13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 7,306 holding rows worth $610,244,854,000.
- Accession
- 0001140361-25-042265
- Filer
- CIK 1000275
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 27,742 entries on the cover page, a total value of $610,244,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $610,244,854,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,007 | $483,000 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 30,634 | $482,000 | dollars as filed | |
| BERTO ACQUISITION CORP | G1051H127 | UNIT 99/99/9999 | 45,000 | $482,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 69,783 | $479,000 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 60,616 | $479,000 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 10,418 | $478,000 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 13,368 | $477,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 28,319 | $477,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 46,875 | $477,000 | dollars as filed | |
| CTS CORP | 126501105 | COM | 11,905 | $476,000 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 7,924 | $475,000 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 77,952 | $475,000 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 53,513 | $474,000 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 28,832 | $474,000 | dollars as filed | |
| YieldMax MSTR Option Income Strategy ETF | 88634T493 | ETF | 33,899 | $474,000 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 86,956 | $473,000 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 26,507 | $473,000 | dollars as filed | |
| VANGUARD MULTI-SECTOR INCOME BOND ETF | 922020722 | ETF | 9,111 | $472,000 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 22,026 | $471,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 7,684 | $471,000 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 52,848 | $471,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 60,000 | $470,000 | dollars as filed | call |
| PERIMETER SOLUTIONS INC | 71385M107 | COMMON STOCK | 21,000 | $470,000 | dollars as filed | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 52,115 | $470,000 | dollars as filed | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 27,212 | $470,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N502 | S&P 500 BUFFER | 15,069 | $470,000 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 700 | $469,000 | dollars as filed | put |
| MAGNA INTL INC COM | 559222401 | Stock | 9,900 | $469,000 | dollars as filed | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 13,572 | $469,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 317,113 | $469,000 | dollars as filed | |
| BLACKROCK 2037 MUNICIPAL TAR | 09262G108 | COM | 18,700 | $469,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 41,669 | $468,000 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 3,990 | $468,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 15,947 | $468,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 14,127 | $468,000 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 86,629 | $467,000 | dollars as filed | |
| PIMCO ETF TR | 72201R635 | MUNI INCOME OPP | 10,302 | $467,000 | dollars as filed | |
| TCW ETF TRUST | 29287L858 | AAA CLO ETF | 9,259 | $467,000 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G729 | ACTIVEPASSIVE US | 11,429 | $466,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A205 | QIM US LARGE CAP | 10,272 | $466,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 21,588 | $465,000 | dollars as filed | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 18,044 | $465,000 | dollars as filed | |
| WORTHINGTON STL INC | 982104101 | COM SHS | 15,265 | $464,000 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 18,364 | $464,000 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 11,939 | $464,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 8,661 | $463,000 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 18,966 | $463,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 190,425 | $463,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 29,820 | $462,000 | dollars as filed | |
| ARDENT HEALTH INC | 03980N107 | COM | 34,780 | $461,000 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 15,453 | $461,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q674 | FUND DAT MID ETF | 7,945 | $461,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 19,935 | $460,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A721 | AAA CLO FLTNG RT | 17,938 | $459,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 8,594 | $458,000 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 48,149 | $456,000 | dollars as filed | |
| OMADA HEALTH INC | 68170A108 | COM | 20,639 | $456,000 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 91,527 | $456,000 | dollars as filed | |
| STANCE SUSTAINABLE BETA ETF | 02072L151 | ETF | 16,664 | $455,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 6,593 | $455,000 | dollars as filed | |
| STUBHUB HOLDINGS INC CLASS A | 86384P109 | COMMON STOCK | 26,950 | $454,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N106 | S&P 500 BUFFER | 14,341 | $454,000 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 11,437 | $453,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 46,923 | $453,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 42,673 | $453,000 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 16,820 | $453,000 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,000 | $451,000 | dollars as filed | put |
| NORTHERN LTS FD TR IV | 66537J408 | NATL SEC EME ETF | 13,970 | $451,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 320,000 | $451,000 | dollars as filed | principal |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 22,273 | $450,000 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 9,970 | $450,000 | dollars as filed | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 6,235 | $450,000 | dollars as filed | |
| BKV CORPORATION | 05603J108 | COMMON STOCK | 19,405 | $449,000 | dollars as filed | |
