13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 7,306 holding rows worth $610,244,854,000.
- Accession
- 0001140361-25-042265
- Filer
- CIK 1000275
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 27,742 entries on the cover page, a total value of $610,244,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $610,244,854,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 54,204 | $6,217,000 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 74,590 | $6,207,000 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 110,570 | $6,178,000 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 119,273 | $6,139,000 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 82,400 | $6,138,000 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 101,593 | $6,122,000 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 20,000 | $6,096,000 | dollars as filed | call |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 222,975 | $6,089,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 119,311 | $6,074,000 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 82,848 | $6,073,000 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 98,879 | $6,068,000 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 170,789 | $6,064,000 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 312,792 | $6,060,000 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 21,577 | $6,059,000 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 217,430 | $6,046,000 | dollars as filed | |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 5,969,000 | $6,036,000 | dollars as filed | principal |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 197,116 | $6,032,000 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 3,000,000 | $6,020,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 99,363 | $6,019,000 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 816,988 | $6,013,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,693,980 | $6,007,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 257,355 | $5,997,000 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 45,000 | $5,997,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 59,528 | $5,997,000 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 134,689 | $5,994,000 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 66,589 | $5,978,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 91,200 | $5,966,000 | dollars as filed | call |
| SNDL INC | 83307B101 | COM | 2,224,510 | $5,961,000 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 62,119 | $5,958,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 294,402 | $5,956,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 1,700,927 | $5,953,000 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 59,143 | $5,951,000 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 87,489 | $5,945,000 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 70,740 | $5,942,000 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 223,717 | $5,938,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 257,125 | $5,937,000 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 59,200 | $5,932,000 | dollars as filed | put |
| F N B CORP | 302520101 | COM | 367,531 | $5,920,000 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 178,196 | $5,912,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 35,000 | $5,900,000 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 367,391 | $5,893,000 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 235,706 | $5,885,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 101,891 | $5,879,000 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 14,768 | $5,873,000 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 88,178 | $5,873,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 100,000 | $5,872,000 | dollars as filed | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 70,692 | $5,871,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 146,662 | $5,864,000 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 421,523 | $5,859,000 | dollars as filed | |
| iShares iBonds 2028 Term HY & Inc ETF | 46436E387 | SHS | 245,304 | $5,852,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 5,276,000 | $5,851,000 | dollars as filed | principal |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 164,618 | $5,848,000 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 103,265 | $5,843,000 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 609,187 | $5,842,000 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 64,589 | $5,836,000 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 75,377 | $5,829,000 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 90,616 | $5,822,000 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 377,153 | $5,805,000 | dollars as filed | |
| AMENTUM HOLDINGS INC COM | 023939101 | Stock | 242,056 | $5,798,000 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 64,800 | $5,791,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 113,691 | $5,770,000 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 57,026 | $5,755,000 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,529,000 | $5,741,000 | dollars as filed | principal |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 63,080 | $5,739,000 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 176,140 | $5,733,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 322,491 | $5,731,000 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 33,563 | $5,709,000 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 206,127 | $5,706,000 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 51,500 | $5,704,000 | dollars as filed | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 176,638 | $5,699,000 | dollars as filed | |
| IVLU | 46435G409 | COM | 160,610 | $5,698,000 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 45,464 | $5,697,000 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 312,305 | $5,684,000 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 511,869 | $5,677,000 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 156,860 | $5,672,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 108,454 | $5,670,000 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 139,274 | $5,662,000 | dollars as filed | |
| SLIDE INS HLDGS INC | 831349105 | COM | 357,992 | $5,651,000 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 74,985 | $5,638,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P846 | SPDR BLACKSTONE | 196,507 | $5,630,000 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 91,362 | $5,627,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 54,147 | $5,625,000 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 55,098 | $5,624,000 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 416,679 | $5,621,000 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 922,066 | $5,615,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 200,000 | $5,604,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 56,643 | $5,604,000 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 76,400 | $5,597,000 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 122,890 | $5,592,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 27,343 | $5,581,000 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 56,117 | $5,580,000 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 442,605 | $5,577,000 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 16,900 | $5,575,000 | dollars as filed | put |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 243,826 | $5,552,000 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,336 | $5,550,000 | dollars as filed | principal |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 231,710 | $5,547,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 57,100 | $5,543,000 | dollars as filed | call |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 304,136 | $5,521,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L305 | US STRATEGIC DIV | 192,683 | $5,515,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 50,829 | $5,512,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 258,952 | $5,506,000 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 130,089 | $5,474,000 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 547,901 | $5,457,000 | dollars as filed | |
