13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 7,306 holding rows worth $610,244,854,000.
- Accession
- 0001140361-25-042265
- Filer
- CIK 1000275
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 27,742 entries on the cover page, a total value of $610,244,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $610,244,854,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 19,776 | $232,000 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 6,772 | $232,000 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 10,332 | $232,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R204 | SHIL CAP U S ETF | 7,100 | $231,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 27,389 | $231,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 17,805 | $231,000 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,736 | $231,000 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 16,356 | $230,000 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 8,183 | $230,000 | dollars as filed | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 4,200 | $229,000 | dollars as filed | |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 200,000 | $229,000 | dollars as filed | principal |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,631 | $228,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 143,187 | $228,000 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 31,969 | $228,000 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 6,340 | $227,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 5,448 | $227,000 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 25,329 | $225,000 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,638 | $225,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 13,095 | $225,000 | dollars as filed | |
| QUANTUM CORPORATION | 747906600 | COM | 22,715 | $225,000 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,736 | $225,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 258,991 | $225,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 32,941 | $224,000 | dollars as filed | |
| JPMORGAN GLOBAL SELECT EQUITY ETF | 46654Q740 | COM | 3,311 | $224,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 57,525 | $224,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 170,023 | $223,000 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 14,874 | $222,000 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 19,422 | $222,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 2,075 | $221,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,655 | $221,000 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 3,498 | $221,000 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 16,848 | $221,000 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 68,378 | $220,000 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J745 | HEDGED EQTY ETF | 7,161 | $220,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 7,198 | $220,000 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,731 | $219,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 3,892 | $219,000 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 1,755 | $218,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 21,042 | $218,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 19,223 | $218,000 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 24,934 | $218,000 | dollars as filed | |
| EA SERIES TRUST | 02072Q671 | BASTI ENERG ETF | 7,447 | $217,000 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 95,795 | $216,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 14,830 | $216,000 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 1,220 | $216,000 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 8,983 | $216,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U687 | FT VEST U.S EQT | 5,657 | $215,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 70,451 | $215,000 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 7,248 | $214,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 91,723 | $214,000 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G307 | COM | 51,518 | $214,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 18,066 | $213,000 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3,258 | $213,000 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 73,239 | $213,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,693 | $212,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 7,203 | $212,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 3,301 | $212,000 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 4,567 | $211,000 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 4,541 | $211,000 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 3,165 | $211,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A601 | SELECT EMERGING | 6,967 | $211,000 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 5,574 | $210,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,996 | $210,000 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 800 | $210,000 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,449 | $210,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 6,958 | $210,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 8,840 | $210,000 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 10,557 | $210,000 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 35,126 | $209,000 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,717 | $209,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W207 | COM NEW | 3,956 | $209,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,049 | $209,000 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 18,670 | $209,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A502 | SELE SMAL CA ETF | 7,463 | $209,000 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,800 | $208,000 | dollars as filed | call |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 20,501 | $208,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 271,432 | $208,000 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,560 | $208,000 | dollars as filed | |
