13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 7,306 holding rows worth $610,244,854,000.
- Accession
- 0001140361-25-042265
- Filer
- CIK 1000275
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 27,742 entries on the cover page, a total value of $610,244,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $610,244,854,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF OPPORTUNITIES TRUST | 26923N637 | BREN WOOD TO ETF | 25,895 | $986,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J505 | COMM ALL WEA ETF | 38,148 | $984,000 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 64,494 | $984,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 28,429 | $984,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 126,986 | $982,000 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 9,287 | $982,000 | dollars as filed | |
| VESTA REAL ESTATE CORP | 92540K109 | ADS | 34,716 | $982,000 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 22,376 | $981,000 | dollars as filed | |
| GRAFTECH INTL LTD SR NT COM NEW | 384313607 | Stock | 76,490 | $980,000 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 22,761 | $979,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 722,435 | $975,000 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 98,192 | $974,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 81,820 | $972,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 57,076 | $972,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 261,662 | $968,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 34,185 | $967,000 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 22,823 | $966,000 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,000 | $965,000 | dollars as filed | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 190,870 | $965,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAH5 | DEBT 3.625% 3/0 | 1,000,000 | $964,000 | dollars as filed | principal |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 107,123 | $963,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 30,014 | $962,000 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 27,701 | $962,000 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 178,779 | $962,000 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 79,530 | $960,000 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 54,904 | $960,000 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 29,519 | $959,000 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 49,463 | $958,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 71,555 | $958,000 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 24,789 | $956,000 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 160,481 | $956,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 19,903 | $955,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 33,077 | $955,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 112,868 | $953,000 | dollars as filed | |
| HUT 8 CORP | 44812J104 | COM | 27,374 | $953,000 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 104,047 | $953,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 43,690 | $951,000 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 76,734 | $949,000 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 85,478 | $946,000 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 21,120 | $945,000 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,763 | $942,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 51,778 | $940,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H656 | AA BB CLO ETF | 18,437 | $940,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 35,388 | $938,000 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 441,615 | $937,000 | dollars as filed | |
| VANGUARD INSTL INDEX FD | 922040852 | ULTR SHOR TR ETF | 12,370 | $936,000 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 118,001 | $935,000 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 252,980 | $935,000 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 49,146 | $932,000 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 100,364 | $929,000 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 33,867 | $927,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,000 | $926,000 | dollars as filed | call |
| BANCROFT FUND LIMITED | 059695106 | COM | 42,244 | $924,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 95,688 | $922,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 16,800 | $918,000 | dollars as filed | call |
| STRATEGY INC | 594972AN1 | NOTE 2.250% 6/1 | 515,000 | $917,000 | dollars as filed | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,651 | $915,000 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 280,709 | $915,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 14,217 | $915,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 57,418 | $914,000 | dollars as filed | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 44,053 | $914,000 | dollars as filed | |
| JD.COM INC | 47215PAJ5 | NOTE 0.250% 6/0 | 850,000 | $914,000 | dollars as filed | principal |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 13,082 | $912,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 314,130 | $911,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 16,000 | $908,000 | dollars as filed | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 122,997 | $905,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 45,338 | $904,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 8,600 | $903,000 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,000 | $902,000 | dollars as filed | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 74,972 | $900,000 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 41,151 | $900,000 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 60,271 | $896,000 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 57,813 | $894,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 103,480 | $894,000 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 1,000,000 | $894,000 | dollars as filed | principal |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 76,007 | $893,000 | dollars as filed | |
| TIDAL TR II | 88636J444 | YIELDMAX TSLA OP | 94,472 | $891,000 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 41,053 | $889,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 15,732 | $888,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 12,268 | $883,000 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 32,838 | $882,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 75,625 | $876,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 301,877 | $876,000 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 63,227 | $874,000 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 30,633 | $872,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 285,848 | $871,000 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 28,476 | $871,000 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 18,304 | $869,000 | dollars as filed | |
| ORGANIGRAM GLOBAL INC | 68617J100 | COM | 427,467 | $868,000 | dollars as filed | |
| VOYAGER TECHNOLOGIES INC | 92892B103 | COM CL A | 29,097 | $867,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 496,999 | $865,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 46,525 | $864,000 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 96,018 | $854,000 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 29,810 | $853,000 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 13,458 | $853,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 50,334 | $848,000 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 20,000 | $847,000 | dollars as filed | call |
