13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 7,306 holding rows worth $610,244,854,000.
- Accession
- 0001140361-25-042265
- Filer
- CIK 1000275
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 27,742 entries on the cover page, a total value of $610,244,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $610,244,854,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 51,708 | $1,775,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 24,953 | $1,775,000 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 150,723 | $1,765,000 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 19,351 | $1,761,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 80,467 | $1,759,000 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 63,701 | $1,756,000 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 71,007 | $1,755,000 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 20,683 | $1,753,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 22,816 | $1,749,000 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 263,558 | $1,745,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 73,293 | $1,745,000 | dollars as filed | |
| IVERSIFIED ENERGY COMPANY P | G2891G204 | SHS NEW | 124,499 | $1,745,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 115,000 | $1,743,000 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 53,951 | $1,743,000 | dollars as filed | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 44,220 | $1,743,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 158,115 | $1,742,000 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 67,571 | $1,741,000 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 26,526 | $1,741,000 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 36,026 | $1,733,000 | dollars as filed | |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 1,200,000 | $1,732,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 18,156 | $1,729,000 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 20,000 | $1,726,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 33,241 | $1,725,000 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 60,395 | $1,724,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 14,223 | $1,724,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 202,335 | $1,724,000 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 39,209 | $1,722,000 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 27,903 | $1,718,000 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 132,092 | $1,714,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 1,827,000 | $1,714,000 | dollars as filed | principal |
| Intuit Inc. | 461202103 | COM | 2,500 | $1,707,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 24,739 | $1,706,000 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 23,230 | $1,704,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 29,638 | $1,703,000 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 83,034 | $1,700,000 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 84,042 | $1,700,000 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 30,071 | $1,699,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 39,379 | $1,699,000 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 37,026 | $1,696,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 21,809 | $1,694,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D812 | FT VEST TEC | 59,117 | $1,694,000 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 52,546 | $1,693,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 119,432 | $1,692,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 66,903 | $1,689,000 | dollars as filed | |
| SMARTSTOP SELF STORAG REIT I | 83192D402 | COMMON STOCK | 44,764 | $1,685,000 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 104,741 | $1,684,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 31,148 | $1,683,000 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 71,084 | $1,678,000 | dollars as filed | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 68,393 | $1,677,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 58,322 | $1,677,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 117,504 | $1,675,000 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 12,500 | $1,674,000 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 14,600 | $1,672,000 | dollars as filed | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 21,829 | $1,671,000 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 65,402 | $1,668,000 | dollars as filed | |
| NANO NUCLEAR ENERGY INC | 63010H108 | COM | 43,210 | $1,666,000 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 137,482 | $1,666,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 260,940 | $1,663,000 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 20,978 | $1,662,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 32,940 | $1,662,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 45,657 | $1,659,000 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 55,076 | $1,659,000 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 214,538 | $1,657,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 158,205 | $1,653,000 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 219,058 | $1,652,000 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 37,500 | $1,652,000 | dollars as filed | put |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 51,756 | $1,642,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 742,186 | $1,641,000 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 13,178 | $1,633,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,000 | $1,629,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X739 | BLOOMBERG AI ETF | 41,207 | $1,628,000 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 72,921 | $1,626,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 32,195 | $1,626,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 46,232 | $1,626,000 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 1,226,000 | $1,626,000 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 19,375 | $1,625,000 | dollars as filed | |
| AVADEL PHARMACEUTICALS PLC | G29687103 | COM SHS | 105,868 | $1,617,000 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 84,225 | $1,615,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 184,219 | $1,614,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 406,299 | $1,613,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 29,195 | $1,613,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 65,005 | $1,607,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072687 | AVANTIS SHFXDINC | 34,008 | $1,606,000 | dollars as filed | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 1,605,000 | $1,605,000 | dollars as filed | principal |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 66,570 | $1,604,000 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 97,747 | $1,601,000 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 53,369 | $1,601,000 | dollars as filed | |
| SKYWEST INC COM | 830879102 | Stock | 15,890 | $1,599,000 | dollars as filed | |
| LANDBRIDGE COMPANY LLC | 514952100 | CL A | 29,836 | $1,592,000 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 351,019 | $1,590,000 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 19,644 | $1,589,000 | dollars as filed | |
| EA SERIES TRUST | 02072Q812 | MATRIX ADVISORS | 13,603 | $1,589,000 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 119,108 | $1,587,000 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 83,475 | $1,586,000 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 34,329 | $1,583,000 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 12,100 | $1,572,000 | dollars as filed | call |
