13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,858 holding rows worth $3,243,158,000.
- Accession
- 0001144204-14-009503
- Filer
- CIK 1029730
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 4,585 entries on the cover page, a total value of $3,243,158,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,243,158,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 375 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 167 | $9,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 250 | $9,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 200 | $9,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 172 | $9,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 300 | $9,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 600 | $9,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 800 | $9,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 184 | $9,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,215 | $9,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 116 | $9,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 495 | $9,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 220 | $9,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 800 | $9,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 255 | $9,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 426 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 747 | $9,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 750 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 600 | $9,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 193 | $9,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 163 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 100 | $9,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,500 | $9,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 521 | $9,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 1,000 | $9,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 244 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,400 | $9,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 17,075 | $9,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 417 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 315 | $9,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 357 | $9,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 526 | $9,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 800 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 374 | $9,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 289 | $9,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 879 | $9,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 600 | $9,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 300 | $8,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,129 | $8,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 163 | $8,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $8,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 283 | $8,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 178 | $8,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $8,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 156 | $8,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 289 | $8,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 621 | $8,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 600 | $8,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 172 | $8,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 324 | $8,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,000 | $8,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $8,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 631 | $8,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,000 | $8,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 316 | $8,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 600 | $8,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 500 | $8,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 280 | $8,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 200 | $8,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $8,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 231 | $8,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 247 | $8,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 270 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 164 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 91 | $8,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 597 | $8,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 210 | $8,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 848 | $8,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 650 | $8,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 179 | $8,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 415 | $8,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 187 | $8,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 888 | $8,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 448 | $8,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 106 | $8,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 1,000 | $8,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 111 | $8,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 300 | $8,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 472 | $8,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 367 | $8,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 29,450 | $8,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 400 | $8,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 2,630 | $8,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 643 | $8,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 846 | $8,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 151 | $8,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 150 | $8,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 204 | $8,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 500 | $8,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 213 | $8,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 160 | $7,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 114 | $7,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 36 | $7,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 160 | $7,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,664 | $7,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 80 | $7,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 242 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 73 | $7,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 211 | $7,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 192 | $7,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 182 | $7,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $7,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 200 | $7,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 500 | $7,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 602 | $7,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 208 | $7,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 200 | $7,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 500 | $7,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 335 | $7,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 120 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 527 | $7,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 200 | $7,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 132 | $7,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 180 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 251 | $7,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 443 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 130 | $7,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 720 | $7,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 402 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 259 | $7,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 375 | $7,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 711 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1,256 | $7,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 61 | $7,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 180 | $7,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 102 | $7,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 558 | $7,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 235 | $7,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,000 | $7,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 214 | $7,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 131 | $7,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 250 | $7,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 205 | $7,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 350 | $7,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 357 | $7,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 122 | $7,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $7,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 542 | $7,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 20,000 | $7,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 3,039 | $7,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 540 | $7,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 4,996 | $7,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 275 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 457 | $7,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 320 | $7,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 450 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 156 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 300 | $7,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 335 | $7,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 200 | $7,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 431 | $7,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 74 | $6,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 252 | $6,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 128 | $6,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,300 | $6,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 300 | $6,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 63 | $6,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 199 | $6,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 99 | $6,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 107 | $6,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 260 | $6,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 100 | $6,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 106 | $6,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,550 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 800 | $6,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 280 | $6,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 175 | $6,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 417 | $6,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 61 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 155 | $6,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 65 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 147 | $6,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 100 | $6,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 157 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 154 | $6,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 517 | $6,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 145 | $6,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 496 | $6,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 243 | $6,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 404 | $6,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 321 | $6,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 100 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $6,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 112 | $6,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,004 | $6,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 660 | $6,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 554 | $6,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 2,041 | $6,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 350 | $6,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 161 | $6,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 181 | $6,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 349 | $6,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 124 | $6,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 200 | $6,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 112 | $6,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 753 | $6,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 302 | $6,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 825 | $6,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,000 | $6,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 500 | $6,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 306 | $6,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 126 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 663 | $6,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 73 | $6,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 207 | $6,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 328 | $6,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 480 | $6,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 70 | $6,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 500 | $6,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,000 | $6,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 722 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 230 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 230 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 203 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 230 | $6,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,000 | $6,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 174 | $6,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 200 | $6,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 1,096 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 145 | $6,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 100 | $6,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 2,200 | $6,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 166 | $6,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 500 | $6,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $6,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 200 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 230 | $6,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 170 | $5,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 100 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 104 | $5,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 70 | $5,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 200 | $5,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 97 | $5,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 340 | $5,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 69 | $5,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 329 | $5,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,500 | $5,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 500 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 100 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 300 | $5,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 175 | $5,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 453 | $5,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 451 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 195 | $5,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 170 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 115 | $5,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 234 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 380 | $5,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 66 | $5,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 90 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 410 | $5,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 296 | $5,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 354 | $5,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 300 | $5,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 81 | $5,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 350 | $5,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 394 | $5,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 550 | $5,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $5,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 753 | $5,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 500 | $5,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 200 | $5,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 98 | $5,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 75 | $5,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 101 | $5,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $5,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 124 | $5,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 193 | $5,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 200 | $5,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 90 | $5,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 129 | $5,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 213 | $5,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 257 | $5,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 300 | $5,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 4,000 | $5,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 100 | $5,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 112 | $5,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 348 | $5,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 406 | $5,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 110 | $5,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 225 | $5,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 300 | $5,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 549 | $5,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 4,865 | $5,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 3,500 | $5,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 50 | $5,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 800 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 150 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 199 | $5,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 577 | $5,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 4,000 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 300 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 166 | $5,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 200 | $5,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 274 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 235 | $4,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 83 | $4,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 132 | $4,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 88 | $4,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 578 | $4,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $4,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 118 | $4,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 88 | $4,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 70 | $4,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 502 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 280 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 61 | $4,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 136 | $4,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 500 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 129 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 77 | $4,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 208 | $4,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 146 | $4,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 157 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 76 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 293 | $4,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 50 | $4,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 68 | $4,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 225 | $4,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 125 | $4,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 105 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 741 | $4,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 350 | $4,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 156 | $4,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 151 | $4,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 215 | $4,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 134 | $4,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 400 | $4,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 217 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 141 | $4,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,338 | $4,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 498 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 104 | $4,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 158 | $4,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 200 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 420 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 390 | $4,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 250 | $4,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,000 | $4,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 150 | $4,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 132 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 3,900 | $4,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 332 | $4,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 4,000 | $4,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 65 | $4,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 267 | $4,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 115 | $4,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $4,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 89 | $4,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 123 | $4,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 125 | $4,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 51 | $4,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 924 | $4,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 2,000 | $4,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 361 | $4,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 148 | $4,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 362 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 367 | $4,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 2,650 | $4,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 300 | $4,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 1,500 | $4,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 1,000 | $4,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 332 | $4,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,000 | $4,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 14,200 | $4,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 50 | $4,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 153 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 100 | $4,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 40,185 | $4,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 318 | $4,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 54 | $3,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 39 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 202 | $3,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 26 | $3,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 128 | $3,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 81 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 124 | $3,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 200 | $3,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 50 | $3,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 150 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 64 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 28 | $3,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 44 | $3,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 81 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 96 | $3,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 182 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,709 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 90 | $3,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 88 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 218 | $3,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 265 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 55 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 200 | $3,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 100 | $3,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 500 | $3,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 71 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 56 | $3,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 190 | $3,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 175 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 191 | $3,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 66 | $3,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 274 | $3,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 160 | $3,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 119 | $3,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 50 | $3,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 109 | $3,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 100 | $3,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 160 | $3,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 108 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 250 | $3,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 116 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 84 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 500 | $3,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 282 | $3,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 123 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 93 | $3,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 2,700 | $3,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 166 | $3,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 85 | $3,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 258 | $3,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 167 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 138 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,075 | $3,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 800 | $3,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 346 | $3,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 75 | $3,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 112 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 74 | $3,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 494 | $3,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 110 | $3,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 316 | $3,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 2,500 | $3,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 211 | $3,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 200 | $3,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 1,000 | $3,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 400 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 500 | $3,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 39 | $3,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 102 | $3,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $3,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 200 | $3,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 100 | $3,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 300 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 72 | $3,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 42 | $3,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 4,000 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,000 | $3,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 3,000 | $3,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,190 | $3,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 289 | $3,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 337 | $3,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 200 | $3,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 780 | $3,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 525 | $3,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 1,000 | $3,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,120 | $3,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 250 | $3,000 | thousands by filing date | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 1,000 | $3,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 250 | $3,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 235 | $3,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 900 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 51 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 200 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 250 | $3,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 300 | $3,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 411 | $3,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 100 | $3,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 899 | $3,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 200 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 65 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 83 | $2,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 44 | $2,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 37 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 125 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 74 | $2,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 188 | $2,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 51 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 60 | $2,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 157 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 200 | $2,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 35 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 110 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 163 | $2,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 72 | $2,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 28 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-14-009503 | this filing | 2014-02-14 | acceptance time not in the bulk data set |