13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,480 holding rows worth $369,063,327,000.
- Accession
- 0001140361-23-053182
- Filer
- CIK 1000275
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,503 entries on the cover page, a total value of $369,063,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,063,327,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,770 | $84,000 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 42,527 | $84,000 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,500 | $84,000 | dollars as filed | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 3,721 | $84,000 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 4,981 | $83,000 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,371 | $83,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 13,567 | $83,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 6,485 | $83,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 9,567 | $83,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 584 | $83,000 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 3,342 | $83,000 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,731 | $83,000 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 6,582 | $82,000 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 1,231 | $82,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 9,558 | $82,000 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 10,432 | $82,000 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 443 | $81,000 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 3,796 | $81,000 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6,349 | $81,000 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 7,607 | $81,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 30,998 | $81,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 6,194 | $81,000 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,043 | $81,000 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 9,822 | $80,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 26,094 | $80,000 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 15,770 | $80,000 | dollars as filed | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 12,899 | $80,000 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 14,306 | $80,000 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 8,401 | $80,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 83,400 | $80,000 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,400 | $80,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 2,024 | $79,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 30,579 | $79,000 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 6,005 | $79,000 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,651 | $79,000 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 7,955 | $79,000 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 2,555 | $78,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,604 | $78,000 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 40,125 | $78,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 7,873 | $78,000 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,950 | $78,000 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 4,706 | $78,000 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 5,154 | $78,000 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 4,554 | $77,000 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 12,088 | $77,000 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 4,208 | $77,000 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 5,986 | $77,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 5,591 | $77,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,325 | $77,000 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 3,452 | $77,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 2,189 | $76,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 10,533 | $76,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 8,349 | $76,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 76,478 | $76,000 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 4,459 | $76,000 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 3,411 | $76,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,245 | $76,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 9,147 | $76,000 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,026 | $76,000 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 2,657 | $76,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 2,050 | $75,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 2,155 | $75,000 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 14,696 | $75,000 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 6,057 | $75,000 | dollars as filed | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 6,500 | $75,000 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 28,546 | $74,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 91,800 | $74,000 | dollars as filed | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 14,705 | $74,000 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 905 | $74,000 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 76,000 | $74,000 | dollars as filed | principal |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 7,262 | $73,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 21,572 | $73,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 2,900 | $73,000 | dollars as filed | put |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 3,206 | $73,000 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 3,131 | $73,000 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 6,158 | $73,000 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 2,866 | $73,000 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 3,254 | $73,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 32,753 | $72,000 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 2,746 | $72,000 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 4,488 | $72,000 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 6,323 | $72,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 7,565 | $72,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 6,000 | $72,000 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 8,010 | $71,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 7,146 | $71,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 2,141 | $71,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 4,278 | $71,000 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 5,562 | $70,000 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 1,822 | $70,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,533 | $70,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 2,334 | $70,000 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,186 | $70,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 3,280 | $70,000 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 13,122 | $70,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 53,418 | $70,000 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 8,023 | $69,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 2,358 | $69,000 | dollars as filed | |
| AXT INC | 00246W103 | COM | 29,089 | $69,000 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,082 | $69,000 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 4,255 | $69,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 9,069 | $69,000 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 2,753 | $69,000 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 7,475 | $69,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,038 | $68,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 7,261 | $68,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,849 | $68,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 55,400 | $68,000 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 51,238 | $68,000 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 19,870 | $67,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 3,654 | $67,000 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 1,828 | $67,000 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 199,214 | $67,000 | dollars as filed | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 68,282 | $67,000 | dollars as filed | |