| Fidelity Wise Origin Bitcoin Fund | 315948109 | SHS | 2,072 | $207,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 15,000 | $207,000 | dollars as filed | put |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 5,328 | $207,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 40,000 | $207,000 | dollars as filed | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,455 | $207,000 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,458 | $207,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 12,276 | $207,000 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 24,260 | $207,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 4,148 | $205,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C812 | BLOOMBERG TEN YR | 4,348 | $204,000 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,039 | $203,000 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 9,124 | $202,000 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 3,403 | $202,000 | dollars as filed | |
| COYA THERAPEUTICS INC | 22407B108 | CMN | 35,383 | $202,000 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 83,829 | $201,000 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 22,080 | $201,000 | dollars as filed | |
| ZENATECH INC | 98936T208 | CMN | 42,060 | $201,000 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 4,151 | $199,000 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G737 | ACTIVEPASSIVE EQ | 5,582 | $198,000 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 16,656 | $197,000 | dollars as filed | |
| BNY MELLON ETF TRUST II | 05613H209 | CONCENTRATED GRW | 5,503 | $197,000 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 92,207 | $196,000 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 60,036 | $195,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C848 | ISHARES INTL DIV | 6,960 | $195,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,070 | $195,000 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322889 | CLOU SELE EQ ETF | 4,730 | $195,000 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 7,498 | $194,000 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 10,795 | $194,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 3,887 | $194,000 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 15,253 | $193,000 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 43,731 | $193,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 84,135 | $193,000 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 8,709 | $192,000 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAD1 | DEBT 1.250% 2/1 | 150,000 | $192,000 | dollars as filed | principal |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,046 | $191,000 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 3,034 | $191,000 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 182,000 | $191,000 | dollars as filed | principal |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 21,439 | $190,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 26,287 | $190,000 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 12,605 | $190,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 13,588 | $190,000 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 6,429 | $189,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108599 | INDX FD | 3,223 | $189,000 | dollars as filed | |
| KYIVSTAR GROUP LTD | G5331N101 | ORD SHS | 15,000 | $188,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,542 | $188,000 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 6,793 | $188,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 21,609 | $188,000 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 54,523 | $188,000 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 5,682 | $188,000 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 5,856 | $188,000 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 16,528 | $187,000 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,253 | $187,000 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 10,953 | $186,000 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 31,006 | $186,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A106 | QIM US LRG CAP Q | 4,804 | $186,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,462 | $186,000 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,721 | $185,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,344 | $185,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A713 | MSCI EAFE IN ETF | 3,506 | $185,000 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 7,272 | $185,000 | dollars as filed | principal |
| ORIGIN MATERIALS INC | 68622D106 | COM | 358,156 | $185,000 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 300 | $184,000 | dollars as filed | put |
| WENDYS CO COM | 95058W100 | Stock | 20,000 | $183,000 | dollars as filed | put |
| THRYV HLDGS INC | 886029206 | COM NEW | 15,158 | $183,000 | dollars as filed | |
| NEWSMAX INC | 65250K105 | COMMON STOCK | 14,624 | $182,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 1,188 | $182,000 | dollars as filed | |
| ARQIT QUANTUM INC COM NEW | G0567U127 | Stock | 4,664 | $181,000 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 22,116 | $181,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N866 | S&P 500 BUFFER | 6,050 | $181,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 41,312 | $180,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,537 | $179,000 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 25,622 | $179,000 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 10,959 | $179,000 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 4,542 | $179,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 8,728 | $178,000 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,510 | $178,000 | dollars as filed | |
| PONY AI INC | 732908108 | SPONSORED ADS | 7,914 | $178,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C723 | DYNAMIC EQTY ACT | 7,025 | $178,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 5,691 | $178,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 11,822 | $178,000 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 20,553 | $177,000 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,443 | $177,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 3,249 | $177,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q708 | ACTIVE SM CP VAL | 3,021 | $177,000 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 5,962 | $176,000 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 17,850 | $176,000 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559702 | COMMON STOCK | 6,207 | $176,000 | dollars as filed | |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 174,000 | $176,000 | dollars as filed | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 27,283 | $175,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,413 | $175,000 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 133,908 | $175,000 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 12,595 | $174,000 | dollars as filed | |
