13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 2,550 holding rows worth $26,320,726,000.
- Accession
- 0001141802-19-000007
- Filer
- CIK 1141802
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 2,550 entries on the cover page, a total value of $26,320,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,320,726,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 253 | $7,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 234 | $7,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $7,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 71 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $7,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 266 | $7,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 182 | $7,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 164 | $7,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 141 | $7,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 110 | $7,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 193 | $7,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 550 | $7,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 910 | $7,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 221 | $7,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 500 | $7,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,475 | $7,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $7,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 332 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 553 | $7,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 500 | $7,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $7,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 331 | $7,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 637 | $7,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 419 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $6,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 193 | $6,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 75 | $6,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,619 | $6,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 59 | $6,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 236 | $6,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 182 | $6,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 148 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 704 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 180 | $6,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 102 | $6,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 71 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 195 | $6,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 185 | $6,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 198 | $6,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 307 | $6,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 271 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 194 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 200 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 37 | $6,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 86 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 446 | $6,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 143 | $6,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 30 | $6,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 99 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 109 | $6,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 130 | $6,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 220 | $6,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 366 | $6,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 519 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 500 | $6,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 763 | $6,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 651 | $6,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 50 | $6,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 672 | $6,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 114 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 200 | $6,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 152 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 119 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $6,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 149 | $6,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,080 | $6,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,511 | $6,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,852 | $6,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 189 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 151 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 444 | $6,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 568 | $6,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 300 | $6,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 224 | $6,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 2,139 | $6,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 320 | $6,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 112 | $6,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $6,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 600 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 185 | $5,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $5,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,650 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 380 | $5,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 250 | $5,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 248 | $5,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 78 | $5,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $5,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 68 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 400 | $5,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 69 | $5,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 242 | $5,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 186 | $5,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 338 | $5,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 123 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 79 | $5,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 472 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 56 | $5,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $5,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 60 | $5,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 90 | $5,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 46 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 151 | $5,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $5,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $5,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $5,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 700 | $5,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 513 | $5,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112 | $5,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 148 | $5,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 118 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 116 | $5,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 350 | $5,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $5,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,464 | $5,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 586 | $5,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 221 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $5,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,000 | $5,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 76 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,000 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 250 | $5,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 263 | $4,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 96 | $4,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 100 | $4,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 23 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 58 | $4,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 600 | $4,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 98 | $4,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 25 | $4,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 406 | $4,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 74 | $4,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 144 | $4,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 43 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 200 | $4,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,080 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 78 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 115 | $4,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 142 | $4,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 150 | $4,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 306 | $4,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 183 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 300 | $4,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 165 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 25 | $4,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 107 | $4,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 82 | $4,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 426 | $4,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $4,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 456 | $4,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 133 | $4,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 100 | $4,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 271 | $4,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 254 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 200 | $4,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 150 | $4,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 219 | $4,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $4,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 262 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 78 | $4,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 35 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 171 | $4,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 306 | $4,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 140 | $4,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $4,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 535 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 305 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,420 | $4,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,250 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 112 | $4,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 500 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 214 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 125 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 46 | $3,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $3,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43 | $3,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 15 | $3,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 39 | $3,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 75 | $3,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,041 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $3,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 36 | $3,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 22 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 87 | $3,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 46 | $3,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 68 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 144 | $3,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 174 | $3,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 776 | $3,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 115 | $3,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19 | $3,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 78 | $3,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 29 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 118 | $3,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 105 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 153 | $3,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 76 | $3,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 23 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 50 | $3,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 87 | $3,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 639 | $3,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 100 | $3,000 | thousands by filing date | |
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| GREAT WESTN BANCORP INC | 391416104 | COM | 100 | $3,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 33 | $3,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 40 | $3,000 | thousands by filing date | |
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| AVAYA HLDGS CORP | 05351X101 | COM | 288 | $3,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 796 | $3,000 | thousands by filing date | |
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| J ALEXANDERS HLDGS INC | 46609J106 | COM | 298 | $3,000 | thousands by filing date | |
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| ORION S.A. | L72967109 | COM | 103 | $2,000 | thousands by filing date | |
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| CUSTOMERS BANCORP INC | 23204G100 | COM | 100 | $2,000 | thousands by filing date | |
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| RESOURCES CONNECTION INC | 76122Q105 | COM | 99 | $2,000 | thousands by filing date | |
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| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 201 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 178 | $2,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 47 | $2,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 73 | $2,000 | thousands by filing date | |
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| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $2,000 | thousands by filing date | |
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| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 68 | $2,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 100 | $2,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 150 | $2,000 | thousands by filing date | |
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| GLATFELTER | 377316104 | COM | 100 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,177 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,119 | $2,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 100 | $2,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 127 | $2,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 290 | $2,000 | thousands by filing date | |
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| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 50 | $1,000 | thousands by filing date | |
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| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 166 | $1,000 | thousands by filing date | |
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| IAMGOLD CORP COM | 450913108 | Stock | 200 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 23 | $1,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 68 | $1,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 140 | $1,000 | thousands by filing date | |
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| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 51 | $1,000 | thousands by filing date | |
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| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 29 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 52 | $1,000 | thousands by filing date | |
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| RADIAN GROUP INC COM | 750236101 | Stock | 58 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 36 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $1,000 | thousands by filing date | |
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| MACROGENICS INC | 556099109 | COM | 50 | $1,000 | thousands by filing date | |
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| MOELIS & CO | 60786M105 | CL A | 19 | $1,000 | thousands by filing date | |
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| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 54 | $1,000 | thousands by filing date | |
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| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 294 | $1,000 | thousands by filing date | |
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| CARS COM INC | 14575E105 | COM | 73 | $1,000 | thousands by filing date | |
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| BANKUNITED INC | 06652K103 | COM | 37 | $1,000 | thousands by filing date | |
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| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 86 | $1,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
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| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 42 | $1,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $1,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 20 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 150 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 23 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 25 | $1,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 112 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 28 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 19 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 193 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 57 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 115 | $1,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 812 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 11 | $1,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 137 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 506 | $1,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 54 | $1,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 50 | $1,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 26 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 16 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 854 | $1,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 139 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 53 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 200 | $1,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 1,500 | $1,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 21 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 87 | $1,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 26 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 305 | $1,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 19 | $1,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 63 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $1,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 90 | $1,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 87 | $1,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 41 | $1,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 355 | $1,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 670 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 374 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 40 | $1,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 59 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,000 | $1,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 200 | $1,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 143 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,232 | $1,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 133 | $1,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 381 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051465 | XTRCK BRCLY INTL | 19 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL MONTE CORP ORD | G36738105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTOR INC COM | 05352A100 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEN TEXT CORP COM | 683715106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAE INC COM | 124765108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERSYS COM | 29275Y102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPETRO HLDG CORP | 74347M108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMKEN CO | 887389104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITEK SYS INC | 606710200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BGC PARTNERS INC | 05541T101 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFA FINL INC | 55272X102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERXION HOLDING N.V | N47279109 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-19-000007 | this filing | 2019-11-12 | acceptance time not in the bulk data set |