| LUCID GROUP INC COM NEW | 549498202 | Stock | 229,371 | $5,456,000 | dollars as filed | |
| LEGENCE CORP | 52476L109 | CL A | 176,388 | $5,435,000 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 483,677 | $5,418,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 256,209 | $5,414,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 225,134 | $5,408,000 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 77,580 | $5,404,000 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 372,176 | $5,404,000 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 62,516 | $5,403,000 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 40,300 | $5,396,000 | dollars as filed | call |
| FRESHPET INC COM | 358039105 | Stock | 97,833 | $5,391,000 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 197,825 | $5,390,000 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 443,255 | $5,385,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 1,936,387 | $5,383,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 450,000 | $5,382,000 | dollars as filed | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 424,954 | $5,380,000 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 249,593 | $5,371,000 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 98,066 | $5,365,000 | dollars as filed | |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 5,332,000 | $5,335,000 | dollars as filed | principal |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 597,226 | $5,327,000 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 217,863 | $5,326,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 209,567 | $5,326,000 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 167,356 | $5,325,000 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 45,401 | $5,305,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 366,706 | $5,288,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 142,022 | $5,287,000 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 211,971 | $5,276,000 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 402,366 | $5,275,000 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 240,072 | $5,270,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 120,217 | $5,269,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 976,697 | $5,265,000 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 56,290 | $5,264,000 | dollars as filed | |
| LIFE360 INC | 532206109 | COM | 49,514 | $5,263,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U653 | FT VEST US EQT | 136,280 | $5,262,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 97,971 | $5,257,000 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 280,415 | $5,233,000 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 157,105 | $5,224,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 222,438 | $5,224,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 235,587 | $5,202,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 35,000 | $5,201,000 | dollars as filed | put |
| FORTUNA MNG CORP COM NEW | 349942102 | Stock | 579,650 | $5,193,000 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 221,944 | $5,188,000 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 59,968 | $5,187,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 3,186,000 | $5,170,000 | dollars as filed | principal |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 162,041 | $5,168,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 385,681 | $5,165,000 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 62,898 | $5,164,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 89,824 | $5,164,000 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 144,105 | $5,161,000 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 620,962 | $5,160,000 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 114,112 | $5,145,000 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 480,970 | $5,141,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 77,933 | $5,137,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 395,341 | $5,131,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 91,586 | $5,119,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 371,128 | $5,118,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 90,852 | $5,097,000 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 89,437 | $5,094,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 53,659 | $5,088,000 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 157,181 | $5,079,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 144,178 | $5,074,000 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 70,000 | $5,059,000 | dollars as filed | put |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 100,609 | $5,051,000 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 536,724 | $5,045,000 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 28,200 | $5,040,000 | dollars as filed | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 319,199 | $5,040,000 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 25,505 | $5,040,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 914,329 | $5,038,000 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 409,595 | $5,034,000 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 1,235,534 | $5,030,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 5,104,000 | $5,030,000 | dollars as filed | principal |
| NEWS CORP NEW | 65249B208 | CL B | 145,430 | $5,026,000 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 30,000 | $5,020,000 | dollars as filed | put |
| CIDARA THERAPEUTICS INC | 171757206 | COM NEW | 52,381 | $5,016,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 107,393 | $5,010,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 556,908 | $5,001,000 | dollars as filed | |
| EVERUS CONSTR GROUP COM | 300426103 | Stock | 58,252 | $4,996,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 28,868 | $4,986,000 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 145,000 | $4,984,000 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 103,370 | $4,984,000 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 370,590 | $4,981,000 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 3,992,000 | $4,973,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 194,040 | $4,962,000 | dollars as filed | |
| ENOVIS CORPORATION | 194014AB2 | NOTE 3.875%10/1 | 5,036,000 | $4,953,000 | dollars as filed | principal |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 58,233 | $4,952,000 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 261,739 | $4,949,000 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 5,972 | $4,946,000 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 325,897 | $4,927,000 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 165,616 | $4,908,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,571,845 | $4,904,000 | dollars as filed | |