| PALVELLA THERAPEUTICS INC | 697947109 | COMMON STOCK | 2,780 | $174,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N700 | S&P 500 BUFFER | 5,976 | $174,000 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 77,980 | $173,000 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,740 | $173,000 | dollars as filed | |
| NEXXEN INTERNATIONAL LTD | M8T80P204 | COMMON STOCK | 18,623 | $173,000 | dollars as filed | |
| SUMMIT MIDSTREAM CORP | 86614G101 | COMMON STOCK | 8,445 | $173,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,333 | $173,000 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 4,320 | $172,000 | dollars as filed | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 7,485 | $171,000 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AD2 | NOTE 2.500% 6/0 | 185,000 | $171,000 | dollars as filed | principal |
| Chenghe Acquisition Iii Co Unit 09/09/2030 | G2086N113 | Unit | 17,100 | $171,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J669 | GLOBAL SR LN ETF | 6,833 | $171,000 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,373 | $170,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 42,000 | $170,000 | dollars as filed | put |
| GRAHAM CORP | 384556106 | COM | 3,096 | $170,000 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 3,825 | $170,000 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H700 | COMMON STOCK | 21,954 | $170,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 1,550 | $170,000 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 10,669 | $170,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 7,016 | $170,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,114 | $169,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,306 | $169,000 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G208 | COMMON STOCK | 11,253 | $169,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 4,084 | $168,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,115 | $168,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 9,244 | $168,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 16,643 | $168,000 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 4,457 | $168,000 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,381 | $167,000 | dollars as filed | |
| INVESCO BULLETSHARES 2035 CORPORATE BOND ETF | 46139W759 | ETF | 8,025 | $167,000 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 9,536 | $167,000 | dollars as filed | |
| EA SERIES TRUST | 02072Q853 | ALPHA ARCHITECT | 3,093 | $167,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 18,926 | $167,000 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 3,308 | $166,000 | dollars as filed | |
| EA SERIES TRUST | 02072Q762 | MARKETDESK FOCUS | 5,556 | $166,000 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 3,325 | $166,000 | dollars as filed | principal |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 24,132 | $166,000 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 21,370 | $165,000 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,092 | $165,000 | dollars as filed | |
| PALMER SQUARE CAPITAL BDC IN | 69702V107 | COM SHS | 13,341 | $164,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,100 | $163,000 | dollars as filed | call |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 2,862 | $163,000 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,204 | $163,000 | dollars as filed | |
| Transformers | 26922B683 | AAM TRANSFORMERS | 3,373 | $163,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W767 | BULLETSHARE 2034 | 6,691 | $163,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 500 | $162,000 | dollars as filed | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,313 | $162,000 | dollars as filed | |
| CERIBELL INC | 15678C102 | COMMON STOCK | 14,074 | $162,000 | dollars as filed | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 5,201 | $162,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 2,522 | $162,000 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 2,699 | $162,000 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 10,770 | $162,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 18,202 | $161,000 | dollars as filed | |
| VIVID SEATS INC | 92854T209 | COM CL A | 9,654 | $161,000 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 58,639 | $161,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 5,000 | $161,000 | dollars as filed | |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 4,020 | $160,000 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 9,824 | $160,000 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 33,458 | $160,000 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,908 | $160,000 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,379 | $160,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,696 | $159,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 13,870 | $158,000 | dollars as filed | |
| ISHARES TR | 46436E189 | COPPER & METALS | 4,195 | $158,000 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 29,101 | $158,000 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 7,919 | $157,000 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A302 | COMMON STOCK | 17,103 | $157,000 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 9,411 | $156,000 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 3,789 | $156,000 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 7,664 | $155,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,478 | $155,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,432 | $155,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 15,099 | $155,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N601 | S&P 500 BUFFER | 5,212 | $155,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J743 | DYNAMIC MUNICIP | 5,935 | $154,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 15,760 | $154,000 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 200 | $153,000 | dollars as filed | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 22,847 | $153,000 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 50,337 | $153,000 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 4,548 | $153,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 76,915 | $152,000 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,342 | $152,000 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,734 | $152,000 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 5,770 | $152,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 6,200 | $151,000 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 9,245 | $151,000 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,270 | $151,000 | dollars as filed | |
