13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,480 holding rows worth $369,063,327,000.
- Accession
- 0001140361-23-053182
- Filer
- CIK 1000275
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,503 entries on the cover page, a total value of $369,063,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,063,327,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 479 | $8,000 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 1,412 | $8,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 456 | $8,000 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 249 | $8,000 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 2,694 | $8,000 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 13,921 | $8,000 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 3,302 | $8,000 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 3,662 | $8,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $8,000 | dollars as filed | principal |
| GATOS SILVER INC | 368036109 | COM | 1,487 | $8,000 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 6,514 | $8,000 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 3,523 | $8,000 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 3,535 | $8,000 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 17,642 | $8,000 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 3,324 | $8,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 207 | $7,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,563 | $7,000 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 1,400 | $7,000 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,193 | $7,000 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 300 | $7,000 | dollars as filed | put |
| SURO CAP CORP | 86887Q109 | COM NEW | 2,050 | $7,000 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 337 | $7,000 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 1,261 | $7,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 260 | $7,000 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 745 | $7,000 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,409 | $7,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 5,077 | $7,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,165 | $7,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,892 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $7,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 265 | $7,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $7,000 | dollars as filed | principal |
| GAIA INC NEW | 36269P104 | CL A | 2,641 | $7,000 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 400 | $7,000 | dollars as filed | |
| OWLET INC | 69120X206 | CL A NEW | 1,540 | $7,000 | dollars as filed | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 202 | $7,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 1,120 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 330 | $7,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,423 | $7,000 | dollars as filed | |
| ISHARES TR | 46436E171 | LITHIUM MINRS | 400 | $7,000 | dollars as filed | |
| AMERICAN STRATEGIC INVEST CO | 649439304 | COM CL A | 835 | $7,000 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 1,000 | $7,000 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 5,102 | $7,000 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 3,194 | $7,000 | dollars as filed | |
| PB BANKSHARES INC | 69318V103 | COM | 573 | $7,000 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 7,000 | $7,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $7,000 | dollars as filed | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 3,057 | $7,000 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 2,758 | $7,000 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 773 | $7,000 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 3,070 | $7,000 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 11,482 | $7,000 | dollars as filed | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 38,500 | $7,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 174 | $7,000 | dollars as filed | |
| Avantis Responsible Emerging Mkts Eq ETF | 025072315 | SHS | 140 | $6,000 | dollars as filed | |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 260 | $6,000 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 282 | $6,000 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 3,273 | $6,000 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 4,177 | $6,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,197 | $6,000 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 341 | $6,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,500 | $6,000 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 863 | $6,000 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 1,295 | $6,000 | dollars as filed | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 138 | $6,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 300 | $6,000 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 2,929 | $6,000 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 2,548 | $6,000 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 1,236 | $6,000 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,458 | $6,000 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 472 | $6,000 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 2,435 | $6,000 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 3,128 | $6,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 931 | $6,000 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 1,469 | $6,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 938 | $6,000 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 10,000 | $6,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 1,435 | $6,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $6,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 100 | $6,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $6,000 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 345 | $6,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 220 | $6,000 | dollars as filed | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 214 | $6,000 | dollars as filed | |
| Electriq Power Holdings Inc | 285046108 | Equity | 3,150 | $6,000 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 1,903 | $6,000 | dollars as filed | principal |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 5,886 | $6,000 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,500 | $6,000 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 1,507 | $6,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $6,000 | dollars as filed | principal |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 300 | $6,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 372 | $6,000 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 6,452 | $6,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,000 | $6,000 | dollars as filed | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 35,092 | $6,000 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 3,034 | $6,000 | dollars as filed | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,099 | $6,000 | dollars as filed | |
| NULL | 02008G102 | NULL | 1,420 | $6,000 | dollars as filed | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 204 | $6,000 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 962 | $5,000 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 3,820 | $5,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 400 | $5,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 13,318 | $5,000 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 1,315 | $5,000 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 260 | $5,000 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 412 | $5,000 | dollars as filed | |
