13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,480 holding rows worth $369,063,327,000.
- Accession
- 0001140361-23-053182
- Filer
- CIK 1000275
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,503 entries on the cover page, a total value of $369,063,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,063,327,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 10,428 | $282,000 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 5,204 | $282,000 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 45,000 | $282,000 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 20,613 | $282,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 8,773 | $282,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 11,023 | $281,000 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 29,562 | $281,000 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,537 | $281,000 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 10,000 | $280,000 | dollars as filed | call |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 25,120 | $280,000 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,428 | $279,000 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 9,458 | $279,000 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 22,184 | $279,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 9,598 | $279,000 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 3,116 | $278,000 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 9,564 | $278,000 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 7,637 | $278,000 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 29,782 | $278,000 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 13,400 | $278,000 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 22,395 | $278,000 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 15,817 | $277,000 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 17,086 | $277,000 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 32,118 | $277,000 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 7,990 | $276,000 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 19,320 | $276,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 12,043 | $276,000 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 32,357 | $275,000 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,994 | $275,000 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,718 | $273,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 115,984 | $273,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 11,144 | $272,000 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 14,960 | $270,000 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 27,939 | $269,000 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 24,486 | $268,000 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 2,828 | $268,000 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 26,443 | $268,000 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 18,983 | $268,000 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 31,742 | $268,000 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,114 | $267,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 8,092 | $267,000 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 43,792 | $267,000 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 5,789 | $267,000 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 9,342 | $267,000 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 19,256 | $267,000 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 9,938 | $266,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 16,335 | $266,000 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 18,788 | $266,000 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 9,433 | $266,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 6,221 | $266,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 77,787 | $264,000 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 12,516 | $264,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 186,035 | $264,000 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 12,969 | $264,000 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 83,100 | $264,000 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 2,297 | $263,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 10,040 | $263,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 3,161 | $263,000 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 9,081 | $263,000 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 19,880 | $263,000 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 67,792 | $262,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 37,991 | $262,000 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,885 | $261,000 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 82,143 | $261,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 9,621 | $261,000 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 25,685 | $261,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 13,966 | $261,000 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 20,317 | $260,000 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 5,466 | $260,000 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 9,304 | $260,000 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 5,971 | $259,000 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 133,244 | $259,000 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 43,973 | $259,000 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 419,973 | $259,000 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 15,718 | $258,000 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 11,402 | $258,000 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 17,381 | $258,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 31,747 | $258,000 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 34,506 | $258,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 11,243 | $258,000 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 11,422 | $258,000 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 5,207 | $258,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 13,801 | $257,000 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 45,602 | $257,000 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 3,263 | $257,000 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 22,695 | $256,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21,914 | $256,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 50,275 | $256,000 | dollars as filed | |
| OOMA INC | 683416101 | COM | 19,520 | $255,000 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 198,878 | $255,000 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 19,001 | $255,000 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 49,688 | $254,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 8,391 | $254,000 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 20,002 | $253,000 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 11,278 | $253,000 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 8,288 | $252,000 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 13,292 | $252,000 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 17,147 | $252,000 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 12,277 | $252,000 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 17,236 | $252,000 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 33,658 | $251,000 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 16,196 | $251,000 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 29,648 | $251,000 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 851 | $250,000 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,806 | $250,000 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 18,551 | $249,000 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,212 | $249,000 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 8,829 | $249,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,738 | $248,000 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 58,263 | $248,000 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 27,776 | $248,000 | dollars as filed | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,211 | $248,000 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 18,889 | $248,000 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 12,988 | $247,000 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 32,989 | $247,000 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,369 | $246,000 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 155,439 | $246,000 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 13,407 | $245,000 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 22,228 | $245,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 15,108 | $245,000 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,327 | $245,000 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 36,900 | $244,000 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,923 | $243,000 | dollars as filed | |