| HANESBRANDS INC | 410345102 | COM | 237,815 | $1,568,000 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 63,645 | $1,568,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 96,968 | $1,566,000 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 59,199 | $1,565,000 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 39,901 | $1,565,000 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 35,335 | $1,561,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 402,619 | $1,558,000 | dollars as filed | |
| Fidelity Enhanced Large Cap Growth ETF | 31609A305 | SHS | 37,861 | $1,557,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 127,302 | $1,555,000 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 53,714 | $1,554,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 323,023 | $1,554,000 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 35,959 | $1,553,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 78,313 | $1,553,000 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 182,159 | $1,552,000 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 28,641 | $1,550,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 12,158 | $1,550,000 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 168,994 | $1,547,000 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 51,752 | $1,547,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 113,241 | $1,542,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 134,840 | $1,541,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 273,430 | $1,540,000 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 41,360 | $1,539,000 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 102,430 | $1,538,000 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 34,391 | $1,530,000 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 113,962 | $1,529,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 105,681 | $1,528,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 8,020 | $1,527,000 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 25,975 | $1,523,000 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 140,329 | $1,522,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 147,072 | $1,521,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 30,249 | $1,519,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 60,091 | $1,518,000 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 101,257 | $1,515,000 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 83,470 | $1,515,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 43,215 | $1,514,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 262,779 | $1,511,000 | dollars as filed | |
| LIVANOVA PLC | 53802LAB8 | NOTE 2.500% 3/1 | 1,405,000 | $1,510,000 | dollars as filed | principal |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 9,663 | $1,507,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 49,472 | $1,506,000 | dollars as filed | |
| BETA BIONICS INC | 08659B102 | COMMON STOCK | 75,775 | $1,506,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 69,787 | $1,505,000 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 79,197 | $1,503,000 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 66,805 | $1,503,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 172,110 | $1,495,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L800 | MDT LARGE CAP | 45,734 | $1,493,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 96,987 | $1,492,000 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 59,161 | $1,491,000 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 66,312 | $1,491,000 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 126,182 | $1,490,000 | dollars as filed | |
| CHIRON REAL ESTATE INC | 37954A303 | REIT | 44,214 | $1,490,000 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 66,672 | $1,488,000 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 89,078 | $1,482,000 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 20,000 | $1,480,000 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 5,182 | $1,480,000 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 83,068 | $1,479,000 | dollars as filed | |
| DANA INC | 235825205 | COM | 73,720 | $1,477,000 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 132,877 | $1,473,000 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,700 | $1,473,000 | dollars as filed | put |
| MESOBLAST LTD | 590717401 | SPONS ADR | 91,461 | $1,473,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 278,946 | $1,471,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 69,645 | $1,470,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 35,000 | $1,469,000 | dollars as filed | put |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 30,657 | $1,467,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 93,719 | $1,467,000 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 58,511 | $1,462,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 87,096 | $1,462,000 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 49,060 | $1,460,000 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 119,552 | $1,460,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 668,756 | $1,458,000 | dollars as filed | |
| Spectrum Brands, Inc. | 84762LAZ8 | Convertible Bond | 1,571,000 | $1,458,000 | dollars as filed | principal |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 44,238 | $1,455,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 34,737 | $1,454,000 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 29,265 | $1,454,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 28,760 | $1,454,000 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 100,000 | $1,454,000 | dollars as filed | put |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 148,337 | $1,452,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 29,090 | $1,449,000 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 47,512 | $1,447,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 280,093 | $1,444,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 24,309 | $1,444,000 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 43,760 | $1,443,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 31,926 | $1,442,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 552,306 | $1,441,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 29,206 | $1,438,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 21,373 | $1,438,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 40,255 | $1,437,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,448 | $1,437,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 24,333 | $1,436,000 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 80,106 | $1,432,000 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 60,655 | $1,430,000 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 7,188 | $1,429,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 77,959 | $1,428,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 10,871 | $1,427,000 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 170,015 | $1,426,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 27,427 | $1,424,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 26,700 | $1,423,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 88,988 | $1,423,000 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 35,026 | $1,419,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 26,761 | $1,415,000 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 53,697 | $1,411,000 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 237,186 | $1,407,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 28,852 | $1,406,000 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 185,415 | $1,406,000 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 233,700 | $1,405,000 | dollars as filed | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 71,487 | $1,404,000 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 40,682 | $1,402,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 64,468 | $1,401,000 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 95,733 | $1,400,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 30,506 | $1,399,000 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 19,500 | $1,395,000 | dollars as filed | put |