| SPYRE THERAPEUTICS INC | 00773J202 | COM NEW | 437 | $5,000 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 124 | $5,000 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,815 | $5,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,400 | $5,000 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 653 | $5,000 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 103 | $5,000 | dollars as filed | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 521 | $5,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,284 | $5,000 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,690 | $5,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 708 | $5,000 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 573 | $5,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 153 | $5,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,000 | $5,000 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 680 | $5,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092196 | CRYPTO IND & DIG | 300 | $5,000 | dollars as filed | |
| KOSS CORP | 500692108 | COM | 1,733 | $5,000 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 500 | $5,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $5,000 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 8,057 | $5,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 33 | $5,000 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 7,459 | $5,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,000 | $5,000 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $5,000 | dollars as filed | principal |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 1,183 | $5,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 22,222 | $5,000 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 10,387 | $5,000 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 3,511 | $5,000 | dollars as filed | |
| CBDMD INC | 12482W309 | COM | 4,552 | $5,000 | dollars as filed | |
| WEWORK INC | 96209A401 | COM | 1,599 | $5,000 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 707 | $5,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 298 | $5,000 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 5,000 | $5,000 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 6,497 | $5,000 | dollars as filed | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 2,649 | $5,000 | dollars as filed | |
| HELIOGEN INC COM NEW | 42329E204 | Stock | 1,243 | $5,000 | dollars as filed | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 5,000 | $5,000 | dollars as filed | principal |
| LANDOS BIOPHARMA INC | 515069201 | COMMON | 1,209 | $5,000 | dollars as filed | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 73 | $5,000 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 499 | $4,000 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 485 | $4,000 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 600 | $4,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 91 | $4,000 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 9,430 | $4,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 356 | $4,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 432 | $4,000 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC | 252828108 | COM | 339 | $4,000 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 266 | $4,000 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 400 | $4,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 1,853 | $4,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,010 | $4,000 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 247 | $4,000 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 903 | $4,000 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859201 | COM NEW | 423 | $4,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 141 | $4,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 1,600 | $4,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 255 | $4,000 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 1,167 | $4,000 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 2,011 | $4,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 79 | $4,000 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 1,278 | $4,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $4,000 | dollars as filed | principal |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 717 | $4,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 146 | $4,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 170 | $4,000 | dollars as filed | principal |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 355 | $4,000 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 126 | $4,000 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 1,000 | $4,000 | dollars as filed | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 3,525 | $4,000 | dollars as filed | |
| SHAPEWAYS HOLDINGS ORD | 81947T201 | COMMON STOCK | 1,144 | $4,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 197 | $4,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 5,215 | $4,000 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,678 | $4,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 1,930 | $4,000 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 1,391 | $4,000 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 468 | $4,000 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,650 | $4,000 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 1,498 | $4,000 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 2,310 | $4,000 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $4,000 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $4,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,000 | $4,000 | dollars as filed | principal |
| Draganfly Inc | 26142Q205 | COM | 5,277 | $4,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 942 | $4,000 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 3,025 | $4,000 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 2,220 | $4,000 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 770 | $4,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 7,857 | $4,000 | dollars as filed | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 1,914 | $4,000 | dollars as filed | |
| ANGHAMI INC | G0369L101 | ORD SHS | 6,931 | $4,000 | dollars as filed | |
| NULL | 09071M205 | NULL | 2,053 | $4,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $4,000 | dollars as filed | |
| TIDAL TR II | 88636J832 | DEFIANCE S&P 500 | 200 | $4,000 | dollars as filed | |
| MYNARIC AG | 62857X101 | SPON ADS | 736 | $4,000 | dollars as filed | |
| GLOBAL X FDS | 37960A685 | MSCI CHINA RE | 230 | $4,000 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 304 | $3,000 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,150 | $3,000 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 350 | $3,000 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 300 | $3,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 660 | $3,000 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,119 | $3,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 457 | $3,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 164 | $3,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 2,468 | $3,000 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 3,250 | $3,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 984 | $3,000 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,050 | $3,000 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 1,159 | $3,000 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 98 | $3,000 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 100 | $3,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 61 | $3,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,381 | $3,000 | dollars as filed | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 60 | $3,000 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 59 | $3,000 | dollars as filed | |
| PROCURE SPACE ETF | 74280R205 | ETF | 160 | $3,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 66 | $3,000 | dollars as filed | |
| Cyclerion Therapeutics Inc | 23255M204 | COM | 912 | $3,000 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $3,000 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 267 | $3,000 | dollars as filed | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 136 | $3,000 | dollars as filed | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 213 | $3,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 142 | $3,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $3,000 | dollars as filed | |