| NEONC TECH. HOLDINGS | 64051a101 | COM | 16,625 | $151,000 | dollars as filed | |
| MADISON ETFS TRUST | 557441201 | SHOR TERM ST ETF | 7,317 | $151,000 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 55,061 | $150,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 120,165 | $150,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,553 | $150,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 3,370 | $150,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E491 | PLUS KOREA DEFE | 3,006 | $150,000 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 8,651 | $148,000 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,312 | $148,000 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 41,369 | $148,000 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 160,000 | $148,000 | dollars as filed | principal |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 7,887 | $148,000 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 24,410 | $148,000 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,420 | $147,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 3,022 | $147,000 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,225 | $147,000 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17,704 | $147,000 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,276 | $147,000 | dollars as filed | |
| LIGHTWAVE ACQUISITION CORP | G5490M100 | USD CL A ORD SHS | 14,793 | $147,000 | dollars as filed | |
| REGIS CORP | 758932206 | COM SHS | 5,000 | $146,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 3,924 | $146,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 16,969 | $145,000 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 1,211 | $145,000 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 34,174 | $145,000 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 18,170 | $145,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,694 | $145,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 2,549 | $144,000 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 11,163 | $144,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 17,979 | $144,000 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 5,661 | $144,000 | dollars as filed | |
| ABACUS GLOBAL MANAGEMENT INC | 00258Y104 | COMMON STOCK | 25,088 | $144,000 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,758 | $143,000 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G745 | ACTIVEPASSIVE MN | 5,683 | $143,000 | dollars as filed | |
| AMBIQ MICRO INC | 023193105 | COMMON STOCK | 4,772 | $143,000 | dollars as filed | |
| ISHARES TR | 46436E122 | IBON 2030 TE ETF | 5,324 | $143,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N809 | S&P 500 BUFFER | 5,016 | $143,000 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 95,000 | $143,000 | dollars as filed | principal |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 1,940 | $143,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 9,461 | $142,000 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 3,236 | $142,000 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 7,333 | $142,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 3,038 | $142,000 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 49,969 | $142,000 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 3,797 | $141,000 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 6,699 | $141,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 5,084 | $141,000 | dollars as filed | |
| CYBIN INC | 23256X407 | COM NEW | 23,895 | $141,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 145,000 | $141,000 | dollars as filed | principal |
| VANGUARD MUN BD FDS | 922907738 | INTERMEDIATE TRM | 1,399 | $140,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 1,000 | $140,000 | dollars as filed | |
| TWFG INC | 87318A101 | COM CL A | 5,109 | $140,000 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 3,977 | $140,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R589 | SM CAP BUYWRITE | 7,471 | $140,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,513 | $140,000 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 140,000 | $140,000 | dollars as filed | principal |
| PGIM ROCK ETF TR | 69420N874 | S&P 500 BUFFER | 4,745 | $140,000 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5,500 | $139,000 | dollars as filed | put |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 17,820 | $139,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 115,000 | $139,000 | dollars as filed | principal |
| TIDAL TRUST II | 88634T105 | CARBON CLCTV CLM | 5,575 | $139,000 | dollars as filed | |
| BLUE ACQUISITION CORP. | G1331A108 | ORD SHS CL A | 13,790 | $138,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 2,518 | $138,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 6,300 | $138,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N817 | S&P 500 BUFFER | 4,688 | $138,000 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 8,129 | $137,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 10,000 | $137,000 | dollars as filed | put |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 5,568 | $137,000 | dollars as filed | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 8,502 | $137,000 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,788 | $136,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 5,802 | $135,000 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 7,552 | $135,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 12,570 | $135,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 134,000 | $135,000 | dollars as filed | principal |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 21,565 | $134,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 9,417 | $134,000 | dollars as filed | |
