13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 7,306 holding rows worth $610,244,854,000.
- Accession
- 0001140361-25-042265
- Filer
- CIK 1000275
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 27,742 entries on the cover page, a total value of $610,244,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $610,244,854,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATHANS FAMOUS INC NEW | 632347100 | COM | 294 | $33,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 1,000 | $33,000 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 8,587 | $33,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,682 | $33,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 750 | $33,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 796 | $33,000 | dollars as filed | |
| MIND TECHNOLOGY INC | 602566309 | COM NEW | 4,025 | $33,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 1,672 | $33,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | G2125H101 | SHS | 7,000 | $33,000 | dollars as filed | |
| ISHARES TR | 46436E411 | PARI ALI CLI ETF | 463 | $33,000 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 2,079 | $33,000 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $32,000 | dollars as filed | call |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 1,127 | $32,000 | dollars as filed | |
| RAPPORT THERAPEUTICS INC COM | 75383L102 | Stock | 1,092 | $32,000 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,413 | $32,000 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 5,944 | $32,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 3,224 | $32,000 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 2,218 | $32,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 4,483 | $32,000 | dollars as filed | |
| GLOBAL X FDS | 37960A180 | RENE EN PROD ETF | 1,002 | $32,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 562 | $32,000 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 1,239 | $31,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 9,766 | $31,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 3,693 | $31,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 766 | $31,000 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 708 | $31,000 | dollars as filed | |
| WHITEFIBER INC | G96115103 | COMMON STOCK | 1,150 | $31,000 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 1,123 | $31,000 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 991 | $31,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 1,788 | $31,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 296 | $31,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $31,000 | dollars as filed | principal |
| ROUNDHILL ETF TRUST | 77926X874 | CHINA MAGNFCNT | 1,100 | $31,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $31,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 343 | $31,000 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 14,830 | $30,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 1,183 | $30,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 3,551 | $30,000 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,720 | $30,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524656 | CRYPTO THEMATIC | 386 | $30,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $30,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 4,123 | $30,000 | dollars as filed | |
| VYOME HOLDINGS INC | 92943X104 | COM | 5,856 | $30,000 | dollars as filed | |
| KIMCO REALTY CORP | 49446R687 | DP CV CL N 7.25% | 500 | $30,000 | dollars as filed | principal |
| ISHARES TR | 46438G349 | S&P 500 3 CAPPED | 1,000 | $30,000 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 545 | $29,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 23,258 | $29,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 3,967 | $29,000 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 3,484 | $29,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 1,320 | $29,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 588 | $29,000 | dollars as filed | |
| SPROTT FDS TR | 85208P402 | SPROTT CRITICAL | 1,140 | $29,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 449 | $29,000 | dollars as filed | |
| TEEKAY CORPORATION LTD | G8726T105 | SHS | 3,467 | $29,000 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 5,543 | $29,000 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 609 | $29,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 33,000 | $29,000 | dollars as filed | principal |
| ISHARES TR | 46438G430 | MSCI WO SMAL ETF | 952 | $29,000 | dollars as filed | |
| VOLATILITY SHS TR | 92864M798 | 2X ETHER ETF NEW | 220 | $29,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 3,362 | $28,000 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 9,942 | $28,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 4,133 | $28,000 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 1,231 | $28,000 | dollars as filed | |
| Vicarious Surgical Inc. | 92561V208 | Class A common stock | 5,054 | $28,000 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 16,938 | $28,000 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 306 | $28,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 1,741 | $28,000 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 5,840 | $28,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 7,905 | $28,000 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 1,715 | $28,000 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,481 | $28,000 | dollars as filed | |
| COMMUNITY WEST BANCSHARES | 203937107 | COMMON STOCK | 1,359 | $28,000 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 828 | $28,000 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,020 | $28,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U679 | FT VEST US EQT | 753 | $28,000 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 575 | $28,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 700 | $28,000 | dollars as filed | |
| BIOHARVEST SCIENCES INC | 09076J207 | COM NEW | 3,009 | $28,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 4,218 | $27,000 | dollars as filed | |