| INSIGHT MOLECULAR DIA INC | 68235C206 | COM NEW | 1,019 | $3,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 200 | $3,000 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 1,614 | $3,000 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 851 | $3,000 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 358 | $3,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 130 | $3,000 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 1,300 | $3,000 | dollars as filed | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 1,000 | $3,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 159 | $3,000 | dollars as filed | |
| SYNLOGIC INC | 87166L209 | COM | 897 | $3,000 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 324 | $3,000 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,979 | $3,000 | dollars as filed | |
| POWER REIT | 73933H101 | COM | 3,074 | $3,000 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 39 | $3,000 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,000 | $3,000 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,000 | $3,000 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,000 | $3,000 | dollars as filed | principal |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 200 | $3,000 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 3,380 | $3,000 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 150 | $3,000 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550208 | COM | 408 | $3,000 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 7,554 | $3,000 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $3,000 | dollars as filed | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,134 | $3,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 101 | $3,000 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 5,094 | $3,000 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 122 | $3,000 | dollars as filed | |
| Kelso Technologies Inc | 48826D201 | COM | 14,781 | $3,000 | dollars as filed | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 2,894 | $3,000 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 2,100 | $3,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729805 | BIOREVOLUTION | 116 | $3,000 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 102 | $3,000 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 10,000 | $3,000 | dollars as filed | |
| ELOXX PHARMACEUTICALS INC NEW | 29014R202 | Com | 526 | $3,000 | dollars as filed | |
| AXCELLA HEALTH INC | 05454B204 | COM NEW | 240 | $3,000 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 362 | $2,000 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 978 | $2,000 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 71 | $2,000 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 100 | $2,000 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 2,551 | $2,000 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 190 | $2,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 1,315 | $2,000 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 200 | $2,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 401 | $2,000 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 1,197 | $2,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 492 | $2,000 | dollars as filed | |
| DAVE INC | 23834J201 | CLASS A COM NEW | 284 | $2,000 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 53 | $2,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 916 | $2,000 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 649 | $2,000 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 177 | $2,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 139 | $2,000 | dollars as filed | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 60 | $2,000 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 497 | $2,000 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 547 | $2,000 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 584 | $2,000 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 805 | $2,000 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,033 | $2,000 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 94 | $2,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 2,000 | $2,000 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 6,265 | $2,000 | dollars as filed | |
| TIDAL TRUST II | 88634T790 | YIELDMAX GOOGL | 124 | $2,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 965 | $2,000 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 220 | $2,000 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 95 | $2,000 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 3,280 | $2,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 93 | $2,000 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 35 | $2,000 | dollars as filed | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 133 | $2,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 44 | $2,000 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 377 | $2,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 60 | $2,000 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 120 | $2,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 375 | $2,000 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,645 | $2,000 | dollars as filed | |
| ECARX HOLDINGS INC | G29201103 | CMN | 554 | $2,000 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $2,000 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 144 | $2,000 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,369 | $2,000 | dollars as filed | |
| TIDAL TRUST II | 88634T816 | YIELDMAX META | 80 | $2,000 | dollars as filed | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 20 | $2,000 | dollars as filed | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 180 | $2,000 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 501 | $2,000 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 1,293 | $2,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 100 | $2,000 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,325 | $2,000 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 181 | $2,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 2,500 | $2,000 | dollars as filed | call |
| Hanover Bancorp | 410710206 | COM | 103 | $2,000 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 803 | $2,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 340 | $2,000 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 480 | $2,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,545 | $2,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $2,000 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 3,000 | $2,000 | dollars as filed | principal |
| ARQIT QUANTUM ORD | G0567U101 | COM | 2,669 | $2,000 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 57 | $2,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 261 | $2,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 3,588 | $2,000 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 615 | $2,000 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 10,018 | $2,000 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 2,672 | $2,000 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734202 | COM | 505 | $2,000 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 5,327 | $2,000 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 227 | $2,000 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,330 | $2,000 | dollars as filed | |
| Grace Therapeutics Inc | 00430K865 | COM | 584 | $2,000 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 5,000 | $2,000 | dollars as filed | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 374 | $2,000 | dollars as filed | |
| NULL | 52178J303 | NULL | 309 | $2,000 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,803 | $2,000 | dollars as filed | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 19,230 | $2,000 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 719 | $2,000 | dollars as filed | |
| RUBICON TECHNOLOGIES INC | 78112J208 | CL A | 819 | $2,000 | dollars as filed | |
| TALIS BIOMEDICAL CORP | 87424L207 | COM NEW | 281 | $2,000 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1,700 | $2,000 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 1,495 | $2,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 895 | $2,000 | dollars as filed | |