| GUARDIAN PHARMACY SVCS INC | 40145W101 | CL A | 32,287 | $847,000 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 25,022 | $845,000 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 53,153 | $844,000 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 26,906 | $844,000 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 71,816 | $844,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 23,404 | $844,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 406,634 | $843,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 19,055 | $842,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 53,149 | $842,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 85,506 | $841,000 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 152,192 | $837,000 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 291,723 | $837,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 118,350 | $834,000 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 34,007 | $834,000 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 4,345 | $833,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 37,644 | $833,000 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 16,270 | $832,000 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 16,610 | $831,000 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 247,443 | $831,000 | dollars as filed | |
| GRUPO CIBEST SA SPON ADS | 40090E106 | ADR | 15,983 | $830,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 105,280 | $829,000 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 31,468 | $829,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 57,340 | $829,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 26,029 | $827,000 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 83,508 | $825,000 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 12,425 | $822,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 178,472 | $821,000 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 102,849 | $819,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q815 | SUST MUNI IN ETF | 16,305 | $819,000 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 28,658 | $818,000 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 24,385 | $817,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,127 | $816,000 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 82,116 | $816,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 34,195 | $815,000 | dollars as filed | |
| HINGE HEALTH INC A | 433313103 | COMMON STOCK | 16,581 | $814,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A861 | CORE EQUITY ETF | 26,272 | $814,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J851 | REIT | 90,286 | $813,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y368 | CMN | 22,575 | $813,000 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 17,619 | $812,000 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 57,218 | $812,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 145,931 | $812,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 234,581 | $811,000 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 37,546 | $810,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 219,749 | $809,000 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 15,000 | $807,000 | dollars as filed | put |
| USA RARE EARTH INC COM | 91733P107 | Stock | 46,977 | $807,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 28,019 | $807,000 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 259,116 | $806,000 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 13,352 | $806,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 111,524 | $805,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 49,792 | $805,000 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 30,692 | $802,000 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 16,300 | $799,000 | dollars as filed | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 124,466 | $799,000 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 17,751 | $797,000 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 25,917 | $795,000 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 831,444 | $794,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 45,012 | $791,000 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 30,118 | $791,000 | dollars as filed | |
| TEMA ETF TRUST | 87975E602 | US MANUFACTURING | 18,379 | $790,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 18,577 | $788,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 13,344 | $787,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 34,197 | $786,000 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 38,621 | $785,000 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 7,968 | $785,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y568 | EFFICIENT GLD PL | 13,669 | $785,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 17,653 | $784,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 15,178 | $783,000 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 18,989 | $782,000 | dollars as filed | |
| PALLADYNE AI CORP | 80359A205 | COMMON STOCK | 91,052 | $782,000 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 11,278 | $781,000 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 13,881 | $779,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 10,973 | $779,000 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,000 | $777,000 | dollars as filed | call |
| FERROVIAL NV ORD SHS | N3168P101 | Stock | 13,251 | $776,000 | dollars as filed | |
| GLOBAL X FDS | 37960A370 | U S ELECT ETF | 26,262 | $776,000 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 40,133 | $774,000 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 42,845 | $774,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X209 | COMMON STOCK | 53,134 | $774,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 77,679 | $773,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 26,571 | $773,000 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 81,729 | $772,000 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 162,002 | $771,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 13,934 | $769,000 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 105,620 | $768,000 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 15,762 | $768,000 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 8,504 | $766,000 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 191,979 | $766,000 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 12,994 | $765,000 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 770,000 | $764,000 | dollars as filed | principal |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 31,993 | $763,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 224,000 | $759,000 | dollars as filed | |
| SPROTT FDS TR | 85208P865 | ACTI GOL SIL ETF | 20,260 | $759,000 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X660 | CMN | 16,426 | $759,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q883 | FLOATING RATE | 14,717 | $758,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 23,050 | $757,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 28,600 | $756,000 | dollars as filed | call |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 22,285 | $756,000 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 26,502 | $754,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C673 | ISHA INFR AC ETF | 29,171 | $754,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505558 | INQQ IND INT ETF | 48,343 | $754,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 220,889 | $753,000 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 59,854 | $751,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 532,293 | $750,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 87,507 | $749,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 64,256 | $749,000 | dollars as filed | |