| LATAM AIRLINES GROUP SA SPONSORED ADR | 51817R205 | ADR | 607 | $27,000 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 5,209 | $27,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 30,824 | $27,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,911 | $27,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 700 | $27,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 900 | $27,000 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 642 | $27,000 | dollars as filed | |
| BALLY S CORP | 05875B304 | COMMON STOCK | 2,444 | $27,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,007 | $27,000 | dollars as filed | |
| NEW HORIZON AIRCRAFT LTD | 64550A107 | COM | 10,552 | $27,000 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 38,995 | $27,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N825 | S&P 500 BUFFER | 903 | $27,000 | dollars as filed | |
| WEBS ETF TR | 87166N866 | ENER XLE DEF ETF | 982 | $27,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 608 | $27,000 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 940 | $26,000 | dollars as filed | |
| KINDERCARE LEARNING COMPANIES COM | 49456W105 | Stock | 3,984 | $26,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45784N643 | EQUITY DEFND 1YR | 975 | $26,000 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 1,925 | $26,000 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,174 | $26,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K752 | OAK ULTRASHORT | 512 | $26,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 1,393 | $26,000 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 389 | $26,000 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 487 | $26,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 9,979 | $26,000 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 838 | $26,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 541 | $26,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,159 | $26,000 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 592 | $26,000 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 499 | $26,000 | dollars as filed | |
| GOTHAM 1000 VALUE ETF | 886364520 | ETF | 1,000 | $26,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 6,144 | $26,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 1,212 | $26,000 | dollars as filed | |
| CHAGEE HLDGS LTD | 15743P104 | SPONSORED ADS | 1,587 | $26,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 3,930 | $26,000 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 5,472 | $26,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,758 | $25,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 672 | $25,000 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,237 | $25,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 600 | $25,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $25,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,979 | $25,000 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,602 | $25,000 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 464 | $25,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L404 | TOTA RETU BD ETF | 966 | $25,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 534 | $25,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E740 | CMN | 1,465 | $25,000 | dollars as filed | |
| ISHARES TR | 46438G786 | LIFEPATH TGT2045 | 691 | $25,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 27,927 | $25,000 | dollars as filed | |
| THUMZUP MEDIA CORPORATION | 88604J103 | COM | 5,000 | $25,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 16,175 | $24,000 | dollars as filed | |
| VERTICAL AEROSPACE LTD SHS NEW | G9471C206 | Stock | 4,607 | $24,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 593 | $24,000 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,489 | $24,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N744 | REX FA IN EQ ETF | 509 | $24,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,786 | $24,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 971 | $24,000 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 468 | $24,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,193 | $24,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 500 | $24,000 | dollars as filed | principal |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 6,360 | $24,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,259 | $24,000 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 594 | $23,000 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 3,106 | $23,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 14,400 | $23,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,768 | $23,000 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,367 | $23,000 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,723 | $23,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 4,473 | $23,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 11,005 | $23,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 550 | $23,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 551 | $23,000 | dollars as filed | |
| AIRO GROUP HLDGS INC | 009422106 | COM | 1,173 | $23,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,786 | $23,000 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 1,260 | $23,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 1,918 | $23,000 | dollars as filed | |
| ELEVATION SERIES TRUST | 210322301 | SRH RE CO CA ETF | 410 | $23,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 708 | $23,000 | dollars as filed | |
| WEBS ETF TR | 87166N775 | COMMCTN SRVC XLC | 781 | $23,000 | dollars as filed | |