| SHELL PLC SPON ADS | 780259305 | ADR | 19,500 | $1,395,000 | dollars as filed | call |
| HEALTHSTREAM INC | 42222N103 | COM | 49,407 | $1,395,000 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 93,615 | $1,394,000 | dollars as filed | |
| SATELLOGIC INC | 80401C100 | COM CL A | 424,459 | $1,392,000 | dollars as filed | |
| KARMAN HLDGS INC COMMON STOCK | 485924104 | Stock | 19,267 | $1,391,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 49,181 | $1,389,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 23,349 | $1,388,000 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 8,969 | $1,385,000 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 75,066 | $1,381,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 99,353 | $1,381,000 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 32,050 | $1,378,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 224,189 | $1,377,000 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 26,852 | $1,376,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 95,941 | $1,374,000 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 32,367 | $1,374,000 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 38,776 | $1,369,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q682 | FUN LAR COR ETF | 21,509 | $1,368,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 28,370 | $1,367,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 90,673 | $1,366,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 17,875 | $1,365,000 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,098,569 | $1,363,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 10,987 | $1,359,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 103,198 | $1,357,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y337 | EUROP DEFEN FD | 40,277 | $1,357,000 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 33,006 | $1,356,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 18,892 | $1,355,000 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 123,086 | $1,353,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 25,289 | $1,352,000 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 6,800 | $1,348,000 | dollars as filed | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 51,154 | $1,347,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 247,678 | $1,345,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 20,843 | $1,344,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 11,055 | $1,343,000 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 127,386 | $1,340,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 574,267 | $1,337,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 1,363,000 | $1,337,000 | dollars as filed | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 140,686 | $1,334,000 | dollars as filed | |
| ISHARES TR | 46438G372 | IBONDS DEC 2035 | 51,213 | $1,334,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 64,197 | $1,334,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 17,153 | $1,333,000 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 29,581 | $1,332,000 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 26,661 | $1,328,000 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 165,872 | $1,325,000 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 49,671 | $1,324,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 5,260 | $1,320,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 30,000 | $1,319,000 | dollars as filed | put |
| TRUPANION INC | 898202106 | COM | 30,497 | $1,319,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 21,921 | $1,314,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 23,454 | $1,312,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 277,811 | $1,311,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 49,661 | $1,307,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 153,966 | $1,302,000 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 43,161 | $1,302,000 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 75,013 | $1,298,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 35,490 | $1,296,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 25,682 | $1,295,000 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 40,843 | $1,295,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 477,545 | $1,294,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W775 | BULL 2032 HI ETF | 50,091 | $1,292,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 121,466 | $1,290,000 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 60,732 | $1,289,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 291,459 | $1,288,000 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 15,968 | $1,285,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 57,211 | $1,284,000 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 114,940 | $1,284,000 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 224,886 | $1,282,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 52,845 | $1,279,000 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 101,666 | $1,276,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 26,618 | $1,276,000 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 25,787 | $1,276,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 11,613 | $1,276,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 343,375 | $1,274,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 95,016 | $1,268,000 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 59,096 | $1,268,000 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 51,857 | $1,266,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 17,000 | $1,265,000 | dollars as filed | call |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 93,012 | $1,264,000 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 58,662 | $1,263,000 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 62,658 | $1,262,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 88,240 | $1,261,000 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 30,088 | $1,256,000 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 38,072 | $1,255,000 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 98,716 | $1,253,000 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 18,300 | $1,253,000 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,200 | $1,251,000 | dollars as filed | put |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 45,450 | $1,250,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 140,325 | $1,249,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 170,498 | $1,248,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 16,946 | $1,245,000 | dollars as filed | |
| HEARTFLOW INC | 42238D107 | COM | 36,945 | $1,244,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 24,296 | $1,244,000 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 358,219 | $1,243,000 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,300 | $1,241,000 | dollars as filed | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 318,832 | $1,237,000 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 45,643 | $1,235,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 43,868 | $1,234,000 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 5,000 | $1,233,000 | dollars as filed | put |
