13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,858 holding rows worth $3,243,158,000.
- Accession
- 0001144204-14-009503
- Filer
- CIK 1029730
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 4,585 entries on the cover page, a total value of $3,243,158,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,243,158,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 65 | $2,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 70 | $2,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 57 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 590 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 340 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 101 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 52 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 220 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 104 | $2,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 32 | $2,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 161 | $2,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 30 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 59 | $2,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 658 | $2,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 19 | $2,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 200 | $2,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3 | $2,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 108 | $2,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 61 | $2,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 68 | $2,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 208 | $2,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 100 | $2,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 83 | $2,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 142 | $2,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,100 | $2,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 100 | $2,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 545 | $2,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 130 | $2,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 36 | $2,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 378 | $2,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 42 | $2,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 50 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 102 | $2,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 43 | $2,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 45 | $2,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 1,000 | $2,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 2,000 | $2,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 500 | $2,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 587 | $2,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 106 | $2,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 158 | $2,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 135 | $2,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 77 | $2,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 65 | $2,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 100 | $2,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 200 | $2,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 275 | $2,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 216 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 250 | $2,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 390 | $2,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 150 | $2,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 581 | $2,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 279 | $2,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 1,000 | $2,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 100 | $2,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 129 | $2,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 120 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 325 | $2,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 100 | $2,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 131 | $2,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,500 | $2,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 75 | $2,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 100 | $2,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 300 | $2,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,000 | $2,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 381 | $2,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 301 | $2,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 702 | $2,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 5,200 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 89 | $2,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 275 | $2,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 254 | $2,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 165 | $2,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 732 | $2,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 124 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 100 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 430 | $2,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 909 | $2,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 531 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 50 | $2,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 65 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 166 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 15 | $1,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 18 | $1,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 29 | $1,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 31 | $1,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 14 | $1,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3 | $1,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8 | $1,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 37 | $1,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 21 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 10 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 36 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 430 | $1,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 51 | $1,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 33 | $1,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 49 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 725 | $1,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 28 | $1,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 33 | $1,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 55 | $1,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 16 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 49 | $1,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 100 | $1,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 74 | $1,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 21 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 21 | $1,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 180 | $1,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 26 | $1,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 34 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 23 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 450 | $1,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 134 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 31 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 300 | $1,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 500 | $1,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 54 | $1,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 12 | $1,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 24 | $1,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 138 | $1,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 45 | $1,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 195 | $1,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 19 | $1,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,968 | $1,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 55 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 284 | $1,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 99 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 32 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 253 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10 | $1,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 164 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 36 | $1,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 100 | $1,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 16 | $1,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 400 | $1,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 215 | $1,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 33 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 300 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 31 | $1,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 55 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 269 | $1,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 166 | $1,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 334 | $1,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 82 | $1,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 56 | $1,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 349 | $1,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 28 | $1,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 64 | $1,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 60 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 500 | $1,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 50 | $1,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 241 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 140 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 500 | $1,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 15 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 232 | $1,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 800 | $1,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 120 | $1,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 39 | $1,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 127 | $1,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 81 | $1,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 148 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 152 | $1,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 300 | $1,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 813 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 260 | $1,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 24 | $1,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 7 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 78 | $1,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 222 | $1,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 68 | $1,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 100 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 300 | $1,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 229 | $1,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 33 | $1,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 55 | $1,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 95 | $1,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 123 | $1,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 67 | $1,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 1,333 | $1,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 200 | $1,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 145 | $1,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 19 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 1,000 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 500 | $1,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 153 | $1,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 100 | $1,000 | thousands by filing date | |
| MEDIABISTRO INC | 58448U101 | COM | 200 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 70 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,698 | $1,000 | thousands by filing date | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 1,025 | $1,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y123 | SHS | 333 | $1,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 50 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 100 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHILDRENS PL INC NEW | 168905107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KILROY REALTY CORP COM | 49427F108 | REIT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AAR CORP | 000361105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYRUSONE INC | 23283R100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTEN TRANSPORT LTD | 573075108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEVA INC | 157210105 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLOT LTD | M0854Q105 | SHS | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZCO Liquidating Corp | 67086E303 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIVE SOFTWARE INC | 47760A108 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRI SYS INC NEW | 67069D108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMTURA CORP | 163893209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLIS PERRY INTL INC | 288853104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMET CORP | 488360207 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOUNT INTL INC NEW | 095180105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FBL FINL GROUP INC | 30239F106 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METABOLIX INC | 591018809 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMVERSE INC | 20585P105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORSEHEAD HLDG CORP | 440694305 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRED S INC CLASS A | 356108100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMMETRY MEDICAL INC | 871546206 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKES GAMING INC COM | 51206P109 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA PROTEIN CORP | 68210P107 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVX CORP NEW | 002444107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL SHIPHOLDING CORP | 460321201 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIOR INC - CL A | 497217109 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIENT CORP | 02318N201 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORAL FINL CORP COM | 25811P852 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIK INC | 87959M208 | COM NEW | 382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG YIELD INC | 62942X108 | CL C | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZALICUS INC | 98887C204 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLEAD HOLDINGS LTD | G64626149 | SHS PAR $0.01 | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-009503 | this filing | 2014-02-14 | acceptance time not in the bulk data set |