| MAGNERA CORP | 55939A107 | COMMON STOCK | 418,225 | $4,901,000 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 162,708 | $4,892,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 157,372 | $4,880,000 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 382,724 | $4,879,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,000 | $4,871,000 | dollars as filed | put |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 97,407 | $4,869,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 160,085 | $4,866,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 4,871,000 | $4,861,000 | dollars as filed | principal |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 53,638 | $4,848,000 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 64,070 | $4,847,000 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 221,799 | $4,846,000 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 187,528 | $4,843,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 120,545 | $4,839,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 115,221 | $4,835,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 235,427 | $4,834,000 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 291,652 | $4,821,000 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 55,601 | $4,809,000 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 60,062 | $4,785,000 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 26,441 | $4,785,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 79,692 | $4,784,000 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 183,996 | $4,776,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 147,917 | $4,776,000 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 82,500 | $4,769,000 | dollars as filed | call |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 96,923 | $4,752,000 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 381,023 | $4,752,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 74,455 | $4,732,000 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 180,600 | $4,732,000 | dollars as filed | put |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 53,335 | $4,728,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 126,884 | $4,728,000 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 111,671 | $4,728,000 | dollars as filed | |
| COLLECTIVE MINING LTD | 19425C100 | COM | 327,139 | $4,727,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 84,088 | $4,722,000 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,900 | $4,709,000 | dollars as filed | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 174,260 | $4,704,000 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 46,987 | $4,701,000 | dollars as filed | |
| THE ALGER ETF TRUST | 015564503 | AI ENABLERS ADOP | 125,277 | $4,698,000 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J304 | COM NEW | 255,944 | $4,689,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 128,427 | $4,684,000 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 52,264 | $4,682,000 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 69,400 | $4,670,000 | dollars as filed | put |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 241,894 | $4,664,000 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 24,300 | $4,663,000 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 188,030 | $4,663,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 62,151 | $4,655,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 64,793 | $4,651,000 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 69,996 | $4,650,000 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 233,244 | $4,646,000 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 71,713 | $4,642,000 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 77,600 | $4,632,000 | dollars as filed | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 395,519 | $4,624,000 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 357,362 | $4,617,000 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 238,440 | $4,595,000 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 338,631 | $4,588,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y607 | SHOR DUR MUN ETF | 173,907 | $4,584,000 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 247,642 | $4,576,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 74,235 | $4,575,000 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 373,579 | $4,573,000 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 95,231 | $4,558,000 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 211,149 | $4,550,000 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 184,500 | $4,539,000 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 308,717 | $4,533,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 4,724,000 | $4,529,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 39,443 | $4,507,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 156,843 | $4,506,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 991,343 | $4,501,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 67,476 | $4,491,000 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 14,023 | $4,483,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 40,642 | $4,478,000 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 112,288 | $4,477,000 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 26,756 | $4,473,000 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 187,335 | $4,472,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 751,235 | $4,470,000 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 25,400 | $4,465,000 | dollars as filed | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 701,695 | $4,456,000 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 494,409 | $4,447,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 192,460 | $4,438,000 | dollars as filed | |
| GLOBAL PMTS INC | 37940XAU6 | NOTE 1.500% 3/0 | 4,834,000 | $4,424,000 | dollars as filed | principal |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 155,885 | $4,419,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 506,765 | $4,414,000 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 47,631 | $4,411,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 254,161 | $4,410,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 376,283 | $4,410,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 87,337 | $4,399,000 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 50,000 | $4,391,000 | dollars as filed | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 110,760 | $4,385,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 92,270 | $4,383,000 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 36,863 | $4,379,000 | dollars as filed | |
| JBS N.V. | N4732M103 | CL A SHS | 292,981 | $4,375,000 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 84,834 | $4,374,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 136,776 | $4,367,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 27,120 | $4,354,000 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 85,103 | $4,346,000 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 156,355 | $4,341,000 | dollars as filed | |
| LINDSAY CORPORATION | 535555106 | COM | 30,850 | $4,336,000 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 81,287 | $4,334,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 205,338 | $4,326,000 | dollars as filed | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 59,287 | $4,321,000 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 46,911 | $4,317,000 | dollars as filed | |
| FLUTTER ENTMT PLC SHS | G3643J108 | Stock | 16,900 | $4,293,000 | dollars as filed | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 44,633 | $4,289,000 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 114,203 | $4,288,000 | dollars as filed | |
| VALUED ADVISERS TR | 92046L353 | KOVITZ CORE EQT | 166,833 | $4,282,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 4,700,000 | $4,277,000 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 4,538,000 | $4,273,000 | dollars as filed | principal |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 62,509 | $4,261,000 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 31,604 | $4,257,000 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 110,986 | $4,255,000 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 102,207 | $4,251,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 81,311 | $4,249,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 207,390 | $4,247,000 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 104,482 | $4,246,000 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 119,128 | $4,241,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 99,300 | $4,240,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 3,952,000 | $4,230,000 | dollars as filed | principal |