| DRUGS MADE IN AMER ACQ II CO | G2851K120 | UNIT 09/16/2030 | 75,000 | $746,000 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 236,465 | $742,000 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 47,729 | $739,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 61,517 | $739,000 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 9,337 | $738,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 22,199 | $737,000 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 16,294 | $736,000 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 33,892 | $733,000 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 30,538 | $732,000 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 86,171 | $732,000 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 59,120 | $731,000 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 334,957 | $731,000 | dollars as filed | |
| MANAGED PORTFOLIO SER | 56167N191 | TREMB GLOBA ETF | 20,536 | $731,000 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 6,081 | $730,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 61,041 | $729,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 79,550 | $728,000 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 14,520 | $726,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 21,371 | $724,000 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 24,708 | $723,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 7,069 | $721,000 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 35,072 | $718,000 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 47,467 | $718,000 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 143,601 | $716,000 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 61,153 | $716,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 72,108 | $716,000 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 12,202 | $716,000 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 13,926 | $713,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 17,659 | $713,000 | dollars as filed | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 7,257 | $713,000 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 59,962 | $713,000 | dollars as filed | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 32,161 | $712,000 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 74,269 | $711,000 | dollars as filed | |
| TCW ETF TRUST | 29287L601 | DURABLE GROWTH | 22,160 | $708,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 17,527 | $705,000 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 9,578 | $703,000 | dollars as filed | |
| TE CONNECTIVITY PLC ORD SHS | G87052109 | Stock | 3,200 | $702,000 | dollars as filed | call |
| A10 NETWORKS INC | 002121101 | COM | 38,662 | $702,000 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 190,307 | $702,000 | dollars as filed | |
| IBOTTA INC CL A | 451051106 | COMMON STOCK | 25,019 | $697,000 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 10,397 | $695,000 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 16,880 | $695,000 | dollars as filed | |
| ALLIED GOLD CORP | 01921D204 | COM NEW | 39,675 | $695,000 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 9,498 | $693,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 71,568 | $692,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 70,284 | $692,000 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 76,723 | $691,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 65,149 | $690,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 65,325 | $690,000 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 15,720 | $690,000 | dollars as filed | |
| UNITI GROUP LLC | 912932100 | COM SHS | 112,459 | $688,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,474 | $687,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 15,816 | $681,000 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 7,153 | $680,000 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 112,362 | $680,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 15,651 | $680,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 117,817 | $678,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A689 | QQQ INC ADV ETF | 12,894 | $678,000 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 17,988 | $676,000 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 20,776 | $674,000 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 34,652 | $673,000 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 29,292 | $671,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G425 | INVESCO QQQ LOW | 27,063 | $670,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,796 | $667,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 9,556 | $666,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 12,084 | $666,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 199,714 | $663,000 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 87,522 | $661,000 | dollars as filed | |
| CURBLINE PPTYS CORP COM | 23128Q101 | REIT | 29,545 | $659,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 20,376 | $659,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 18,720 | $659,000 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 250,335 | $658,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 7,272 | $658,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC CLASS A | 15961R303 | Equity | 60,146 | $657,000 | dollars as filed | |
| GRAYSCALE BITCOIN MINI TR ET | 389930207 | SHS NEW | 12,956 | $656,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 321,700 | $656,000 | dollars as filed | |
| BARRICK MNG CORP | 06849F108 | COM SHS | 20,000 | $655,000 | dollars as filed | call |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 14,425 | $655,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 67,795 | $655,000 | dollars as filed | |
| KASPI KZ JSC | 48581R205 | SPONSORED ADS | 8,004 | $654,000 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 298,666 | $654,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 10,903 | $650,000 | dollars as filed | |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 14,683 | $650,000 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 5,631 | $649,000 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 444,697 | $649,000 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 15,518 | $649,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T528 | ELDRIDGE BBB B | 24,183 | $649,000 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 11,380 | $648,000 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,345 | $645,000 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 28,879 | $645,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 10,000 | $641,000 | dollars as filed | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 97,996 | $641,000 | dollars as filed | |
| ENTREPRENEURSHARES SERIES TR | 293828877 | ERSH PRI PUB ETF | 30,317 | $641,000 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 47,997 | $640,000 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 36,174 | $640,000 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 31,105 | $640,000 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,700 | $637,000 | dollars as filed | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,273 | $637,000 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 24,483 | $637,000 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 56,414 | $636,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 662,000 | $635,000 | dollars as filed | principal |
