13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-09, with 2,050 holding rows worth $10,994,810,000.
- Accession
- 0001141802-17-000041
- Filer
- CIK 1141802
- Filed
- 2017-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 2,050 entries on the cover page, a total value of $10,994,810,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,994,810,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNAVELLIER & ASSOCIATES INC028-02824
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSCOUT INVESTMENTS, INC.028-10260
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 276 | $12,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,450 | $12,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 14 | $12,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 2,875 | $12,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 3,400 | $12,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 153 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 481 | $11,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 147 | $11,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 359 | $11,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 516 | $11,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 281 | $11,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 133 | $11,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,297 | $11,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 188 | $11,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 170 | $11,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 961 | $11,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 88 | $11,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 433 | $11,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,450 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 327 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 228 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 366 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 412 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 125 | $11,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 803 | $11,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 75 | $11,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 326 | $11,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 168 | $11,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 337 | $11,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,000 | $11,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 10,000 | $11,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 100 | $11,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 215 | $10,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,300 | $10,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 302 | $10,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 474 | $10,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 780 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 503 | $10,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 700 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 200 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 289 | $10,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 498 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 300 | $10,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 178 | $10,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 121 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 700 | $10,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 758 | $10,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 917 | $10,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 890 | $10,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 300 | $10,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 312 | $10,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 275 | $10,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 500 | $10,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 288 | $10,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 437 | $10,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 200 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 674 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 280 | $10,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,343 | $10,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 937 | $10,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 520 | $10,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 215 | $9,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 254 | $9,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $9,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 202 | $9,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 231 | $9,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 550 | $9,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 268 | $9,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,543 | $9,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 194 | $9,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 300 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 202 | $9,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 401 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 259 | $9,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 230 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 811 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 249 | $9,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 266 | $9,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 480 | $9,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 489 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 708 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 400 | $9,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 200 | $9,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 107 | $9,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 452 | $9,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,957 | $9,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 147 | $9,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 569 | $9,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,268 | $9,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,539 | $9,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,918 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 128 | $9,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 800 | $9,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 73 | $9,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 288 | $8,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 258 | $8,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 500 | $8,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 197 | $8,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 262 | $8,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 133 | $8,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 184 | $8,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 150 | $8,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 234 | $8,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 35 | $8,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 859 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 400 | $8,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 316 | $8,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 420 | $8,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 165 | $8,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 157 | $8,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 485 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 504 | $8,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 263 | $8,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 156 | $8,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 230 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 165 | $8,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 309 | $8,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 340 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 250 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 656 | $8,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 159 | $8,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 80 | $8,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 2,189 | $8,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 670 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 74 | $8,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 250 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 63 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 72 | $7,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 74 | $7,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 89 | $7,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $7,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 597 | $7,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 122 | $7,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 700 | $7,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 200 | $7,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 140 | $7,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 649 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 611 | $7,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 128 | $7,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 280 | $7,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 78 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 140 | $7,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 154 | $7,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 528 | $7,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 262 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $7,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 350 | $7,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 98 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 525 | $7,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 257 | $7,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 228 | $7,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 168 | $7,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $7,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 111 | $7,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 144 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 61 | $7,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 275 | $7,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 578 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,448 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 82 | $7,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 394 | $7,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 430 | $7,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 498 | $7,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 132 | $7,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 438 | $7,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,000 | $7,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 201 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 63 | $6,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,711 | $6,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 87 | $6,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 200 | $6,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 134 | $6,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 757 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 47 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 323 | $6,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 127 | $6,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 214 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 50 | $6,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 150 | $6,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 134 | $6,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 333 | $6,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 111 | $6,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 150 | $6,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 601 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 317 | $6,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 506 | $6,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,000 | $6,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 48 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,059 | $6,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 100 | $6,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,609 | $6,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 208 | $6,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 342 | $6,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 3,978 | $6,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 300 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 104 | $5,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,200 | $5,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500 | $5,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 300 | $5,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 205 | $5,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 100 | $5,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 91 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 360 | $5,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 24 | $5,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 111 | $5,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 39 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 75 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 49 | $5,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 103 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 49 | $5,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 97 | $5,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 224 | $5,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 50 | $5,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 350 | $5,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 93 | $5,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 300 | $5,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 103 | $5,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 162 | $5,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $5,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 190 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 49 | $5,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 691 | $5,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 119 | $5,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 78 | $5,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 147 | $5,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 218 | $5,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 