| STEM INC COM NEW | 85859N300 | Stock | 25,561 | $448,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 50,000 | $448,000 | dollars as filed | call |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 2,970 | $448,000 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 60,843 | $448,000 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R540 | COUN QUA EQU ETF | 11,333 | $448,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 12,596 | $447,000 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 5,019 | $446,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 33,046 | $445,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 80,263 | $445,000 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 48,400 | $444,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 129,248 | $444,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 7,651 | $443,000 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 98,706 | $442,000 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 24,049 | $439,000 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 5,220 | $439,000 | dollars as filed | |
| TCW ETF TRUST | 87191E105 | CORE PLUS BOND | 11,349 | $439,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N841 | S&P 500 BUFFER | 14,549 | $439,000 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 115,115 | $438,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 20,411 | $438,000 | dollars as filed | |
| KRANESHARES TRUST | 500767751 | GBL HUMANOID ROB | 13,627 | $437,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,033 | $437,000 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 7,803 | $436,000 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 11,904 | $436,000 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 9,200 | $432,000 | dollars as filed | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 7,420 | $430,000 | dollars as filed | |
| WNS HLDGS LTD COM SHS | G98196101 | Stock | 5,635 | $430,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 88,825 | $429,000 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 264,362 | $428,000 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 78,637 | $428,000 | dollars as filed | |
| GLADSTONE CAPITAL CORP | 376535878 | COM NEW | 19,511 | $427,000 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 7,940 | $425,000 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 60,694 | $425,000 | dollars as filed | |
| TSS INC | 87288V101 | COMMON STOCK | 23,441 | $424,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 17,361 | $424,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 55,805 | $423,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 272,866 | $423,000 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 62,977 | $423,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A304 | QIM US LARGE VAL | 10,879 | $423,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 38,574 | $422,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 17,032 | $422,000 | dollars as filed | |
| ODDITY TECH LTD SHS CL A | M7518J104 | Stock | 6,766 | $421,000 | dollars as filed | |
| ISHARES TR | 46438G497 | MSC GLO FAC ETF | 15,534 | $421,000 | dollars as filed | |
| AXT INC | 00246W103 | COM | 93,509 | $420,000 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 34,200 | $418,000 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 10,318 | $418,000 | dollars as filed | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 4,268 | $417,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 4,660 | $417,000 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 30,871 | $416,000 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,389 | $414,000 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 20,900 | $414,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 3,212 | $413,000 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 11,869 | $412,000 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 6,525 | $411,000 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 38,686 | $410,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A838 | GROWTH ETF | 14,632 | $409,000 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 52,791 | $408,000 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 125,293 | $408,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 4,417 | $408,000 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 63,983 | $408,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 17,432 | $408,000 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 180,009 | $408,000 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 15,036 | $407,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 214,491 | $406,000 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 7,509 | $406,000 | dollars as filed | |
| ETF SER SOLUTIONS | 268961505 | BAHL DIVID ETF | 15,079 | $406,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 182,640 | $405,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 9,937 | $405,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,728 | $404,000 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,700 | $403,000 | dollars as filed | put |
| INVESCO EXCH TRD SLF IDX FD | 46139W791 | BULLE MUN ETF | 15,779 | $403,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,107 | $402,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 33,350 | $402,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 45,966 | $401,000 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 31,627 | $401,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 286,000 | $401,000 | dollars as filed | principal |
| IROBOT CORP | 462726100 | COM | 111,465 | $400,000 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 3,000 | $399,000 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 33,584 | $399,000 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 8,357 | $398,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 30,364 | $397,000 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,596 | $396,000 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 24,444 | $396,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 13,760 | $396,000 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 30,253 | $392,000 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 47,333 | $391,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 9,557 | $391,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 115,869 | $390,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 27,484 | $390,000 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 16,049 | $389,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729805 | BIOREVOLUTION | 13,024 | $389,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,504 | $388,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P730 | NUVEN AA-BBB CLO | 15,448 | $388,000 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,000 | $387,000 | dollars as filed | put |