| Accenture Plc Class A | G1151C101 | COM | 5,000 | $1,233,000 | dollars as filed | call |
| V2X INC | 92242T101 | COM | 21,192 | $1,231,000 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 81,400 | $1,228,000 | dollars as filed | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 79,245 | $1,228,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528405 | ISHA FLOA LN ETF | 23,574 | $1,228,000 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 8,681 | $1,225,000 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 30,499 | $1,225,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 11,586 | $1,224,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 253,933 | $1,224,000 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 37,971 | $1,223,000 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 52,364 | $1,221,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 14,507 | $1,221,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W817 | BULL 2031 HI ETF | 45,543 | $1,220,000 | dollars as filed | |
| CANTOR EQUITY PARTNERS II IN | G1827P106 | CL A ORD SHS | 116,100 | $1,220,000 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 78,220 | $1,219,000 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 20,749 | $1,217,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 37,049 | $1,216,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 49,270 | $1,215,000 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 10,000 | $1,214,000 | dollars as filed | call |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 78,214 | $1,214,000 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,400 | $1,207,000 | dollars as filed | put |
| EVERQUOTE INC | 30041R108 | COM CL A | 52,737 | $1,206,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 52,588 | $1,204,000 | dollars as filed | |
| MORGAN STANLEY DIRECT LENDIN | 61774A103 | Common Stock | 74,861 | $1,204,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 55,651 | $1,200,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 50,703 | $1,200,000 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,000 | $1,199,000 | dollars as filed | put |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 56,363 | $1,199,000 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 18,683 | $1,197,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 28,752 | $1,196,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 26,700 | $1,195,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 855,000 | $1,194,000 | dollars as filed | principal |
| METHANEX CORP COM | 59151K108 | Stock | 30,000 | $1,193,000 | dollars as filed | put |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 23,142 | $1,192,000 | dollars as filed | |
| EA SERIES TRUST | 02072L276 | SEQU GLO VAL ETF | 38,309 | $1,192,000 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 127,592 | $1,190,000 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 60,100 | $1,190,000 | dollars as filed | call |
| HARROW INC | 415858109 | COM | 24,683 | $1,189,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 29,758 | $1,188,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 30,285 | $1,187,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 35,791 | $1,186,000 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 6,648 | $1,182,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 256,451 | $1,180,000 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 24,761 | $1,180,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 170,203 | $1,177,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 51,186 | $1,175,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 26,373 | $1,174,000 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 45,401 | $1,174,000 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 8,893 | $1,170,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 13,473 | $1,170,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 12,620 | $1,170,000 | dollars as filed | |
| KORN FERRY COM NEW | 500643200 | Stock | 16,724 | $1,169,000 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 34,595 | $1,168,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 68,334 | $1,168,000 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 67,514 | $1,166,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 36,541 | $1,165,000 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 66,479 | $1,163,000 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 41,241 | $1,163,000 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 17,555 | $1,162,000 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 43,178 | $1,159,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 96,549 | $1,159,000 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 61,207 | $1,157,000 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R833 | EATON VANCE FLTG | 23,297 | $1,157,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T826 | GLOBAL INFRASCTR | 29,717 | $1,157,000 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 116,531 | $1,157,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505475 | RANG NUCL RE ETF | 17,785 | $1,156,000 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 41,925 | $1,155,000 | dollars as filed | |
| ALICO INC | 016230104 | COM | 33,312 | $1,155,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 26,901 | $1,154,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 19,483 | $1,154,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 41,035 | $1,153,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 220,553 | $1,152,000 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 9,552 | $1,152,000 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 10,485 | $1,150,000 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 56,050 | $1,148,000 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 9,100 | $1,147,000 | dollars as filed | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 356,665 | $1,145,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 592,358 | $1,144,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 34,075 | $1,143,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 9,679 | $1,143,000 | dollars as filed | |
| ZYNEX INC | 98986MAD5 | NOTE 5.000% 5/1 | 2,000,000 | $1,143,000 | dollars as filed | principal |
| MIDDLEBYCORP | 596278101 | STOK | 8,599 | $1,142,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 57,735 | $1,137,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 53,339 | $1,136,000 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 17,352 | $1,136,000 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 14,000 | $1,135,000 | dollars as filed | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 242,672 | $1,133,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 42,722 | $1,132,000 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 6,886 | $1,130,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 27,950 | $1,129,000 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 161,645 | $1,127,000 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 137,508 | $1,125,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V625 | US COR EQU 1 ETF | 15,637 | $1,125,000 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 74,612 | $1,124,000 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 90,617 | $1,124,000 | dollars as filed | |