| LINDSAY CORPORATION | 535555106 | COM | 2,066 | $243,000 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,024 | $243,000 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 57,328 | $242,000 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 8,322 | $242,000 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 12,036 | $242,000 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 14,522 | $241,000 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 11,720 | $241,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 4,948 | $241,000 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,075 | $240,000 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,091 | $240,000 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 28,556 | $239,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 813 | $239,000 | dollars as filed | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 7,594 | $239,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 6,484 | $239,000 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 25,969 | $239,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 21,505 | $239,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 17,016 | $239,000 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 26,690 | $239,000 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 5,600 | $239,000 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 17,697 | $238,000 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 15,581 | $238,000 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 4,227 | $238,000 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 1,997 | $237,000 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 4,210 | $237,000 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 16,907 | $237,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 116,174 | $236,000 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 10,881 | $236,000 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 12,473 | $235,000 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 13,446 | $234,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 15,049 | $234,000 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 12,596 | $234,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 14,818 | $234,000 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 21,876 | $233,000 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 14,942 | $233,000 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 123,281 | $233,000 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 39,239 | $233,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 32,721 | $233,000 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 9,491 | $233,000 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,127 | $233,000 | dollars as filed | |
| LISTED FD TR | 53656F607 | COM | 5,576 | $232,000 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 22,379 | $232,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 159,122 | $232,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 60,159 | $232,000 | dollars as filed | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 30,405 | $232,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 19,316 | $231,000 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5,984 | $231,000 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 13,235 | $231,000 | dollars as filed | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 7,000 | $231,000 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 28,578 | $230,000 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 14,002 | $230,000 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 14,900 | $229,000 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,852 | $228,000 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 944 | $228,000 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 3,488 | $228,000 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,891 | $228,000 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 8,418 | $228,000 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 23,681 | $228,000 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 8,974 | $228,000 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 464,659 | $228,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 8,757 | $227,000 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 10,228 | $227,000 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 7,597 | $226,000 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 13,990 | $226,000 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 62,000 | $226,000 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,505 | $226,000 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 13,068 | $225,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 27,575 | $225,000 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 23,000 | $225,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 7,106 | $225,000 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 26,757 | $224,000 | dollars as filed | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 9,954 | $224,000 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 18,603 | $223,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 8,491 | $223,000 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 13,333 | $223,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 11,315 | $223,000 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 10,813 | $222,000 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 28,887 | $222,000 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 9,875 | $222,000 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,297 | $222,000 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 34,227 | $220,000 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 23,037 | $220,000 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,308 | $220,000 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 33,167 | $220,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 90,000 | $219,000 | dollars as filed | call |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 34,911 | $219,000 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 11,173 | $219,000 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 9,691 | $219,000 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 18,525 | $219,000 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 10,300 | $219,000 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 5,639 | $219,000 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 13,000 | $219,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 5,597 | $218,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 15,913 | $218,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 22,618 | $218,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 59,396 | $218,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 4,579 | $218,000 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 6,737 | $218,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 6,863 | $218,000 | dollars as filed | |
| LIVE VENTURES INC | 538142308 | COM NEW | 7,700 | $218,000 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 97,443 | $217,000 | dollars as filed | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 158,207 | $217,000 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 7,846 | $217,000 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,100 | $216,000 | dollars as filed | put |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 11,727 | $216,000 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 15,441 | $216,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 55,329 | $216,000 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 20,465 | $216,000 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 6,990 | $216,000 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 29,299 | $216,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 21,534 | $216,000 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 27,525 | $215,000 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 9,354 | $215,000 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 8,260 | $215,000 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 11,794 | $215,000 | dollars as filed | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 9,187 | $215,000 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 8,418 | $215,000 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 30,642 | $215,000 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 6,000 | $214,000 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 6,187 | $214,000 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 7,768 | $214,000 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 4,950 | $214,000 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 19,561 | $214,000 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 8,365 | $214,000 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 10,282 | $214,000 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 45,890 | $214,000 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $213,000 | dollars as filed | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 9,050 | $213,000 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 5,911 | $213,000 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 50,196 | $212,000 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 11,278 | $212,000 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 28,868 | $212,000 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 41,258 | $212,000 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 7,835 | $211,000 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 13,080 | $211,000 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,591 | $211,000 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,434 | $211,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 5,563 | $211,000 | dollars as filed | principal |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 21,304 | $211,000 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 13,824 | $210,000 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 28,947 | $210,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 9,481 | $210,000 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 17,737 | $210,000 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 9,716 | $209,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 5,182 | $209,000 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 12,169 | $209,000 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 50,307 | $209,000 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,494 | $208,000 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 22,780 | $207,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 41,190 | $207,000 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,126 | $207,000 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,500 | $206,000 | dollars as filed | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 30,946 | $206,000 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 11,903 | $206,000 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,845 | $206,000 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 4,044 | $205,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 7,893 | $205,000 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 20,862 | $205,000 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 22,894 | $205,000 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 45,649 | $205,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 5,394 | $205,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 6,320 | $204,000 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,511 | $204,000 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 41,234 | $204,000 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 34,707 | $203,000 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 29,902 | $203,000 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 14,331 | $203,000 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 8,321 | $203,000 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,500 | $203,000 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 5,624 | $203,000 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 5,859 | $203,000 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 7,000 | $202,000 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 45,557 | $202,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 5,976 | $202,000 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 23,797 | $202,000 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 11,212 | $202,000 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 16,300 | $202,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 86,000 | $202,000 | dollars as filed | call |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 9,297 | $202,000 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 12,832 | $202,000 | dollars as filed | |
| PERDOCEO ED CORP | 71363P106 | COM | 11,791 | $201,000 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 1,958 | $201,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 8,157 | $201,000 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,639 | $200,000 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 26,165 | $200,000 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 18,247 | $200,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 23,629 | $200,000 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 8,730 | $200,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 4,198 | $199,000 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 43,875 | $199,000 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 8,195 | $199,000 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 28,707 | $199,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 6,390 | $199,000 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 9,407 | $198,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 9,320 | $198,000 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 12,414 | $197,000 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,204 | $197,000 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,116 | $197,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 16,440 | $197,000 | dollars as filed | |
| CROWN CRAFTS INC | 228309100 | COM | 42,001 | $197,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 11,253 | $197,000 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 23,726 | $197,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 3,903 | $196,000 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,157 | $196,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 73,441 | $196,000 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,411 | $196,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 16,367 | $196,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,153 | $196,000 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 5,600 | $195,000 | dollars as filed | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 7,631 | $195,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 4,341 | $195,000 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 23,186 | $195,000 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,228 | $194,000 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 10,024 | $194,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 8,529 | $194,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 8,603 | $194,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 7,213 | $194,000 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 2,896 | $193,000 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 15,209 | $193,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 26,710 | $193,000 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 7,521 | $193,000 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 22,873 | $192,000 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 28,894 | $192,000 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 42,163 | $192,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,683 | $192,000 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 13,576 | $192,000 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 12,988 | $191,000 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 42,020 | $191,000 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 17,477 | $191,000 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 31,401 | $191,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 5,586 | $190,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 32,500 | $190,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D812 | FT VEST TEC | 9,985 | $190,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,500 | $189,000 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 12,358 | $188,000 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 25,858 | $188,000 | dollars as filed | |
| SI BONE INC | 825704109 | COM | 8,879 | $188,000 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,000 | $188,000 | dollars as filed | put |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 19,757 | $188,000 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 11,576 | $188,000 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 61,538 | $188,000 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 6,327 | $188,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 11,816 | $188,000 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 7,079 | $187,000 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 7,227 | $187,000 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 18,382 | $187,000 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 21,084 | $187,000 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 19,580 | $186,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 93,016 | $186,000 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,994 | $186,000 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 22,803 | $186,000 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 38,766 | $186,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H789 | DIGIT INDIA ETF | 5,687 | $186,000 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 23,777 | $185,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 117,586 | $185,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 29,215 | $185,000 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,396 | $185,000 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,186 | $185,000 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 29,330 | $185,000 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 17,900 | $185,000 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 14,549 | $184,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 15,930 | $184,000 | dollars as filed | |