| DAVE INC | 23834J201 | CLASS A COM NEW | 1,939 | $387,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 12,353 | $387,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 165,480 | $387,000 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 34,816 | $385,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 313,000 | $385,000 | dollars as filed | principal |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 72,505 | $384,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,554 | $384,000 | dollars as filed | |
| SERVE ROBOTICS INC | 81758H106 | COM | 32,873 | $383,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 38,116 | $383,000 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,640 | $383,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 12,337 | $382,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 26,293 | $381,000 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 131,020 | $381,000 | dollars as filed | |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 295,000 | $381,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 7,316 | $380,000 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 15,359 | $379,000 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 15,149 | $379,000 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322806 | CLOU HEDG EQ ETF | 13,175 | $379,000 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 16,195 | $378,000 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 13,866 | $378,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 17,223 | $376,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 10,587 | $376,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 14,507 | $376,000 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 6,266 | $375,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H576 | NASDAQ 100 HDGD | 6,897 | $375,000 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 160,000 | $374,000 | dollars as filed | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 50,000 | $374,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 12,815 | $374,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 18,318 | $373,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 199,682 | $373,000 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 42,444 | $373,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E208 | COM NEW | 14,454 | $373,000 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 37,283 | $371,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $370,000 | dollars as filed | put |
| CARTESIAN THERAPEUTICS INC | 816212302 | COMMON STOCK | 36,222 | $370,000 | dollars as filed | |
| GLOBAL X FDS | 37960A644 | EMERGING MKT GRT | 11,865 | $370,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 8,090 | $368,000 | dollars as filed | |
| MSC INCOME FD INC | 55374X208 | COM | 27,998 | $368,000 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 13,617 | $367,000 | dollars as filed | |
| INFINITY NATURAL RESOUR CL A | 456941103 | COMMON STOCK | 27,900 | $366,000 | dollars as filed | |
| CANTOR EQUITY PARTNERS IV IN | G1828E100 | SHS CL A | 35,944 | $366,000 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 199,743 | $364,000 | dollars as filed | |
| ISHARES TR | 46438G885 | CMN | 13,633 | $364,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X610 | ALTE ACC CLO ETF | 14,572 | $364,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 87,983 | $363,000 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 13,117 | $362,000 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 15,407 | $360,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 29,985 | $360,000 | dollars as filed | |
| QVC GROUP INC | 74915M605 | COM SER A NEW | 26,716 | $360,000 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 23,262 | $360,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 5,587 | $360,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q666 | FUND DA SMAL ETF | 6,125 | $360,000 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 9,215 | $359,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 10,959 | $359,000 | dollars as filed | |
| CALAMOS ETF TR | 12811T738 | LADD S&P 500 ETF | 13,378 | $359,000 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 19,157 | $358,000 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 9,235 | $358,000 | dollars as filed | |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 10,576 | $358,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,841 | $356,000 | dollars as filed | |
| PROKIDNEY CORP | 74291D104 | CMN | 147,478 | $356,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 13,782 | $356,000 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 4,604 | $355,000 | dollars as filed | |
| WEDBUSH SER TR | 947913109 | DAN IVE REVO ETF | 11,080 | $355,000 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 31,457 | $354,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 525,008 | $353,000 | dollars as filed | |
| NOMURA ETF TR | 555927870 | NATIONAL HIGH YL | 14,528 | $353,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 26,628 | $351,000 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 7,082 | $351,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 37,023 | $350,000 | dollars as filed | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 7,101 | $350,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 12,680 | $349,000 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 28,258 | $348,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 14,567 | $348,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 6,308 | $348,000 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 48,298 | $346,000 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,083 | $346,000 | dollars as filed | |
| ISHARES TR | 46438G521 | IBONDS 1-5 YR TR | 13,691 | $346,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 20,374 | $345,000 | dollars as filed | |
| GERON CORP | 374163103 | COM | 251,081 | $344,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 12,092 | $344,000 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 10,500 | $344,000 | dollars as filed | call |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 33,547 | $344,000 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 33,858 | $344,000 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 2,731 | $342,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 11,705 | $342,000 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,992 | $341,000 | dollars as filed | |