| OATLY GROUP AB | 67421J207 | CMN | 8,256 | $134,000 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 13,726 | $134,000 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIER | Y00408107 | COM | 5,955 | $134,000 | dollars as filed | |
| Sawgrass U.S. Large C | 26922B477 | AAM SAWGRASS US | 6,108 | $133,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 6,000 | $133,000 | dollars as filed | |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 2,758 | $133,000 | dollars as filed | |
| NN INC | 629337106 | COM | 64,717 | $133,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V641 | US LARG VECT ETF | 1,823 | $133,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 13,806 | $132,000 | dollars as filed | |
| SPYRE THERAPEUTICS INC | 00773J202 | COM NEW | 7,883 | $132,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 16,344 | $132,000 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 4,909 | $132,000 | dollars as filed | |
| VIRTUS ETF TR II | 92790A850 | SEIX AAA PRIVAAT | 5,285 | $132,000 | dollars as filed | |
| ALUMIS INC | 022307102 | COM | 32,748 | $131,000 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 2,123 | $131,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,574 | $131,000 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 5,630 | $131,000 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 5,404 | $131,000 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,618 | $131,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 2,278 | $130,000 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 4,790 | $130,000 | dollars as filed | |
| CARIS LIFE SCIENCES INC | 142152107 | COMMON STOCK | 4,291 | $130,000 | dollars as filed | |
| FRANKLIN TEMPLETON HOLDINGS | 35473M105 | RESPBLY SRCD GLD | 2,511 | $130,000 | dollars as filed | |
| Mach Natural Resource LP | 55445L100 | COM | 9,896 | $130,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 107,574 | $130,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729847 | EMER MARK EX ETF | 2,076 | $130,000 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,404 | $129,000 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 18,588 | $129,000 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 4,585 | $129,000 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 17,187 | $129,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 6,115 | $129,000 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,444 | $129,000 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,910 | $129,000 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 11,303 | $129,000 | dollars as filed | |
| EA SERIES TRUST | 02072L227 | RESH AFF DEL ETF | 4,928 | $129,000 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 29,291 | $128,000 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,390 | $128,000 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 49,247 | $128,000 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 4,366 | $128,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 2,114 | $128,000 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 4,604 | $127,000 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 31,597 | $127,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F441 | FT VEST U.S EQT | 3,150 | $127,000 | dollars as filed | |
| SUNRISE RLTY TR INC | 867981102 | COM | 12,247 | $127,000 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 15,269 | $126,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 89,382 | $126,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 3,697 | $125,000 | dollars as filed | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 3,303 | $125,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 4,809 | $125,000 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 51,200 | $125,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 1,947 | $124,000 | dollars as filed | |
| SPROTT FDS TR | 85208P501 | JR COPPER MINERS | 3,891 | $124,000 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 3,249 | $124,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,482 | $124,000 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 8,938 | $124,000 | dollars as filed | |
| TEEKAY TANKERS LTD CLASS A | G8726X106 | COMMON STOCK | 2,461 | $124,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 2,227 | $124,000 | dollars as filed | |
| ISHARES TR | 46438G638 | IBONDS DEC 2044 | 4,943 | $124,000 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 19,680 | $123,000 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 22,117 | $123,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 8,440 | $123,000 | dollars as filed | |
| ANTERIS TECHNOLOGIES GLOBAL | 03675P102 | COMMON STOCK | 27,145 | $123,000 | dollars as filed | |
| ISHARES TR | 46438G422 | IBONDS DEC 2035 | 4,801 | $123,000 | dollars as filed | |
| ALPHA ARCHITECT HIGH INFLATION AND DEFLATION ETF | 02072L631 | ETF | 5,323 | $123,000 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15,479 | $123,000 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,516 | $123,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N304 | S&P 500 BUFFER | 3,979 | $123,000 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 6,467 | $122,000 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 16,476 | $122,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 26,906 | $122,000 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 4,216 | $122,000 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 5,235 | $122,000 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 202,812 | $122,000 | dollars as filed | |
| iShares U.S. Large Cap Prm Inc Act ETF | 09290C863 | SHS | 3,802 | $121,000 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 5,884 | $121,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 12,339 | $121,000 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 3,977 | $121,000 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 4,207 | $121,000 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,000 | $120,000 | dollars as filed | put |
| DAKTRONICS INC | 234264109 | COM | 5,706 | $120,000 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,298 | $120,000 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 4,000 | $120,000 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 2,293 | $120,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 3,272 | $120,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 7,172 | $120,000 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,381 | $119,000 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 4,295 | $118,000 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,333 | $118,000 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 8,605 | $118,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,801 | $118,000 | dollars as filed | |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 60,000 | $118,000 | dollars as filed | principal |