| CALERES INC | 129500104 | COM | 6,389 | $184,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 8,021 | $184,000 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 6,066 | $184,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 58,343 | $184,000 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 7,403 | $184,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 5,782 | $184,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 7,160 | $184,000 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 27,621 | $184,000 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 6,018 | $183,000 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 9,095 | $183,000 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 38,426 | $183,000 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 37,263 | $182,000 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 27,176 | $182,000 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 5,274 | $182,000 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 17,882 | $182,000 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 6,925 | $182,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 4,730 | $182,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 68,529 | $181,000 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 26,328 | $181,000 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 55,715 | $181,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 4,175 | $181,000 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 10,533 | $181,000 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 16,837 | $180,000 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 14,407 | $180,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,555 | $180,000 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 4,980 | $179,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 67,278 | $179,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 23,245 | $179,000 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 56,447 | $179,000 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 33,555 | $179,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 5,763 | $179,000 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 12,960 | $179,000 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 4,657 | $178,000 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 7,344 | $178,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,762 | $178,000 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 17,027 | $178,000 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 99,124 | $178,000 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,398 | $178,000 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,549 | $178,000 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 27,338 | $178,000 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 8,197 | $178,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 6,111 | $178,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 5,422 | $178,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 21,749 | $178,000 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,822 | $177,000 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 35,456 | $177,000 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 9,149 | $176,000 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 8,166 | $176,000 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 15,636 | $175,000 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 29,709 | $175,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,703 | $173,000 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,811 | $173,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 7,957 | $173,000 | dollars as filed | |
| CLOUGH HEDGED EQUITY ETF | 53656F649 | ETF | 9,077 | $173,000 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,247 | $172,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 73,363 | $172,000 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 16,514 | $172,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 34,584 | $172,000 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 15,885 | $172,000 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 7,157 | $172,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 61,723 | $172,000 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,617 | $171,000 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,597 | $171,000 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 18,257 | $171,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 4,829 | $171,000 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 19,960 | $171,000 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 17,805 | $171,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 17,681 | $170,000 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,570 | $169,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 28,706 | $169,000 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 5,295 | $169,000 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 16,414 | $169,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 15,249 | $169,000 | dollars as filed | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,747 | $169,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 6,386 | $169,000 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 30,123 | $168,000 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 34,275 | $168,000 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 6,840 | $168,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 5,732 | $168,000 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,188 | $168,000 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 32,174 | $168,000 | dollars as filed | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 3,267 | $167,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 60,580 | $167,000 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 9,868 | $167,000 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 11,479 | $167,000 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 10,499 | $167,000 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,669 | $167,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 7,764 | $167,000 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 8,518 | $166,000 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 38,064 | $166,000 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 89,586 | $166,000 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 20,142 | $166,000 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 14,755 | $165,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,332 | $165,000 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,925 | $165,000 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 5,123 | $164,000 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,819 | $164,000 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 10,629 | $164,000 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 9,792 | $164,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 33,635 | $164,000 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 11,115 | $164,000 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 11,035 | $164,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,695 | $164,000 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 12,638 | $163,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 6,451 | $163,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 7,951 | $163,000 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 3,575 | $163,000 | dollars as filed | principal |
| LANDSEA HOMES CORP | 51509P103 | COM | 18,180 | $163,000 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 23,011 | $162,000 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 25,793 | $162,000 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 8,403 | $162,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,543 | $162,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 29,697 | $162,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,605 | $162,000 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 6,833 | $161,000 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 3,009 | $161,000 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 7,166 | $161,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-053182 | this filing | 2023-11-14 | acceptance time not in the bulk data set |