| ISHARES TR | 464288430 | ASIA 50 ETF | 6,699 | $634,000 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 23,297 | $633,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U695 | FT VEST U.S EQT | 16,515 | $633,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 110,092 | $630,000 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 101,407 | $629,000 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 7,000 | $628,000 | dollars as filed | put |
| WEC ENERGY GROUP INC | 92939UAP1 | NOTE 4.375% 6/0 | 523,000 | $627,000 | dollars as filed | principal |
| Starbucks Corporation | 855244109 | COM | 7,400 | $626,000 | dollars as filed | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 97,494 | $621,000 | dollars as filed | |
| SOURCE CAPITAL | 836144303 | COM SHS OF BEN I | 13,789 | $621,000 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 455,878 | $619,000 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 56,987 | $619,000 | dollars as filed | |
| MKS INC. | 55306NAB0 | NOTE 1.250% 6/0 | 565,000 | $619,000 | dollars as filed | principal |
| Aussie $ ETF | 46090N103 | ETF | 9,448 | $619,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J646 | SMID CAP VALUE | 26,079 | $619,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 9,470 | $618,000 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 129,417 | $618,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 10,814 | $617,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 54,486 | $617,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 12,569 | $617,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 23,962 | $617,000 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 43,795 | $616,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 31,886 | $615,000 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 11,071 | $614,000 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 26,629 | $614,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 206,586 | $613,000 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 81,019 | $612,000 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 51,759 | $611,000 | dollars as filed | |
| PACER US SMALL CAP CASH COWS GROWTH LEADERS ETF | 69374H352 | ETF | 23,484 | $610,000 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 4,793 | $610,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 13,988 | $609,000 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 86,973 | $609,000 | dollars as filed | |
| BAKKT INC | 05759B305 | COMMON STOCK | 18,112 | $609,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 92,311 | $607,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 3,483 | $606,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 40,000 | $606,000 | dollars as filed | put |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 17,564 | $606,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A663 | STEELPATH MLP & | 24,709 | $606,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 20,940 | $605,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 59,709 | $601,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 118,149 | $601,000 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,180 | $600,000 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 156,424 | $599,000 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 6,055 | $599,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 246,691 | $599,000 | dollars as filed | |
| RENATUS TACTICAL ACQUIS | G7490F101 | SHS CL A | 54,905 | $599,000 | dollars as filed | |
| PELAGOS INS CAP LTD | G3398L118 | COM | 32,921 | $598,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 34,351 | $597,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 256,563 | $597,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q826 | SMALL MID CAP | 16,922 | $595,000 | dollars as filed | |
| TEMA ETF TRUST | 87975E883 | HEART HEALTH ETF | 19,230 | $595,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 65,479 | $594,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092261 | PFD SECS INCOME | 26,914 | $594,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 19,824 | $594,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 184,537 | $592,000 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 5,852 | $590,000 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,216 | $590,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 25,862 | $588,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 121,701 | $587,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,451 | $587,000 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 62,298 | $586,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 7,483 | $586,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 44,800 | $585,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 11,697 | $584,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 186,540 | $584,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 20,972 | $584,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 95,003 | $583,000 | dollars as filed | |
| VARONIS SYS INC | 922280AD4 | NOTE 1.000% 9/1 | 640,000 | $582,000 | dollars as filed | principal |
| PLUG PWR INC | 72919P202 | COM NEW | 248,994 | $580,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y256 | GQG US EQUIT ETF | 22,954 | $580,000 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 635,000 | $578,000 | dollars as filed | principal |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 23,238 | $577,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 19,864 | $576,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 13,098 | $576,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 14,754 | $576,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 45,384 | $575,000 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 580,000 | $575,000 | dollars as filed | principal |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 95,075 | $574,000 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 15,166 | $572,000 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 28,278 | $572,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 37,366 | $571,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 65,788 | $571,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J679 | MID CAP CORE ETF | 25,467 | $571,000 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 52,034 | $570,000 | dollars as filed | |