| WEBS ETF TR | 87166N858 | MATERIALS XLB | 989 | $23,000 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 390 | $22,000 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 755 | $22,000 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 550 | $22,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 514 | $22,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 3,298 | $22,000 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 1,900 | $22,000 | dollars as filed | call |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 585 | $22,000 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45783Y665 | GRADIENT TACTIC | 839 | $22,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P622 | STATE STREET IG | 850 | $22,000 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 108 | $22,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 805 | $22,000 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 440 | $22,000 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 12,026 | $22,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 922 | $22,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 223 | $22,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 539 | $22,000 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1,000 | $22,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 542 | $22,000 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 350 | $22,000 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 279 | $22,000 | dollars as filed | |
| PROSHARES TR | 74347G465 | NANOTECH ETF | 430 | $22,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $22,000 | dollars as filed | |
| WEBS ETF TR | 87166N817 | HEALTH CARE XLV | 855 | $22,000 | dollars as filed | |
| WEBS ETF TR | 87166N825 | CONS STA XLP ETF | 949 | $22,000 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 4,459 | $21,000 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 2,928 | $21,000 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,712 | $21,000 | dollars as filed | |
| RYTHM INC | 00853E404 | COM NEW | 506 | $21,000 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 3,330 | $21,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,359 | $21,000 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 66 | $21,000 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 1,998 | $21,000 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 2,126 | $21,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 402 | $21,000 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,619 | $21,000 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R858 | EATON VANCE SHRT | 413 | $21,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 435 | $21,000 | dollars as filed | |
| LESLIES INC | 527064208 | CMN | 3,903 | $21,000 | dollars as filed | |
| BINGEX LTD | 090337106 | CMN | 6,500 | $21,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC | 01626L204 | COM NEW | 2,125 | $21,000 | dollars as filed | |
| SAFE PRO GROUP INC | 78642D101 | COM | 2,990 | $21,000 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 420 | $21,000 | dollars as filed | |
| POWERBANK CORP | 73933V100 | COM SHS | 13,899 | $21,000 | dollars as filed | |
| GLOBAL X FDS | 37960A198 | AGTECH AND FOOD | 658 | $21,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,031 | $21,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 5,029 | $21,000 | dollars as filed | |
| SEPTERNA INC COM | 81734D104 | Stock | 1,083 | $20,000 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,343 | $20,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 12,400 | $20,000 | dollars as filed | |
| WEBTOON ENTMT INC | 94845U105 | COM | 1,021 | $20,000 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 791 | $20,000 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 549 | $20,000 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,063 | $20,000 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 580 | $20,000 | dollars as filed | |
| GBANK FINANCIAL HOLDINGS INC | 36166F100 | COMMON STOCK | 522 | $20,000 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 897 | $20,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 1,015 | $20,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 534 | $20,000 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 4,000 | $20,000 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 5,000 | $20,000 | dollars as filed | |
| ISHARES TR | 46436E288 | INVT GRD CORP BD | 803 | $20,000 | dollars as filed | |
| WEBS ETF TR | 87166N791 | FINL XLF DEF ETF | 763 | $20,000 | dollars as filed | |
| WEBS ETF TR | 87166N833 | CONSMR DISCRTNRY | 749 | $20,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 550 | $20,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 1,475 | $20,000 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,096 | $19,000 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 340 | $19,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R827 | 2X LONG NVDA DAI | 200 | $19,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 1,331 | $19,000 | dollars as filed | |
| WEBULL CORP | G9572D103 | ORD SHS | 1,318 | $19,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 557 | $19,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 149 | $19,000 | dollars as filed | |
| ALMONTY INDUSTRIES INC | 020398707 | COMMON STOCK | 3,100 | $19,000 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 002205102 | COM | 2,411 | $19,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A403 | QIM US LARGE VOL | 604 | $19,000 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 485 | $19,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $19,000 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 7,586 | $19,000 | dollars as filed | |
| BEELINE HOLDINGS INC | 277802500 | CMN | 4,787 | $19,000 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 1,570 | $19,000 | dollars as filed | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 443 | $19,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 5,228 | $19,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS INTL P ORD SHS CL A | G52694109 | Stock | 461 | $18,000 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 1,671 | $18,000 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 156 | $18,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 4,309 | $18,000 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,733 | $18,000 | dollars as filed | |
| ATEGRITY SPECIALTY HOLDINGS | 04681Y103 | COMMON STOCK | 904 | $18,000 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 857 | $18,000 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 424 | $18,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 397 | $18,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 1,692 | $18,000 | dollars as filed | |