52 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 586 | $5,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 200 | $5,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 500 | $5,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 100 | $5,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 301 | $5,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 843 | $5,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 498 | $5,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 29 | $4,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 261 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 54 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 83 | $4,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 145 | $4,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 72 | $4,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 3,000 | $4,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 34 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 79 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 120 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 52 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 110 | $4,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 100 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134 | $4,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 86 | $4,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 40 | $4,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 85 | $4,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 260 | $4,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 57 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 88 | $4,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 72 | $4,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 100 | $4,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 474 | $4,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 65 | $4,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 100 | $4,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 200 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 92 | $4,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 184 | $4,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 177 | $4,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 645 | $4,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 10,026 | $4,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,000 | $4,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 3,400 | $4,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $4,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 281 | $4,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 91 | $3,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 48 | $3,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 150 | $3,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 89 | $3,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 46 | $3,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 27 | $3,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 55 | $3,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 41 | $3,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 38 | $3,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55 | $3,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 270 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 17 | $3,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 35 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 43 | $3,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 48 | $3,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 100 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 130 | $3,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 44 | $3,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,000 | $3,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 89 | $3,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 30 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 118 | $3,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 36 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 121 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 161 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 113 | $3,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 22 | $3,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 59 | $3,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 400 | $3,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 47 | $3,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 700 | $3,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 118 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 55 | $3,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 75 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 94 | $3,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 50 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 109 | $3,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 380 | $3,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 329 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 105 | $3,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 113 | $3,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 227 | $3,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $3,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 75 | $3,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 246 | $3,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 121 | $3,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 69 | $3,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $3,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 186 | $3,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 500 | $3,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 110 | $3,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 241 | $3,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 56 | $3,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 14 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 47 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 9 | $2,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 14 | $2,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 242 | $2,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43 | $2,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 21 | $2,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 25 | $2,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 26 | $2,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 20 | $2,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 36 | $2,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 28 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 48 | $2,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 130 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 56 | $2,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 40 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 22 | $2,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 47 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 77 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 36 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 100 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 57 | $2,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 58 | $2,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 40 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $2,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 93 | $2,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 131 | $2,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 100 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 27 | $2,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 24 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 350 | $2,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 166 | $2,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 202 | $2,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 79 | $2,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 779 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 302 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 118 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 73 | $2,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 100 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 66 | $2,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 59 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 128 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 100 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 83 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $2,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 208 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 103 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 134 | $2,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 100 | $2,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 185 | $2,000 | thousands by filing date | |
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| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 100 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 1,000 | $2,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 50 | $2,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 117 | $2,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 69 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 55 | $1,000 | thousands by filing date | |
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| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 39 | $1,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 39 | $1,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 25 | $1,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 18 | $1,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 56 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 11 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,000 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 16 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 70 | $1,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 48 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 62 | $1,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 82 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 13 | $1,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 47 | $1,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 62 | $1,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 67 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 30 | $1,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 31 | $1,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 32 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 129 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 250 | $1,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 24 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 109 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 26 | $1,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 20 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 68 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 57 | $1,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 11 | $1,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 28 | $1,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 72 | $1,000 | thousands by filing date | |
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| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 125 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 15 | $1,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 13 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 18 | $1,000 | thousands by filing date | |
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| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 29 | $1,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 16 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $1,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 59 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 106 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 74 | $1,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 158 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 209 | $1,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 93 | $1,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 125 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 98 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 373 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 200 | $1,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 200 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 26 | $1,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 31 | $1,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 37 | $1,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 45 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,150 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $1,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 889 | $1,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 11 | $1,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 550 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 200 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 200 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 20 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 36 | $1,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 114 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 200 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 131 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 336 | $1,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 250 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 100 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 199 | $1,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 30 | $1,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 13 | $1,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 604 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 40 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,138 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,000 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 320 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 81 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 243 | $1,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 52 | $1,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 242 | $1,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN EDGE PPTYS | 91704F104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INC | 92339V100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-17-000041 | this filing | 2017-05-09 | acceptance time not in the bulk data set |