| MSP RECOVERY INC | 553745100 | COM CL A | 310,893 | $67,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 13,678 | $66,000 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 6,214 | $66,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 17,787 | $66,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 4,424 | $66,000 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 4,758 | $66,000 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 84,118 | $66,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 6,880 | $66,000 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,500 | $66,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,882 | $66,000 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 3,845 | $66,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 18,400 | $66,000 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,219 | $65,000 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 4,707 | $65,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,631 | $65,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 8,302 | $65,000 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,822 | $65,000 | dollars as filed | |
| HARROW INC | 415858109 | COM | 4,539 | $65,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,513 | $65,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 5,008 | $65,000 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 2,119 | $65,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 3,711 | $65,000 | dollars as filed | principal |
| ZIMVIE INC | 98888T107 | COM | 6,872 | $64,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 19,825 | $64,000 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 8,107 | $64,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,832 | $64,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 19,954 | $64,000 | dollars as filed | |
| EA SERIES TRUST | 02072L698 | STRIVE EMERGING | 2,559 | $64,000 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 56,524 | $64,000 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 5,527 | $64,000 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 26,822 | $64,000 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 5,388 | $63,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 773 | $63,000 | dollars as filed | |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 2,923 | $63,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 3,617 | $63,000 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 19,359 | $63,000 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 29,041 | $63,000 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,072 | $63,000 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 59,445 | $63,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 1,417 | $63,000 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 192,888 | $62,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 8,915 | $62,000 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 5,349 | $62,000 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,251 | $62,000 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 3,504 | $62,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 18,349 | $62,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 30,773 | $62,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 3,212 | $62,000 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 8,800 | $62,000 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 10,000 | $62,000 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 6,400 | $62,000 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 3,667 | $62,000 | dollars as filed | |
| SIGMATRON INTL INC | 82661L101 | COM | 19,787 | $62,000 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 12,554 | $61,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 794 | $61,000 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 15,200 | $61,000 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 2,516 | $61,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 15,966 | $61,000 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 8,589 | $61,000 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 13,900 | $61,000 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 6,505 | $61,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 16,140 | $61,000 | dollars as filed | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 3,427 | $61,000 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 4,384 | $61,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,860 | $61,000 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,581 | $61,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 35,599 | $61,000 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 2,544 | $61,000 | dollars as filed | principal |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 5,106 | $60,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 1,905 | $60,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,427 | $60,000 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 299 | $60,000 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,150 | $60,000 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 5,701 | $60,000 | dollars as filed | |
| ALICO INC | 016230104 | COM | 2,399 | $60,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 34,985 | $60,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 6,300 | $60,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 60,000 | $60,000 | dollars as filed | principal |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 3,724 | $59,000 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 1,762 | $59,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 24,226 | $59,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 7,048 | $59,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 8,598 | $59,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 8,986 | $59,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 5,716 | $59,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 19,379 | $59,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 25,000 | $59,000 | dollars as filed | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 63,703 | $59,000 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 26,358 | $58,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 3,954 | $58,000 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 5,600 | $58,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,846 | $58,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,848 | $58,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 15,746 | $58,000 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 9,106 | $58,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 28,001 | $57,000 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 9,875 | $57,000 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,600 | $57,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 8,780 | $57,000 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 4,258 | $57,000 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 6,586 | $57,000 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 27,529 | $56,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 1,735 | $56,000 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 4,508 | $56,000 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 14,925 | $56,000 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 13,879 | $56,000 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 2,683 | $56,000 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 24,730 | $56,000 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,750 | $56,000 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 9,451 | $56,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 5,125 | $56,000 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 25,437 | $55,000 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 5,147 | $55,000 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 7,526 | $55,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 4,789 | $55,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 3,639 | $55,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,346 | $55,000 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,282 | $55,000 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 8,617 | $55,000 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 5,600 | $55,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 2,322 | $55,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 6,857 | $55,000 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,636 | $55,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 6,947 | $54,000 | dollars as filed | |
| TIDAL TRUST II | 88636J600 | ROUNDHILL GENER | 2,010 | $54,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 5,268 | $54,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 3,032 | $54,000 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 34,364 | $54,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 2,585 | $54,000 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,700 | $54,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 6,442 | $54,000 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 1,129 | $53,000 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 1,149 | $53,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 5,897 | $53,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 3,479 | $53,000 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 8,063 | $53,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 250,000 | $53,000 | dollars as filed | principal |