| TXO Partners LP | 87313P103 | COM | 1,300 | $18,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K745 | HIGH YIE OPP ETF | 1,635 | $18,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 4,757 | $18,000 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 310 | $18,000 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 3,020 | $18,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 4,803 | $18,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $18,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J711 | EMERGING MKTS | 831 | $18,000 | dollars as filed | |
| NORTHERN LTS FD TR II | 66538F165 | FUTURE FD LNG SH | 709 | $18,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J653 | SMID CAP CORE | 776 | $18,000 | dollars as filed | |
| WEBS ETF TR | 87166N767 | UTILITIES XLU | 697 | $18,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J735 | FUNDAMENTAL ALL | 1,165 | $18,000 | dollars as filed | |
| Tourmaline Bio Inc | 89157D105 | Common Stock | 384 | $18,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $18,000 | dollars as filed | principal |
| ASPEN INSURANCE HOLDINGS LTD | G05384501 | ORD SHS CL A | 487 | $18,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 960 | $18,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,030 | $17,000 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 753 | $17,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 378 | $17,000 | dollars as filed | |
| MBX BIOSCIENCES INC COM | 55287L101 | Stock | 960 | $17,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,535 | $17,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 689 | $17,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 10,575 | $17,000 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 685 | $17,000 | dollars as filed | |
| RESOLUTE HLDGS MGMT INC | 76134H101 | COM | 229 | $17,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 29,811 | $17,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N538 | REX AI EQUIT ETF | 413 | $17,000 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 640 | $17,000 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 814 | $17,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 935 | $17,000 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 671 | $17,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 1,231 | $17,000 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 670 | $17,000 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 419 | $17,000 | dollars as filed | |
| UNUSUAL WHALES SUBVERSIVE DEMOCRATIC TRADING ETF | 886364199 | ETF | 388 | $17,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 284 | $17,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 367 | $17,000 | dollars as filed | |
| ISHARES TR | 46438G612 | LARG CAP JUN ETF | 615 | $17,000 | dollars as filed | |
| DOMINARI HOLDINGS INC | 008875304 | COM NEW | 2,455 | $17,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 1,209 | $17,000 | dollars as filed | |
| KRANESHARES TRUST | 500767389 | HEDG HEDG EQ ETF | 600 | $17,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F250 | VEST US EQUITY E | 500 | $17,000 | dollars as filed | |
| HORIZON FDS | 44053A630 | EXPEDITION PLUS | 594 | $17,000 | dollars as filed | |
| WEBS ETF TR | 87166N759 | REAL EST XLR ETF | 694 | $17,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 352 | $17,000 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 8,864 | $16,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 2,378 | $16,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 540 | $16,000 | dollars as filed | |
| INHIBRX BIOSCIENCES INC | 45720N103 | COM | 466 | $16,000 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,175 | $16,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,605 | $16,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 2,274 | $16,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 422 | $16,000 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,057 | $16,000 | dollars as filed | |
| GMO ETF TRUST | 90139K100 | US QUALITY ETF | 462 | $16,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 336 | $16,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,600 | $16,000 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 355 | $16,000 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 422 | $16,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L130 | SHS NEW | 6,000 | $16,000 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,378 | $16,000 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 683 | $16,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,743 | $16,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 6,363 | $16,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 1,156 | $16,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 638 | $16,000 | dollars as filed | |
| INGRAM MICRO HOLDING CORP | 457152106 | COMMON STOCK | 740 | $16,000 | dollars as filed | |
| UPSTREAM BIO INC | 91678A107 | COMMON STOCK | 832 | $16,000 | dollars as filed | |
| DESTINY TECH100 INC | 25063F107 | COM SHS | 772 | $16,000 | dollars as filed | |
| OUTSET MED INC | 690145206 | COM NEW | 1,111 | $16,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 7,294 | $16,000 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 325 | $16,000 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 384 | $16,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 329 | $16,000 | dollars as filed | |
| SMARTBIRD INC CLASS A | 01675A208 | COMMON STOCK | 2,755 | $16,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 268 | $16,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 400 | $16,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F425 | CMN | 430 | $16,000 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,933 | $16,000 | dollars as filed | |
| PROSHARES TR | 74348A566 | MERGER ETF | 370 | $16,000 | dollars as filed | |
