13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,858 holding rows worth $3,243,158,000.
- Accession
- 0001144204-14-009503
- Filer
- CIK 1029730
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 4,585 entries on the cover page, a total value of $3,243,158,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,243,158,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENOVUS ENERGY INC | 15135U109 | COM | 3,372 | $96,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 5,380 | $96,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,111 | $96,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 10,000 | $96,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,144 | $95,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 6,600 | $95,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,657 | $94,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 11,666 | $94,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 9,336 | $94,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 1,781 | $94,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 3,100 | $94,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,162 | $93,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,300 | $93,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 6,511 | $93,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 1,561 | $93,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 8,881 | $93,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,578 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,846 | $92,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 153 | $92,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 5,268 | $92,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,984 | $92,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,859 | $91,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,963 | $91,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,164 | $91,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 5,123 | $91,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,768 | $90,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,514 | $90,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 505 | $90,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,793 | $89,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,519 | $89,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 842 | $89,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,009 | $89,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 23,519 | $89,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 7,053 | $89,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,027 | $89,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 2,677 | $89,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,756 | $88,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,200 | $88,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 5,355 | $88,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 16,975 | $88,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 4,500 | $88,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 2,190 | $88,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,751 | $88,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 12,103 | $88,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 5,100 | $88,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,920 | $88,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 5,059 | $87,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,600 | $87,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 4,584 | $87,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,308 | $86,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,492 | $86,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 257 | $86,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,108 | $86,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,164 | $86,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,095 | $86,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 7,693 | $86,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,891 | $86,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,650 | $86,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,074 | $86,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,757 | $86,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 8,616 | $86,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 5,704 | $86,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,087 | $86,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 939 | $86,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 7,138 | $86,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,029 | $85,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,553 | $85,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 3,579 | $85,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 4,853 | $85,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,243 | $85,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,774 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 5,022 | $85,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 2,290 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,659 | $84,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,835 | $84,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 593 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 3,015 | $84,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,586 | $83,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,253 | $83,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 8,628 | $83,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 3,731 | $83,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,378 | $82,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 901 | $82,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,919 | $82,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 7,297 | $82,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 6,358 | $82,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 10,120 | $82,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,165 | $82,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 8,897 | $82,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 16,300 | $82,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 5,925 | $82,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,028 | $81,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,527 | $81,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,696 | $81,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,930 | $81,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,132 | $81,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 2,658 | $81,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 13,500 | $81,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 15,200 | $81,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,243 | $81,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 5,365 | $81,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,800 | $81,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 2,050 | $81,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,747 | $80,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 7,050 | $80,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 4,153 | $80,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,869 | $80,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 665 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,698 | $80,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 4,176 | $80,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,301 | $79,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,755 | $79,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 702 | $79,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,443 | $79,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2,571 | $79,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,360 | $79,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 22,170 | $79,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,752 | $79,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 5,671 | $78,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 873 | $78,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 882 | $78,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,268 | $78,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,715 | $78,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,845 | $78,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 23,800 | $78,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,594 | $77,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,366 | $77,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 6,583 | $77,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 2,599 | $77,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 1,368 | $77,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 9,192 | $77,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 711 | $76,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 749 | $76,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,100 | $76,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,399 | $76,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2,613 | $76,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,693 | $76,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 952 | $76,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 4,231 | $76,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 3,460 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,214 | $76,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 4,000 | $76,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 877 | $75,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,082 | $75,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,500 | $75,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,117 | $75,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 2,092 | $75,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 4,508 | $75,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 4,300 | $75,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 2,402 | $75,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 12,400 | $75,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,337 | $75,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,012 | $74,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 868 | $74,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 2,354 | $74,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,471 | $74,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,354 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,170 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 1,613 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 2,950 | $74,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,545 | $73,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 2,421 | $73,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 4,000 | $73,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,622 | $73,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 707 | $73,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,961 | $73,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 8,050 | $72,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,026 | $72,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,978 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,225 | $72,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 1,309 | $72,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 2,580 | $72,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,300 | $71,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,344 | $71,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,227 | $71,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 870 | $71,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,962 | $71,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 6,157 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,400 | $71,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 555 | $71,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 7,200 | $71,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,700 | $71,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,029 | $70,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,522 | $70,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,568 | $70,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,306 | $70,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,707 | $70,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 624 | $70,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,353 | $70,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,665 | $69,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 3,153 | $69,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,199 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 876 | $69,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,970 | $69,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 3,621 | $69,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,969 | $69,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,471 | $69,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,300 | $69,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,549 | $69,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,452 | $68,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 5,857 | $68,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,667 | $68,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 8,000 | $68,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,221 | $68,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,070 | $68,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,215 | $68,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 1,143 | $68,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,566 | $68,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 5,510 | $68,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $68,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 12,083 | $68,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 700 | $67,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 3,803 | $67,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,500 | $67,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,821 | $67,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 608 | $67,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 7,463 | $67,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 969 | $67,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,914 | $67,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 5,266 | $67,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 3,128 | $67,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,950 | $66,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 800 | $66,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,000 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 541 | $66,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,821 | $66,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 6,479 | $66,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 794 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,132 | $66,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,088 | $66,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 773 | $66,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 2,608 | $66,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 7,482 | $66,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 5,450 | $66,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,172 | $65,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,460 | $65,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,908 | $65,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,270 | $65,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,922 | $65,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,747 | $65,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 3,422 | $65,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 50,200 | $65,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 818 | $65,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,356 | $64,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,227 | $64,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 5,030 | $64,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,665 | $64,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,233 | $64,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 477 | $64,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,762 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,354 | $64,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,861 | $63,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,150 | $63,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,252 | $63,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,970 | $63,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $63,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,634 | $63,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 5,701 | $63,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,640 | $63,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,600 | $63,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 824 | $62,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,467 | $62,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 3,356 | $62,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,300 | $62,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,742 | $62,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,958 | $62,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 1,190 | $62,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 3,110 | $62,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 3,206 | $62,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,387 | $62,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,263 | $61,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,869 | $61,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,060 | $61,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 752 | $61,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 775 | $61,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,507 | $61,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,608 | $61,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 4,838 | $61,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 531 | $61,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,679 | $61,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,894 | $61,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 8,515 | $61,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,500 | $61,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 3,375 | $61,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 673 | $61,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,012 | $60,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,435 | $60,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,700 | $60,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,253 | $60,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,706 | $60,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,944 | $60,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,098 | $60,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 549 | $60,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 1,445 | $60,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,649 | $60,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 4,495 | $60,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 844 | $59,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,700 | $59,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 2,167 | $59,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 537 | $59,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,403 | $59,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,007 | $59,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,914 | $59,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 55,000 | $59,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 6,462 | $59,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,451 | $59,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 879 | $58,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,807 | $58,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,561 | $58,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,594 | $58,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,022 | $58,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 2,505 | $58,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,301 | $58,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 3,927 | $58,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,290 | $58,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 609 | $58,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 999 | $58,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,508 | $58,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 3,636 | $58,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $58,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 3,095 | $58,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 633 | $57,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 401 | $57,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 729 | $57,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,612 | $57,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,008 | $57,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,897 | $57,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 1,241 | $57,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,772 | $57,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,450 | $56,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,280 | $56,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 899 | $56,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 231 | $56,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,471 | $56,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,667 | $56,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,650 | $56,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,452 | $56,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,000 | $56,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 849 | $56,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 850 | $56,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,535 | $56,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,200 | $56,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 937 | $56,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 3,803 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,604 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,140 | $55,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 663 | $55,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 585 | $55,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,135 | $55,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,000 | $55,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,779 | $55,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 4,462 | $55,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,533 | $55,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 12,000 | $55,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 7,200 | $55,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,536 | $55,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 1,150 | $55,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 8,625 | $55,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 2,190 | $55,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,774 | $54,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,563 | $54,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,083 | $54,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,844 | $54,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 490 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,309 | $54,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,542 | $54,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,425 | $54,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,355 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,436 | $54,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 1,469 | $54,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,251 | $53,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 528 | $53,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,576 | $53,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,071 | $53,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 913 | $53,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 5,000 | $53,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 3,500 | $53,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,623 | $53,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 872 | $52,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,116 | $52,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,000 | $52,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,099 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,338 | $52,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,000 | $52,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,722 | $52,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 500 | $52,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,200 | $52,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,750 | $52,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 8,657 | $52,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y735 | PRING TRNR BUS | 1,975 | $52,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 2,600 | $52,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,720 | $51,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 853 | $51,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,215 | $51,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,700 | $51,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 865 | $51,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,500 | $51,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,400 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 3,700 | $51,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 290 | $51,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,107 | $51,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,339 | $51,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,590 | $51,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,789 | $51,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 592 | $51,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 933 | $51,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 650 | $51,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 644 | $51,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 2,051 | $51,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 2,415 | $51,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 691 | $50,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 733 | $50,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,655 | $50,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 644 | $50,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,404 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,115 | $50,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,845 | $50,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,163 | $50,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,254 | $50,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,889 | $50,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 15,000 | $50,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 995 | $50,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,000 | $50,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 1,483 | $50,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 3,812 | $50,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,687 | $50,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,500 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 939 | $50,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 2,240 | $50,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 793 | $49,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 647 | $49,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 629 | $49,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,748 | $49,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 532 | $49,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 640 | $49,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,400 | $49,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,900 | $49,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,000 | $49,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,742 | $49,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 6,369 | $49,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 2,700 | $49,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,006 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,412 | $48,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,074 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 875 | $48,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,951 | $48,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,850 | $48,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,650 | $48,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,387 | $48,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 432 | $48,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 1,495 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 1,023 | $48,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,482 | $48,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,000 | $47,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,037 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,320 | $47,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,031 | $47,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 579 | $47,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 10,000 | $47,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,100 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,075 | $47,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 20,183 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 3,651 | $47,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 26,882 | $47,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 2,655 | $47,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,115 | $46,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,168 | $46,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,323 | $46,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 428 | $46,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,840 | $46,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 479 | $46,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,771 | $46,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,900 | $46,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,598 | $46,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 9,000 | $46,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 497 | $46,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 603 | $46,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 3,293 | $46,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,286 | $45,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,350 | $45,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,573 | $45,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,404 | $45,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 450 | $45,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,400 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 500 | $45,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,694 | $45,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 789 | $45,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 25,000 | $45,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 4,100 | $45,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,418 | $45,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 7,058 | $45,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,082 | $45,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 863 | $44,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 608 | $44,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,789 | $44,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,332 | $44,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 5,500 | $44,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,655 | $44,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,803 | $44,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 3,800 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-009503 | this filing | 2014-02-14 | acceptance time not in the bulk data set |