 | $16,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 645 | $16,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 267 | $16,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 223 | $16,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 350 | $16,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 105 | $16,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,300 | $16,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,328 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,400 | $16,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,823 | $16,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 112 | $16,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 650 | $16,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 203 | $16,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 880 | $16,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 365 | $16,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 494 | $16,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 2,000 | $16,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 775 | $16,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,254 | $16,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 150 | $16,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 656 | $16,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 403 | $16,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 176 | $16,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 143 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 597 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 341 | $16,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,031 | $16,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 897 | $16,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 600 | $16,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,187 | $16,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 828 | $16,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 900 | $16,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,310 | $15,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 595 | $15,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 950 | $15,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 340 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 672 | $15,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 404 | $15,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 3,000 | $15,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 426 | $15,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,100 | $15,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 39 | $15,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 413 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 525 | $15,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,000 | $15,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 5,200 | $15,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 297 | $15,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 400 | $15,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,451 | $15,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 900 | $15,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,243 | $15,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 332 | $15,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 750 | $15,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 609 | $15,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 730 | $15,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 580 | $15,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 950 | $15,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 380 | $15,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 329 | $15,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,057 | $15,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 277 | $14,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,008 | $14,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 356 | $14,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 262 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 167 | $14,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 276 | $14,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 354 | $14,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 239 | $14,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 476 | $14,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 314 | $14,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 400 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,000 | $14,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,523 | $14,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 234 | $14,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 4,658 | $14,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 608 | $14,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,174 | $14,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 398 | $14,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 800 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 600 | $14,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,343 | $14,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,500 | $14,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 1,068 | $14,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 7,500 | $14,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 950 | $14,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 200 | $14,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 301 | $14,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 792 | $14,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 712 | $14,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 383 | $14,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 349 | $14,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 340 | $14,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 609 | $14,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 363 | $14,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 557 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 525 | $14,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 2,000 | $14,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 3,150 | $14,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,300 | $14,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,693 | $14,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 15,000 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 300 | $14,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 3,982 | $13,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 570 | $13,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,557 | $13,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 314 | $13,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 500 | $13,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 500 | $13,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,750 | $13,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 74 | $13,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 941 | $13,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,503 | $13,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 500 | $13,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 500 | $13,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 312 | $13,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 590 | $13,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,300 | $13,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 806 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 164 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 989 | $13,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 3,110 | $13,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,900 | $13,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,459 | $13,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 640 | $13,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 961 | $13,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 117 | $13,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 10,000 | $13,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,019 | $13,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 600 | $13,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 364 | $13,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 592 | $13,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 693 | $13,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,439 | $13,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 122 | $13,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 374 | $13,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 678 | $13,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 900 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 621 | $13,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,000 | $13,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,400 | $13,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,702 | $13,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 1,706 | $13,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 1,000 | $13,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 900 | $13,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 500 | $13,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 925 | $13,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,000 | $13,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 10,000 | $13,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 2,000 | $13,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A691 | FISH GR RK OFF | 700 | $13,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 401 | $12,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 178 | $12,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 284 | $12,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 216 | $12,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 116 | $12,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 260 | $12,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 661 | $12,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 287 | $12,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 300 | $12,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,508 | $12,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 682 | $12,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 211 | $12,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 330 | $12,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 242 | $12,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 136 | $12,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,500 | $12,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 501 | $12,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,002 | $12,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,200 | $12,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 160 | $12,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 345 | $12,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 3,250 | $12,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,550 | $12,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 385 | $12,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 590 | $12,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 410 | $12,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 343 | $12,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,600 | $12,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 1,900 | $12,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,298 | $12,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 193 | $12,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 263 | $12,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 700 | $12,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 274 | $12,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 2,148 | $12,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 95 | $12,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 1,172 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 407 | $12,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,000 | $12,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,000 | $12,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 278 | $12,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 465 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,350 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289164 | MSCI ACWI EX | 456 | $12,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 343 | $12,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 300 | $12,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 364 | $11,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 240 | $11,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 212 | $11,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 326 | $11,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 250 | $11,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 125 | $11,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 653 | $11,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 183 | $11,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,000 | $11,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 71 | $11,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,455 | $11,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 574 | $11,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 625 | $11,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 200 | $11,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 288 | $11,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 246 | $11,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 323 | $11,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 584 | $11,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 130 | $11,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 705 | $11,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 360 | $11,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 860 | $11,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 386 | $11,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,095 | $11,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 257 | $11,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 415 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 600 | $11,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 180 | $11,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 500 | $11,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,750 | $11,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 484 | $11,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 163 | $11,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 429 | $11,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 88 | $11,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 327 | $11,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 404 | $11,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 375 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 300 | $11,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 170 | $11,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 504 | $11,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,275 | $11,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 330 | $11,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 400 | $11,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 225 | $11,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 332 | $11,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,410 | $11,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 500 | $11,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 355 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 200 | $11,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 150 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 140 | $10,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 234 | $10,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 834 | $10,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 214 | $10,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 670 | $10,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 530 | $10,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 186 | $10,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 108 | $10,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 270 | $10,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,148 | $10,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,116 | $10,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 700 | $10,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 158 | $10,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 517 | $10,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 745 | $10,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 606 | $10,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 550 | $10,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 200 | $10,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 242 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 725 | $10,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 466 | $10,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,146 | $10,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 473 | $10,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 320 | $10,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 744 | $10,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $10,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 528 | $10,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 700 | $10,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 1,240 | $10,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 35 | $10,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 198 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 350 | $10,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 362 | $10,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 502 | $10,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,000 | $10,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,698 | $10,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 1,065 | $10,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 250 | $10,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 2,878 | $10,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,980 | $10,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 561 | $10,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 400 | $10,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 12,000 | $10,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 5,537 | $10,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 600 | $10,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 1,500 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 215 | $10,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 185 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 381 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 510 | $10,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 900 | $9,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 1,430 | $9,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 765 | $9,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 371 | $9,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 401 | $9,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 161 | $9,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 258 | $9,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 142 | $9,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 227 | $9,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 434 | $9,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 792 | $9,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 203 | $9,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 640 | $9,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 70 | $9,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 327 | $9,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,000 | $9,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 217 | $9,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 400 | $9,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 175 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $9,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 132 | $9,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,000 | $9,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 170 | $9,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 677 | $9,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 133 | $9,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 281 | $9,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 700 | $9,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 334 | $9,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 330 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-009503 | this filing | 2014-02-14 | acceptance time not in the bulk data set |