| ISHARES TR | 46434V886 | CMN | 2,413 | $118,000 | dollars as filed | |
| STRIVE INC | 862945102 | CL A COM | 47,363 | $118,000 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 50,000 | $117,000 | dollars as filed | put |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 15,713 | $117,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 2,422 | $117,000 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 2,662 | $117,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 8,792 | $116,000 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 4,770 | $116,000 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 5,228 | $116,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,875 | $116,000 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 43,000 | $116,000 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,057 | $116,000 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,383 | $116,000 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2,580 | $115,000 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 1,561 | $115,000 | dollars as filed | |
| SOLARIS RES INC | 83419D201 | COM NEW | 18,134 | $115,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N734 | S&P 500 BUFFER | 3,854 | $115,000 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658106 | SHS CL A | 7,000 | $115,000 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 2,154 | $114,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 14,705 | $114,000 | dollars as filed | |
| SPROTT FDS TR | 85208P873 | SILVER MINERS | 2,569 | $114,000 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 3,679 | $113,000 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,100 | $113,000 | dollars as filed | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,201 | $113,000 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,623 | $113,000 | dollars as filed | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,686 | $113,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,986 | $112,000 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 19,413 | $112,000 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 7,027 | $112,000 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,000 | $112,000 | dollars as filed | put |
| ADVANSIX INC | 00773T101 | COM | 5,702 | $111,000 | dollars as filed | |
| SPROTT FDS TR | 85208P881 | COPPER MINER ETF | 3,903 | $111,000 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 3,843 | $111,000 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 8,742 | $110,000 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 4,358 | $110,000 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,350 | $110,000 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 5,094 | $110,000 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 40,134 | $110,000 | dollars as filed | |
| THEMES TRANSATLANTIC DEFENSE ETF | 882927767 | UIT EXCHANGE TRADED | 2,799 | $110,000 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,903 | $110,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J750 | INTL HIGH ETF | 3,073 | $110,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X772 | VICTORYSHARES HE | 4,075 | $110,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 37,973 | $109,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 36,288 | $109,000 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 5,794 | $108,000 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 7,944 | $108,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A101 | ENERGY TRANSITN | 3,304 | $108,000 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R866 | PARA EQ PREM ETF | 4,159 | $108,000 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 14,325 | $107,000 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 11,237 | $107,000 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,719 | $107,000 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,831 | $107,000 | dollars as filed | |
| AVIDIA BANCORP INC | 05369T100 | COMMON STOCK | 7,176 | $107,000 | dollars as filed | |
| CAPITAL GROUP EQUITY ETF TR | 14022A201 | CMN | 3,759 | $107,000 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 300 | $106,000 | dollars as filed | put |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 14,313 | $106,000 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 5,156 | $106,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 3,455 | $106,000 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 36,065 | $106,000 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 8,802 | $106,000 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 108,000 | $106,000 | dollars as filed | principal |
| LIMBACH HLDGS INC | 53263P105 | COM | 1,074 | $105,000 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 4,972 | $105,000 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 22,971 | $105,000 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 84,948 | $104,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 2,100 | $104,000 | dollars as filed | |
| CALAMOS ETF TR | 12811T811 | S&P 500 STRCTURD | 3,899 | $104,000 | dollars as filed | |
| ISOENERGY LTD | 46500E867 | COM NEW | 10,413 | $104,000 | dollars as filed | |
| TVARDI THERAPEUTICS INC | 140755307 | COM | 2,669 | $104,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,600 | $103,000 | dollars as filed | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 6,640 | $103,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 109,662 | $103,000 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 23,910 | $103,000 | dollars as filed | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 1,747 | $103,000 | dollars as filed | |
| FUNDX INVT TR | 360876866 | FLEXIBLE ETF | 4,210 | $103,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 12,589 | $102,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | AGGREGATE BD ETF | 4,936 | $102,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-042265 | this filing | 2025-11-14 | acceptance time not in the bulk data set |