| VANGUARD CALIF TAX FREE FDS | 922021605 | TAX EXEMPT BD FD | 3,402 | $339,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 56,124 | $339,000 | dollars as filed | |
| PHINIA INC | 71880K101 | COMMON STOCK | 5,901 | $339,000 | dollars as filed | |
| PACER FDS TR | 69374H329 | CMN | 13,983 | $338,000 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 68,640 | $337,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 10,845 | $336,000 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 13,867 | $335,000 | dollars as filed | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 17,214 | $335,000 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,205 | $334,000 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,410 | $334,000 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 27,738 | $334,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 6,405 | $334,000 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 68,193 | $333,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 15,850 | $333,000 | dollars as filed | |
| EA SERIES TRUST | 02072L771 | SPAR INT VAL ETF | 9,603 | $333,000 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,824 | $329,000 | dollars as filed | |
| ARRIVENT BIOPHARMA INC | 04272N102 | COM | 17,794 | $328,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 165,231 | $328,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 77,356 | $327,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 13,842 | $327,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N726 | S&P 500 BUFFER | 11,143 | $327,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 7,682 | $326,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,500 | $326,000 | dollars as filed | call |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 50,416 | $325,000 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 37,276 | $325,000 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 7,902 | $325,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 329,000 | $324,000 | dollars as filed | principal |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 13,372 | $324,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 10,064 | $323,000 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 52,291 | $323,000 | dollars as filed | |
| BBB Foods Inc | G0896C103 | COM | 11,971 | $322,000 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 13,214 | $322,000 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,392 | $322,000 | dollars as filed | |
| EA SERIES TRUST | 02072L326 | HONEYTREE US EQU | 9,650 | $322,000 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 7,897 | $321,000 | dollars as filed | |
| FIVE9 INC | 338307AF8 | CNV | 360,000 | $319,000 | dollars as filed | principal |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,449 | $318,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N882 | S&P 500 BUFFER | 10,509 | $318,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 39,504 | $317,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 25,000 | $317,000 | dollars as filed | call |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 52,132 | $317,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 24,884 | $317,000 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188101 | COM CL A | 27,607 | $316,000 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 14,345 | $316,000 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 6,632 | $316,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 117,863 | $316,000 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 230,000 | $316,000 | dollars as filed | principal |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 32,270 | $315,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 9,165 | $314,000 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 29,303 | $314,000 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 37,154 | $314,000 | dollars as filed | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,849 | $313,000 | dollars as filed | |
| PROSHARES TR | 74349Y787 | RUS 2000 HIG ETF | 7,947 | $313,000 | dollars as filed | |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 273,000 | $313,000 | dollars as filed | principal |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 59,979 | $312,000 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 5,054 | $311,000 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 30,076 | $311,000 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 46,417 | $310,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 5,351 | $310,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 43,999 | $310,000 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 29,803 | $308,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F383 | ACTIVE GLOBAL | 19,238 | $308,000 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 20,700 | $307,000 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 47,061 | $305,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 37,318 | $305,000 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 94,387 | $304,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 97,061 | $304,000 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 26,246 | $304,000 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 23,209 | $303,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N759 | S&P 500 BUFFER | 10,598 | $303,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 3,870 | $302,000 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 7,659 | $302,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 22,066 | $301,000 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 36,478 | $301,000 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 17,876 | $300,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 2,009 | $300,000 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,613 | $300,000 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,819 | $300,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,946 | $298,000 | dollars as filed | |