| ADURO CLEAN TECHNOLOGIES INC | 007408206 | COM NEW | 1,175 | $16,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F128 | FT VEST NASDAQ | 718 | $16,000 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 9,950 | $16,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 160 | $15,000 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 296 | $15,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 1,072 | $15,000 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 734 | $15,000 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,315 | $15,000 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 506 | $15,000 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 957 | $15,000 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 203 | $15,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 600 | $15,000 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 535 | $15,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 4,122 | $15,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,181 | $15,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 368 | $15,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 223 | $15,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AR2 | NOTE 2.500% 9/0 | 15,000 | $15,000 | dollars as filed | principal |
| SIMILARWEB LTD | M84137104 | SHS | 1,612 | $15,000 | dollars as filed | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 283 | $15,000 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 5,912 | $15,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J695 | EME MAR EQU ETF | 680 | $15,000 | dollars as filed | |
| MORGAN STANLEY PATHWAY FDS | 61769L841 | SMAL MID CAP ETF | 300 | $15,000 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 296 | $15,000 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,324 | $15,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 1,821 | $14,000 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 687604108 | Stock | 774 | $14,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,707 | $14,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F151 | FT VEST NASD 100 | 630 | $14,000 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 2,578 | $14,000 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 2,987 | $14,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,181 | $14,000 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 7,999 | $14,000 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 9,445 | $14,000 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,989 | $14,000 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 785 | $14,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 4,990 | $14,000 | dollars as filed | |
| MARKETWISE INC | 57064P206 | COMMON STOCK | 918 | $14,000 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 231 | $14,000 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 3,582 | $14,000 | dollars as filed | |
| SIFY TECHNOLOGIES AMERICAN DEPOSIT | 82655M206 | EQUITY | 1,000 | $14,000 | dollars as filed | |
| SILVERBOX CORP IV | G81354105 | SHS CL A | 1,300 | $14,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $14,000 | dollars as filed | |
| UPEXI INC | 39959A205 | CMN | 2,502 | $14,000 | dollars as filed | |
| EA SERIES TRUST | 02072L748 | DEFINED DURTN 10 | 590 | $14,000 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 3,106 | $13,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 1,230 | $13,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 3,359 | $13,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 342 | $13,000 | dollars as filed | |
| AURA MINERALS INC | G06973112 | SHS NEW | 351 | $13,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 8,517 | $13,000 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 335 | $13,000 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 860 | $13,000 | dollars as filed | |
| DRAGANFLY INC. | 26142Q304 | COM | 1,495 | $13,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,095 | $13,000 | dollars as filed | |
| SHOULDER INNOVATIONS INC | 82537J108 | COMMON STOCK | 1,070 | $13,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 591 | $13,000 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 2,460 | $13,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 12,450 | $13,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 552 | $13,000 | dollars as filed | |
| ISHARES IBONDS 2031 TERM HIGH YIELD AND INCOME ETF | 46438G661 | ETF | 486 | $13,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F268 | VEST NASDAQ 100 | 541 | $13,000 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 267 | $13,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 314 | $13,000 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,017 | $13,000 | dollars as filed | |
| TIDAL TRUST II | 88634T857 | YIELDMAX AAPL | 921 | $13,000 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 1,572 | $13,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U448 | FT VE NA 100 CO | 591 | $13,000 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 10,000 | $13,000 | dollars as filed | principal |
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 200 | $12,000 | dollars as filed | |
| VanEck Bitcoin Trust | 92189K105 | SHS | 360 | $12,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,684 | $12,000 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 972 | $12,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 4,016 | $12,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 199 | $12,000 | dollars as filed | |
| FLOWCO HLDGS INC | 342909108 | COM CL A | 771 | $12,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V682 | EMER MARK SU ETF | 294 | $12,000 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,047 | $12,000 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 4,121 | $12,000 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 516 | $12,000 | dollars as filed | |
| BARNES NOBLE EDUCATION INC | 06777U200 | COMMON STOCK | 1,100 | $12,000 | dollars as filed | |