| ALGER MID | 015564107 | MF Closed and MF Open | 25,475 | $570,000 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 23,858 | $568,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 35,999 | $568,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 202,605 | $567,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 68,947 | $567,000 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,881 | $566,000 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 146,000 | $566,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 11,894 | $565,000 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 150,246 | $564,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 359,300 | $564,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9,169 | $564,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 14,184 | $563,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J661 | MID CAP VALUE | 25,074 | $563,000 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 27,651 | $562,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 39,339 | $561,000 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 258,119 | $560,000 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 32,413 | $560,000 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 41,100 | $558,000 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 15,144 | $557,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2,805 | $555,000 | dollars as filed | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 52,088 | $555,000 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 43,381 | $555,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INCOME | 92838X805 | COM NEW | 37,032 | $555,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 130,544 | $555,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 338,947 | $553,000 | dollars as filed | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 12,044 | $553,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 64,176 | $552,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 335,499 | $551,000 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,900 | $548,000 | dollars as filed | put |
| MADISON ETFS TRUST | 557441409 | MADISON COVERED | 29,499 | $548,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 10,323 | $545,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q859 | VALUE ETF | 15,923 | $543,000 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 54,326 | $543,000 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 32,158 | $543,000 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 50,679 | $542,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 7,170 | $542,000 | dollars as filed | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 18,830 | $541,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W841 | BULLETSHS 2030 | 20,623 | $539,000 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 7,822 | $538,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,185 | $538,000 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 17,630 | $538,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J687 | INTL EQUITY ETF | 24,526 | $538,000 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 39,159 | $537,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 227,821 | $536,000 | dollars as filed | |
| WAFD INC | 938824109 | COM | 17,666 | $535,000 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 253,227 | $535,000 | dollars as filed | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 11,586 | $533,000 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 123,390 | $531,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A200 | DISRUPTERS ETF | 14,650 | $531,000 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 21,600 | $530,000 | dollars as filed | put |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 21,098 | $530,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 16,473 | $530,000 | dollars as filed | |
| CHAIN BRIDGE BANCORP INC A | 15746L100 | COMMON STOCK | 16,047 | $526,000 | dollars as filed | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 7,998 | $525,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 51,819 | $525,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 49,486 | $524,000 | dollars as filed | |
| AMERICAN BITCOIN CORP. | 02462A104 | COM CL A | 77,700 | $524,000 | dollars as filed | |
| EA SERIES TRUST | 02072L532 | BRID OMN SMA ETF | 23,119 | $524,000 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 69,061 | $523,000 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 14,452 | $523,000 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 16,267 | $523,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 51,489 | $522,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 549,000 | $521,000 | dollars as filed | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 13,479 | $521,000 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 26,917 | $519,000 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,817 | $519,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,198 | $517,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 306,272 | $517,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 22,144 | $515,000 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 47,062 | $514,000 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 27,157 | $514,000 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 45,700 | $513,000 | dollars as filed | call |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 4,606 | $512,000 | dollars as filed | |
| NETSKOPE INC CL A | 64119N608 | COMMON STOCK | 22,535 | $512,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q575 | MORTGAGE BACKED | 10,031 | $512,000 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 27,477 | $511,000 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 107,113 | $510,000 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 9,861 | $509,000 | dollars as filed | |
| PGIM ETF TR | 69344A859 | PORTFLIO BALLAST | 16,376 | $508,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 10,007 | $507,000 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 78,847 | $507,000 | dollars as filed | |
| AELUMA INC | 00776X109 | COMMON STOCK | 31,471 | $507,000 | dollars as filed | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 15,148 | $505,000 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 46,314 | $503,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,204 | $502,000 | dollars as filed | |
| PACS GROUP INC | 69380Q107 | COM SHS | 36,441 | $501,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 17,373 | $501,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 109,046 | $499,000 | dollars as filed | |
| TCW ETF TRUST | 29287L809 | SENIOR LOAN ETF | 10,608 | $499,000 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,028 | $497,000 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 71,000 | $497,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 66,874 | $497,000 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 42,780 | $496,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 22,616 | $496,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 6,956 | $496,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y343 | INNOVATOR INTL D | 17,067 | $495,000 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K555 | WESTWOOD LBRTY | 17,170 | $495,000 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 9,257 | $494,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 128,685 | $494,000 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 45,703 | $493,000 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 46,319 | $493,000 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 13,337 | $492,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 36,000 | $492,000 | dollars as filed | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,372 | $491,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U811 | US SUSTAINABLE | 15,672 | $490,000 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 30,915 | $489,000 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 26,211 | $489,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A700 | SELE INTL EQ ETF | 16,010 | $488,000 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 154,720 | $487,000 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 152,304 | $486,000 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,475 | $485,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 303,163 | $485,000 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 39,740 | $483,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-042265 | this filing | 2025-11-14 | acceptance time not in the bulk data set |