| KINROSS GOLD CORP | 496902404 | COM | 170,000 | $4,225,000 | dollars as filed | put |
| ARHAUS INC | 04035M102 | COMMON STOCK | 396,743 | $4,217,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 258,661 | $4,216,000 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 62,500 | $4,213,000 | dollars as filed | put |
| AB ACTIVE ETFS INC | 00039J202 | TAX AWARE SHRT | 165,691 | $4,199,000 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 87,254 | $4,198,000 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 102,229 | $4,192,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 145,000 | $4,192,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 150,686 | $4,192,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 549,205 | $4,185,000 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 250,176 | $4,180,000 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 68,700 | $4,176,000 | dollars as filed | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 45,107 | $4,169,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 17,789 | $4,159,000 | dollars as filed | |
| WEX INC | 96208T104 | COM | 26,405 | $4,159,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 4,452,000 | $4,158,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 89,032 | $4,149,000 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 25,074 | $4,148,000 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 57,147 | $4,136,000 | dollars as filed | |
| CONCENTRA GROUP HOLDINGS PAR | 20603L102 | COMMON STOCK | 197,623 | $4,136,000 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 27,656 | $4,123,000 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 129,900 | $4,115,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 23,517 | $4,107,000 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 716,388 | $4,090,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 35,053 | $4,090,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 64,084 | $4,078,000 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 346,226 | $4,062,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 145,989 | $4,055,000 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 24,068 | $4,043,000 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 109,555 | $4,041,000 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 142,572 | $4,041,000 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 77,803 | $4,040,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 120,786 | $4,039,000 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 4,240,000 | $4,032,000 | dollars as filed | principal |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 94,345 | $4,031,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 173,989 | $4,018,000 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 30,483 | $4,015,000 | dollars as filed | |
| OR ROYALTIES INC. COM SHS | 68390D106 | Stock | 100,000 | $4,008,000 | dollars as filed | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 235,110 | $4,001,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 92,802 | $3,996,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 58,766 | $3,992,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 75,036 | $3,983,000 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 46,545 | $3,982,000 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 47,517 | $3,981,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F490 | MULTI STRATEGY | 174,684 | $3,981,000 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 213,343 | $3,978,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 254,808 | $3,970,000 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 45,000 | $3,963,000 | dollars as filed | put |
| CORVEL CORP COM | 221006109 | Stock | 50,965 | $3,945,000 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 82,441 | $3,936,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 78,640 | $3,934,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 303,055 | $3,934,000 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 392,890 | $3,928,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 57,572 | $3,928,000 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 27,700 | $3,919,000 | dollars as filed | call |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 359,449 | $3,904,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 353,445 | $3,903,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 34,903 | $3,903,000 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 30,000 | $3,899,000 | dollars as filed | put |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 55,570 | $3,897,000 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 18,812 | $3,895,000 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 140,600 | $3,892,000 | dollars as filed | put |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 509,854 | $3,880,000 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 39,021 | $3,877,000 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 135,184 | $3,876,000 | dollars as filed | |
| CIRCLE INTERNET GROUP INC | 172573107 | COM CL A | 29,215 | $3,873,000 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 101,183 | $3,868,000 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 74,150 | $3,865,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 94,311 | $3,865,000 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 202,793 | $3,859,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 185,813 | $3,839,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 294,030 | $3,837,000 | dollars as filed | |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 3,896,000 | $3,837,000 | dollars as filed | principal |
| ANGI INC | 00183L201 | CL A NEW | 235,512 | $3,829,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 3,797,000 | $3,821,000 | dollars as filed | principal |
| ARGAN INC | 04010E109 | COM | 14,097 | $3,806,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50,200 | $3,803,000 | dollars as filed | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 517,218 | $3,796,000 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 110,120 | $3,781,000 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 135,201 | $3,765,000 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 68,154 | $3,762,000 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 68,193 | $3,748,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 400,000 | $3,736,000 | dollars as filed | put |
| FULTON FINL CORP PA | 360271100 | COM | 200,060 | $3,727,000 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 315,072 | $3,708,000 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 33,000 | $3,700,000 | dollars as filed | call |
| GLOBAL X FDS | 37960A552 | INDIA ACTIVE ETF | 128,976 | $3,695,000 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 258,783 | $3,685,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H748 | CLO ETF | 69,399 | $3,685,000 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 401,318 | $3,684,000 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 27,823 | $3,683,000 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 3,746,000 | $3,677,000 | dollars as filed | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 104,886 | $3,670,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 75,124 | $3,664,000 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 60,000 | $3,658,000 | dollars as filed | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 90,913 | $3,655,000 | dollars as filed | |