| CATO CORP NEW | 149205106 | CL A | 6,958 | $53,000 | dollars as filed | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 2,802 | $53,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 2,675 | $53,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 9,563 | $53,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 8,769 | $53,000 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 18,900 | $53,000 | dollars as filed | |
| SONIC FDRY INC | 83545R207 | COM NEW | 79,606 | $53,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 6,422 | $52,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 7,083 | $52,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 14,244 | $52,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 12,525 | $52,000 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 15,405 | $52,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 4,261 | $52,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 8,268 | $52,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,317 | $52,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 6,378 | $52,000 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 6,203 | $52,000 | dollars as filed | |
| CEPTON INC | 15673X200 | COM | 13,620 | $52,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,755 | $52,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 7,259 | $51,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 8,064 | $51,000 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,500 | $51,000 | dollars as filed | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 43,702 | $51,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 4,300 | $51,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 6,674 | $51,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 2,669 | $51,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 16,180 | $51,000 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 50,000 | $51,000 | dollars as filed | principal |
| CELULARITY INC | 151190105 | COM | 229,235 | $51,000 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 173,945 | $51,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 1,724 | $50,000 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 2,077 | $50,000 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 6,477 | $50,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 3,966 | $50,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 26,082 | $50,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 1,597 | $50,000 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 4,948 | $50,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,000 | $49,000 | dollars as filed | put |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 4,429 | $49,000 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,894 | $49,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 12,819 | $49,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 5,452 | $49,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 15,769 | $49,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 8,448 | $49,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 17,521 | $49,000 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 47,750 | $49,000 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 40,214 | $48,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 25,282 | $48,000 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 7,762 | $48,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 2,643 | $48,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,767 | $48,000 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 8,700 | $48,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,087 | $48,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 3,309 | $48,000 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 2,000 | $48,000 | dollars as filed | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 1,871 | $48,000 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 11,774 | $48,000 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 8,302 | $48,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 4,519 | $48,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 4,953 | $47,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 2,165 | $47,000 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,698 | $47,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 4,592 | $47,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 900 | $47,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,689 | $47,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 551 | $47,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,500 | $47,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 982 | $47,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188879 | TACTICAL BOND | 1,004 | $47,000 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 10,638 | $47,000 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 6,076 | $47,000 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 5,605 | $46,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 20,480 | $46,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 20,437 | $46,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 7,804 | $46,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 14,517 | $46,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 11,501 | $46,000 | dollars as filed | |
| COHEN & CO INC NEW | 19249M102 | COM | 7,097 | $46,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 2,324 | $46,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 75,330 | $46,000 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 1,840 | $46,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 4,161 | $46,000 | dollars as filed | |
| LISTED FD TR | 53656G431 | ROUNDHILL S&P GL | 2,000 | $46,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 17,484 | $45,000 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 7,902 | $45,000 | dollars as filed | |
| KODIAK GAS SVCS INC | 50012A108 | COM | 2,539 | $45,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 4,956 | $45,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 4,580 | $45,000 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,328 | $45,000 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 1,738 | $45,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,578 | $45,000 | dollars as filed | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 2,476 | $45,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 2,261 | $45,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 12,720 | $44,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 2,975 | $44,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 5,494 | $44,000 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 2,229 | $44,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,000 | $44,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 6,766 | $44,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 21,201 | $44,000 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 26,751 | $44,000 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 23,000 | $44,000 | dollars as filed | principal |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 170,419 | $44,000 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,015 | $43,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 22,797 | $43,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 29,184 | $43,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 22,186 | $43,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 5,866 | $43,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 2,836 | $43,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,764 | $43,000 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 3,436 | $43,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 1,737 | $43,000 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 44,779 | $43,000 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 20,884 | $43,000 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,720 | $43,000 | dollars as filed | principal |