| LISTED FD TR | 53656F607 | COM | 18,849 | $1,118,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 15,260 | $1,118,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 126,482 | $1,117,000 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 33,564 | $1,117,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 32,876 | $1,115,000 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 90,833 | $1,115,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 420,819 | $1,115,000 | dollars as filed | |
| MILLROSE PPTYS INC COM CL A | 601137102 | REIT | 33,125 | $1,113,000 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 45,717 | $1,112,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 20,273 | $1,110,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 21,301 | $1,109,000 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 15,075 | $1,107,000 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 30,788 | $1,106,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 709,098 | $1,106,000 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 17,210 | $1,105,000 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 16,696 | $1,103,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 110,192 | $1,102,000 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 21,268 | $1,102,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 21,585 | $1,100,000 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 44,867 | $1,097,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 66,877 | $1,096,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 518,551 | $1,094,000 | dollars as filed | |
| QIAGEN NV | N72482206 | COM SHS | 24,489 | $1,093,000 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 927 | $1,089,000 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 25,329 | $1,089,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 114,798 | $1,089,000 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 111,052 | $1,089,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 202,412 | $1,087,000 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 52,050 | $1,084,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 320,628 | $1,083,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 97,205 | $1,082,000 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 60,549 | $1,078,000 | dollars as filed | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 122,389 | $1,078,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 236,829 | $1,075,000 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 30,789 | $1,075,000 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 33,485 | $1,074,000 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 46,932 | $1,073,000 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 424,991 | $1,071,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC FD | 92838U801 | COM NEW | 78,190 | $1,070,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 43,844 | $1,070,000 | dollars as filed | |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | 921935870 | ETF | 10,479 | $1,068,000 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 299,554 | $1,060,000 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 31,541 | $1,060,000 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 50,040 | $1,059,000 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,000 | $1,057,000 | dollars as filed | call |
| CHIME FINL INC COM SHS CL A | 16935C109 | Stock | 52,245 | $1,054,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 24,946 | $1,054,000 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 94,864 | $1,053,000 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 181,611 | $1,053,000 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 45,319 | $1,052,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 102,792 | $1,051,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 23,758 | $1,047,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 15,000 | $1,046,000 | dollars as filed | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 65,804 | $1,046,000 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 22,393 | $1,042,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 14,876 | $1,040,000 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 32,584 | $1,038,000 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 107,719 | $1,036,000 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 102,888 | $1,034,000 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 13,912 | $1,032,000 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 34,958 | $1,030,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P645 | FRANKLIN FTSE | 32,081 | $1,030,000 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 22,660 | $1,029,000 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 5,887 | $1,028,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 11,692 | $1,028,000 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800UAB0 | NOTE 3.500% 3/0 | 1,000,000 | $1,024,000 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 38,299 | $1,023,000 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 34,800 | $1,021,000 | dollars as filed | put |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 1,007,000 | $1,021,000 | dollars as filed | principal |
| COMPASS INC | 20464U100 | CL A | 127,179 | $1,021,000 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 145,299 | $1,021,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 68,032 | $1,020,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 27,398 | $1,020,000 | dollars as filed | |
| BLACKLINE INC | 09239BAF6 | NOTE 1.000% 6/0 | 985,000 | $1,020,000 | dollars as filed | principal |
| AMERICAS CAR-MART INC | 03062T105 | COM | 34,942 | $1,020,000 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 1,050,000 | $1,020,000 | dollars as filed | principal |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 293,717 | $1,019,000 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 7,600 | $1,018,000 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 26,175 | $1,018,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 25,124 | $1,017,000 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 16,598 | $1,014,000 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 157,053 | $1,013,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 61,153 | $1,011,000 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 52,265 | $1,008,000 | dollars as filed | |
| GLOBAL X FDS | 37960A453 | RUSSELL 2000 ETF | 10,588 | $1,008,000 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 154,377 | $1,006,000 | dollars as filed | |
| DBX ETF TR | 23306X795 | XTRACKERS S&P | 39,359 | $1,006,000 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 101,926 | $1,005,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 174,579 | $1,004,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 20,265 | $1,003,000 | dollars as filed | |
| OR ROYALTIES INC. COM SHS | 68390D106 | Stock | 25,000 | $1,002,000 | dollars as filed | put |
| CODEXIS INC | 192005106 | COM | 410,133 | $1,001,000 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 9,526 | $1,000,000 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 39,871 | $999,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 187,375 | $999,000 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 86,254 | $998,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 90,514 | $997,000 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 93,345 | $995,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 173,202 | $992,000 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 15,345 | $990,000 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 99,340 | $989,000 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 57,925 | $989,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-042265 | this filing | 2025-11-14 | acceptance time not in the bulk data set |