| 2023 ETF SERIES TRUST | 900934100 | BRAND US CAP ETF | 109,459 | $3,652,000 | dollars as filed | |
| GRAIL INC | 384747101 | COM | 61,735 | $3,650,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 97,704 | $3,644,000 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 412,541 | $3,642,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 142,900 | $3,641,000 | dollars as filed | call |
| TORTOISE NORTH AMERICAN PIPELINE ETF | 890930308 | ETF | 99,833 | $3,639,000 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 132,533 | $3,637,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 38,029 | $3,636,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 620,340 | $3,635,000 | dollars as filed | |
| TORTOISE CAPITAL SERIES TRUS | 890930209 | ENERGY ETF | 400,032 | $3,628,000 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 19,934 | $3,620,000 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 128,490 | $3,616,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 204,356 | $3,615,000 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 69,015 | $3,611,000 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 155,855 | $3,605,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 67,517 | $3,599,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 195,468 | $3,598,000 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 210,017 | $3,592,000 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 28,396 | $3,590,000 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 43,138 | $3,586,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 86,960 | $3,586,000 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J855 | CMN | 99,815 | $3,583,000 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 65,739 | $3,581,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 252,014 | $3,564,000 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 126,983 | $3,562,000 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 104,829 | $3,562,000 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 116,092 | $3,561,000 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 17,052 | $3,556,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 57,644 | $3,555,000 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 131,828 | $3,553,000 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 232,096 | $3,549,000 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 188,280 | $3,549,000 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 167,887 | $3,545,000 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 55,673 | $3,542,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017BG8 | NOTE 0.750% 6/0 | 3,653,000 | $3,542,000 | dollars as filed | principal |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 179,597 | $3,539,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 267,791 | $3,535,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 56,391 | $3,534,000 | dollars as filed | |
| CAPITAL GROUP CONSERVATIVE E | 14020U100 | SHS | 117,239 | $3,530,000 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 53,562 | $3,528,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 71,525 | $3,527,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 125,372 | $3,522,000 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 115,730 | $3,522,000 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 239,731 | $3,512,000 | dollars as filed | |
| COHU INC | 192576106 | COM | 172,589 | $3,510,000 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 228,000 | $3,508,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 150,200 | $3,500,000 | dollars as filed | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 369,232 | $3,493,000 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 191,687 | $3,482,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 3,597,000 | $3,482,000 | dollars as filed | principal |
| OGE ENERGY CORP | 670837103 | COM | 75,171 | $3,478,000 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 3,670,000 | $3,477,000 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 41,680 | $3,476,000 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 47,067 | $3,470,000 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 60,000 | $3,468,000 | dollars as filed | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 85,037 | $3,462,000 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 139,394 | $3,461,000 | dollars as filed | |
| JEFFERSON CAPITAL INC | 47248R103 | COMMON STOCK | 200,181 | $3,455,000 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 53,579 | $3,440,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 45,983 | $3,440,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H649 | ALTE ASSE MA ETF | 124,414 | $3,437,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 125,926 | $3,436,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 3,476,000 | $3,429,000 | dollars as filed | principal |
| INVESCO EXCH TRD SLF IDX FD | 46139W825 | BUL 2033 COR ETF | 159,532 | $3,425,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 68,026 | $3,417,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 36,227 | $3,417,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 456,719 | $3,416,000 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 63,793 | $3,415,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 53,011 | $3,406,000 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 33,015 | $3,400,000 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 179,608 | $3,400,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 618,420 | $3,395,000 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 484,080 | $3,393,000 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 230,889 | $3,393,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 593,770 | $3,389,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 15,000 | $3,383,000 | dollars as filed | call |
| BXP INC COM | 101121101 | REIT | 45,500 | $3,382,000 | dollars as filed | put |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 228,544 | $3,380,000 | dollars as filed | |
| RBB FUND TRUST | 75526L845 | ADVENT CONV BD | 125,559 | $3,378,000 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,554,813 | $3,375,000 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 135,061 | $3,362,000 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 129,654 | $3,361,000 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 28,015 | $3,358,000 | dollars as filed | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 70,670 | $3,349,000 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 118,086 | $3,342,000 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 158,418 | $3,333,000 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 43,730 | $3,330,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 526,400 | $3,327,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729854 | mc | 65,459 | $3,324,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 185,013 | $3,318,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 11,275 | $3,318,000 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 172,672 | $3,316,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 34,196 | $3,315,000 | dollars as filed | |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 142,299 | $3,312,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 47,403 | $3,312,000 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 146,207 | $3,308,000 | dollars as filed | |
| CORE NATURAL RESOURCES INC | 218937100 | COM SHS | 39,629 | $3,307,000 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 112,625 | $3,307,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-042265 | this filing | 2025-11-14 | acceptance time not in the bulk data set |