| CERUS CORP | 157085101 | COM | 25,915 | $42,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 16,462 | $42,000 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 1,399 | $42,000 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 4,726 | $42,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,639 | $42,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 14,024 | $42,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,186 | $42,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 13,692 | $42,000 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 4,144 | $42,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 7,770 | $41,000 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 9,643 | $41,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 7,400 | $41,000 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,440 | $41,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 3,716 | $41,000 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 5,242 | $41,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 1,482 | $41,000 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 30,535 | $41,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,226 | $41,000 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 98,374 | $41,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 10,506 | $40,000 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 381 | $40,000 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 6,486 | $40,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 6,554 | $40,000 | dollars as filed | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 758 | $40,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 6,415 | $40,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 7,281 | $40,000 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,956 | $40,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 14,915 | $40,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 44,449 | $40,000 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,581 | $40,000 | dollars as filed | |
| 2U INC | 90214J101 | COM | 16,200 | $40,000 | dollars as filed | call |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 10,353 | $40,000 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,334 | $40,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 19,949 | $40,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 12,594 | $40,000 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 877 | $39,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 929 | $39,000 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 7,900 | $39,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 507 | $39,000 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 9,539 | $39,000 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 7,478 | $39,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 11,163 | $39,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 3,872 | $39,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 5,841 | $39,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 1,294 | $39,000 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,772 | $39,000 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 1,536 | $39,000 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,818 | $39,000 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 45,026 | $39,000 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 867 | $38,000 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,500 | $38,000 | dollars as filed | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,307 | $38,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 1,083 | $38,000 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 568 | $38,000 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 4,611 | $38,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 19,750 | $38,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 12,462 | $38,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,256 | $38,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 7,246 | $38,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 1,000 | $38,000 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 16,800 | $38,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P853 | STATE STREET NUV | 1,340 | $38,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W796 | FUTURE | 1,367 | $38,000 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 6,190 | $37,000 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,535 | $37,000 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 3,077 | $37,000 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 4,680 | $37,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 8,026 | $37,000 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,575 | $37,000 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 9,540 | $37,000 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 62,242 | $37,000 | dollars as filed | |
| RPT REALTY | 74971D200 | PREF CONV | 736 | $37,000 | dollars as filed | principal |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 6,647 | $36,000 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 11,712 | $36,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 11,215 | $36,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 4,818 | $36,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 7,036 | $36,000 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 7,888 | $36,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 2,316 | $36,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 7,399 | $36,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,800 | $36,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 7,171 | $36,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 19,479 | $36,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 8,000 | $36,000 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 3,647 | $36,000 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 6,117 | $36,000 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 17,942 | $36,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 2,529 | $36,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 18,176 | $36,000 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 3,874 | $36,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 7,038 | $35,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 2,890 | $35,000 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 4,557 | $35,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 3,888 | $35,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 5,536 | $35,000 | dollars as filed | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 1,629 | $35,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 1,105 | $35,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 2,200 | $35,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 1,621 | $35,000 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,423 | $35,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 8,712 | $35,000 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 2,667 | $35,000 | dollars as filed | |
| 2U INC | 90214J101 | COM | 14,509 | $35,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 10,119 | $35,000 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 3,762 | $35,000 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,370 | $35,000 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 800 | $34,000 | dollars as filed | put |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 3,989 | $34,000 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 935 | $34,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 3,397 | $34,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 3,443 | $34,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 745 | $34,000 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 2,492 | $34,000 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 4,187 | $34,000 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 4,212 | $34,000 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 29,697 | $34,000 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 200 | $33,000 | dollars as filed | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 3,000 | $33,000 | dollars as filed | call |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 24,503 | $33,000 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,980 | $33,000 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 3,674 | $33,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 28,187 | $33,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,500 | $33,000 | dollars as filed | put |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 6,066 | $33,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,629 | $33,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,347 | $33,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 1,778 | $33,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 37,394 | $33,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 611 | $33,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,464 | $32,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 4,721 | $32,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 8,689 | $32,000 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 11,886 | $32,000 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 25,279 | $32,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-053182 | this filing | 2023-11-14 | acceptance time not in the bulk data set |