| KYVERNA THERAPEUTICS INC | 501976104 | COMMON STOCK | 2,021 | $12,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 848 | $12,000 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 771 | $12,000 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 351 | $12,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 586 | $12,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 3,216 | $12,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 208 | $12,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,231 | $12,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 3,541 | $12,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 291 | $12,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,183 | $12,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 363 | $12,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 7,000 | $12,000 | dollars as filed | principal |
| PGIM ROCK ETF TR | 69420N718 | LADDE S&P 12 ETF | 412 | $12,000 | dollars as filed | |
| KRANESHARES TRUST | 500767272 | KWEB COVERD CALL | 356 | $12,000 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 5,999 | $12,000 | dollars as filed | |
| STREAMEX CORP | 09073N300 | COM | 2,114 | $12,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 4,099 | $12,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,000 | $12,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 2,404 | $12,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,169 | $12,000 | dollars as filed | |
| SP FUNDS TRUST | 84612A200 | CMN | 440 | $12,000 | dollars as filed | |
| FOREMOST CLEAN ENERGY LTD | 34547F105 | CMN | 4,000 | $12,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H789 | DIGIT INDIA ETF | 313 | $12,000 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 4,683 | $12,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 5,192 | $12,000 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,582 | $12,000 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 6,272 | $11,000 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 2,100 | $11,000 | dollars as filed | call |
| SI BONE INC | 825704109 | COM | 747 | $11,000 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 375 | $11,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 2,590 | $11,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 1,843 | $11,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D796 | INTER GRADE ETF | 521 | $11,000 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 254 | $11,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 780 | $11,000 | dollars as filed | |
| SIONNA THERAPEUTICS INC | 829401108 | COMMON STOCK | 378 | $11,000 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 347 | $11,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 966 | $11,000 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 14,905 | $11,000 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 1,742 | $11,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 426 | $11,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 422 | $11,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 830 | $11,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 3,929 | $11,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 70,820 | $11,000 | dollars as filed | |
| JIAYIN GROUP INC | 47737C104 | CMN | 1,082 | $11,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 7,712 | $11,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 528 | $11,000 | dollars as filed | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 10,000 | $11,000 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 11,032 | $11,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,000 | $11,000 | dollars as filed | |
| FRONTVIEW REIT INC COM | 35922N100 | REIT | 734 | $10,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 10,000 | $10,000 | dollars as filed | principal |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 443 | $10,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 6,201 | $10,000 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 5,134 | $10,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 290 | $10,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 2,279 | $10,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 2,138 | $10,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 1,538 | $10,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 1,364 | $10,000 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 2,426 | $10,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 1,310 | $10,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 1,623 | $10,000 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 366 | $10,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 191 | $10,000 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 1,011 | $10,000 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 201 | $10,000 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 156 | $10,000 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 573 | $10,000 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,311 | $10,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,111 | $10,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 267 | $10,000 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 544 | $10,000 | dollars as filed | |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 434 | $10,000 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 499 | $10,000 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 213 | $10,000 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 3,365 | $10,000 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 5,816 | $10,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q834 | INTL EQUITY ETF | 285 | $10,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,955 | $10,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 311 | $10,000 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 2,041 | $10,000 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 409 | $10,000 | dollars as filed | |
| BRAINSWAY LTD | 10501L106 | CMN | 675 | $10,000 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R200 | CMN | 458 | $10,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543847 | CMN | 566 | $10,000 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 400 | $10,000 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-042265 | this filing | 2025-11-14 | acceptance time not in the bulk data set |