| MANAGED PORTFOLIO SER | 56167R606 | LEUTH CORE ETF | 7,838 | $298,000 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 260,000 | $298,000 | dollars as filed | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 8,902 | $297,000 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,059 | $297,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 188,279 | $295,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 36,285 | $295,000 | dollars as filed | |
| RBB FUND TRUST | 75526L860 | TWEEDY BROWNE | 23,881 | $294,000 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,248 | $293,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 4,411 | $293,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 6,151 | $292,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 21,594 | $292,000 | dollars as filed | |
| BLUE WTR ACQUISITION CORP. I | G1368E106 | ORD SHS CL A | 29,324 | $292,000 | dollars as filed | |
| DIAMOND HILL FUNDS | 25264S320 | LARG CAP CON ETF | 22,340 | $292,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N791 | S&P 500 BUFFER | 9,762 | $292,000 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 2,481 | $290,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,814 | $290,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 35,784 | $289,000 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 11,296 | $289,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108474 | ALTRNTV HARV ETF | 7,747 | $289,000 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6,398 | $289,000 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 89,100 | $288,000 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 41,930 | $288,000 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 18,518 | $288,000 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,460 | $288,000 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 10,293 | $288,000 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 11,061 | $287,000 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 5,992 | $287,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 11,493 | $287,000 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 143,400 | $287,000 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 5,659 | $286,000 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 47,463 | $286,000 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 4,409 | $285,000 | dollars as filed | |
| ELEVRA LITHIUM LTD SPONSORED ADS | 805700101 | ADR | 11,847 | $285,000 | dollars as filed | |
| iShares iBonds Dec. 2029 Municipal Bond ETF | 46436E163 | ETF | 11,130 | $285,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 11,568 | $285,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 64,438 | $284,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 54,326 | $284,000 | dollars as filed | |
| J P MORGAN TR ETF FUNDAMENTAL DATA SCIENCE LARGE VALUE | 46654Q583 | ETF | 5,500 | $284,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 80,552 | $282,000 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 8,008 | $282,000 | dollars as filed | |
| Clockwise Capital LLC | 88636J329 | CLOCKWISE US COR | 11,493 | $282,000 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 104,559 | $281,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 3,710 | $281,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N833 | S&P 500 BUFFER | 9,560 | $281,000 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 62,028 | $280,000 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 66,888 | $280,000 | dollars as filed | |
| KAYNE ANDERSON BDC INC | 48662X105 | COM SHS | 21,002 | $280,000 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 21,500 | $280,000 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 9,845 | $280,000 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J822 | INTL LOW VOLATLT | 6,557 | $279,000 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 6,602 | $276,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 59,128 | $276,000 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 9,274 | $276,000 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 134,049 | $276,000 | dollars as filed | |
| DBX ETF TR | 23306X308 | XTRACKERS S&P GR | 5,347 | $276,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 27,061 | $274,000 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 6,703 | $273,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 239,000 | $273,000 | dollars as filed | principal |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 10,236 | $272,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 125,200 | $272,000 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,000 | $271,000 | dollars as filed | call |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 10,079 | $271,000 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 19,792 | $270,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,399 | $268,000 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160101 | CL A | 57,085 | $268,000 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 8,283 | $268,000 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 40,680 | $268,000 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,394 | $267,000 | dollars as filed | |
| UNUSUAL MACHS INC | 91532F102 | COM SHS | 17,689 | $267,000 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 21,276 | $267,000 | dollars as filed | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 4,928 | $266,000 | dollars as filed | |
| GLOBALSTAR INC | 378973507 | COMMON STOCK | 7,318 | $266,000 | dollars as filed | |
| ZENAS BIOPHARMA INC COM | 98937L105 | Stock | 11,881 | $265,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,059 | $265,000 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 5,912 | $265,000 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,400 | $264,000 | dollars as filed | put |
| PRECIGEN INC | 74017N105 | COM | 80,408 | $264,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 43,307 | $264,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108557 | ETHO CLI LEA ETF | 4,142 | $264,000 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,744 | $264,000 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 20,467 | $263,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 23,171 | $263,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 42,535 | $263,000 | dollars as filed | |
| Atour Lifestyle Holding | 04965M106 | COM | 6,958 | $262,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 5,558 | $261,000 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 254,000 | $261,000 | dollars as filed | principal |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 17,282 | $260,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 21,372 | $260,000 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 8,391 | $259,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 22,261 | $259,000 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 12,268 | $259,000 | dollars as filed | |
| THRIVENT ETF TRUST | 88588G109 | SMAL MID CAP ETF | 6,241 | $259,000 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 25,020 | $258,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424303 | COM NEW CL A | 135,108 | $258,000 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 44,650 | $258,000 | dollars as filed | |
| DBX ETF TR | 23306X407 | XTRACKRS S&P 100 | 7,358 | $258,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 64953X100 | MACKAY MUNI SHRT | 10,057 | $257,000 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 50,962 | $255,000 | dollars as filed | |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 200,000 | $255,000 | dollars as filed | principal |
| LARGO INC | 517097101 | COM | 169,878 | $255,000 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 6,000 | $254,000 | dollars as filed | put |
| TRUST FOR PROFESSIONAL MANAG | 89834G752 | ACTIVEPASSIVE CR | 8,502 | $254,000 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 15,695 | $254,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 40,500 | $253,000 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 17,009 | $252,000 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 66,733 | $251,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 102,453 | $251,000 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 10,670 | $251,000 | dollars as filed | |
| ABIVAX SA- | 00370M103 | SPONSORED ADS | 2,955 | $251,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 13,159 | $251,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 9,605 | $251,000 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 41,169 | $250,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N205 | S&P 500 BUFFER | 8,285 | $250,000 | dollars as filed | |
| GALATA ACQUISITION CORP II | G3R25N124 | UNIT 09/12/2030 | 25,000 | $250,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U737 | FT VEST US EQT | 6,107 | $248,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 7,382 | $248,000 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 100,272 | $248,000 | dollars as filed | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 6,830 | $248,000 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,690 | $247,000 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,472 | $247,000 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 5,069 | $247,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,000 | $247,000 | dollars as filed | call |
| UGI CORP NEW | 902681AB1 | NOTE 5.000% 6/0 | 193,000 | $247,000 | dollars as filed | principal |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 8,805 | $246,000 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 42,139 | $245,000 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J737 | DYNA BUF EQU ETF | 8,169 | $245,000 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 16,132 | $244,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 4,527 | $244,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 2,126 | $244,000 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 3,016 | $244,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 70,937 | $244,000 | dollars as filed | |
| Dimensional International Vector Eq ETF | 25434V542 | SHS | 3,950 | $243,000 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 4,371 | $243,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 57,936 | $242,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 10,287 | $242,000 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 9,808 | $242,000 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5,260 | $242,000 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 25,917 | $242,000 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 1,481 | $241,000 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 3,080 | $241,000 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 9,904 | $241,000 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 29,431 | $241,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 116,406 | $241,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 6,727 | $241,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 55,451 | $241,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 3,209 | $240,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 11,660 | $240,000 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 169,900 | $239,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 22,456 | $239,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 13,718 | $239,000 | dollars as filed | |
| BOEING CO | 097023204 | DEP CONV PFD A | 3,443 | $239,000 | dollars as filed | principal |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,226 | $238,000 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 14,259 | $238,000 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 18,233 | $238,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 10,319 | $238,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 56,620 | $237,000 | dollars as filed | |
| NEXTERA ENERGY CAP HLDGS INC | 65339KCY4 | NOTE 3.000% 3/0 | 200,000 | $237,000 | dollars as filed | principal |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N442 | NATL MUNI BD ETF | 9,389 | $237,000 | dollars as filed | |
| NB BANCORP INC | 63945M107 | COM | 13,329 | $236,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 187,335 | $236,000 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,524 | $236,000 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,015 | $236,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,514 | $235,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 76,764 | $235,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 24,181 | $235,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 539,607 | $234,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 86,302 | $233,000 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 48,049 | $233,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P706 | COM | 190,317 | $233,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-042265 | this filing | 2025-11-14 | acceptance time not in the bulk data set |