| KRANESHARES TRUST | 500767512 | ELECTRIFICATION | 100 | $2,000 | dollars as filed | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 100 | $2,000 | dollars as filed | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 63 | $2,000 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 152 | $1,000 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 200 | $1,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 216 | $1,000 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 127 | $1,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 54 | $1,000 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 480 | $1,000 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 638 | $1,000 | dollars as filed | |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 32 | $1,000 | dollars as filed | |
| SPROTT FDS TR | 85208P709 | LITHIUM MINERS | 54 | $1,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 500 | $1,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 219 | $1,000 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 137 | $1,000 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 451 | $1,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 29 | $1,000 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 66 | $1,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 50 | $1,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 152 | $1,000 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 788 | $1,000 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 67 | $1,000 | dollars as filed | |
| US GOLDMINING INC | 90291W108 | COMMON STOCK | 100 | $1,000 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 94 | $1,000 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 2,491 | $1,000 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 102 | $1,000 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 52 | $1,000 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 110 | $1,000 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 53 | $1,000 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 357 | $1,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 2,068 | $1,000 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 29 | $1,000 | dollars as filed | |
| TIDAL TRUST II | 88634T774 | YIELDMAX NVDA | 49 | $1,000 | dollars as filed | |
| TIDAL TRUST II | 88634T840 | YIELDMAX AMZN OP | 70 | $1,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 176 | $1,000 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 208 | $1,000 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,000 | $1,000 | dollars as filed | principal |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 317 | $1,000 | dollars as filed | |
| CURIS INC | 231269309 | COM | 120 | $1,000 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 26 | $1,000 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 246 | $1,000 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 100 | $1,000 | dollars as filed | |
| MAGYAR BANCORP INC | 55977T208 | COM | 49 | $1,000 | dollars as filed | |
| AUTHID INC | 46264C305 | COM | 159 | $1,000 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 18 | $1,000 | dollars as filed | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 86 | $1,000 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 37 | $1,000 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 86 | $1,000 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 140 | $1,000 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 228 | $1,000 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 162 | $1,000 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 59 | $1,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 2,610 | $1,000 | dollars as filed | |
| SUNPOWER INC | 20460L104 | COM | 537 | $1,000 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 335 | $1,000 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 25 | $1,000 | dollars as filed | principal |
| NIU TECHNOLOGIES | 65481N100 | CMN | 433 | $1,000 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1 | $1,000 | dollars as filed | |
| ROADZEN INC | G7606H108 | CMN | 200 | $1,000 | dollars as filed | |
| CHEETAH MOBILE INC | 163075203 | CMN | 607 | $1,000 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 87 | $1,000 | dollars as filed | |
| GREENIDGE GENERATION HOLDINGS | 39531g308 | COM | 133 | $1,000 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 657 | $1,000 | dollars as filed | |
| BIONANO GENOMICS INC | 09075f305 | COM | 215 | $1,000 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E205 | COM NEW | 230 | $1,000 | dollars as filed | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 60 | $1,000 | dollars as filed | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 71 | $1,000 | dollars as filed | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 75 | $1,000 | dollars as filed | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 297 | $1,000 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250 | $1,000 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 124 | $1,000 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 100 | $1,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 100 | $1,000 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 2,344 | $1,000 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 79 | $1,000 | dollars as filed | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 51 | $1,000 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 200 | $1,000 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 100 | $1,000 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 103 | $1,000 | dollars as filed | |
| TDH HLDGS INC | G87084110 | SHS NEW | 539 | $1,000 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 620 | $1,000 | dollars as filed | principal |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 148 | $1,000 | dollars as filed | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 134 | $1,000 | dollars as filed | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 79 | $1,000 | dollars as filed | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 38 | $1,000 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,085 | $1,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 2,229 | $1,000 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 346 | $1,000 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 900 | $1,000 | dollars as filed | |
| BIOTRICITY INC | 09074H203 | COMMON STOCK | 640 | $1,000 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 600 | $1,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 2,584 | $1,000 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 548 | $1,000 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 350 | $1,000 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $1,000 | dollars as filed | principal |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,000 | $1,000 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 657 | $1,000 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 392 | $1,000 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 141 | $1,000 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 447 | $1,000 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 107 | $1,000 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 2,175 | $1,000 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 178 | $1,000 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 200 | $1,000 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 3,862 | $1,000 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,136 | $1,000 | dollars as filed | |
| XOS INC | 98423B108 | COM | 2,657 | $1,000 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 1,501 | $1,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,305 | $1,000 | dollars as filed | |
| AEYE INC | 008183105 | COM | 4,266 | $1,000 | dollars as filed | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 1,678 | $1,000 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 47 | $1,000 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 266 | $1,000 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 1,000 | $1,000 | dollars as filed | principal |
| UPHEALTH INC | 91532B200 | COM | 1,030 | $1,000 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P200 | ADR | 100 | $1,000 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 1,250 | $1,000 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468202 | ADR | 2,246 | $1,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 98 | $1,000 | dollars as filed | |
| MUSTANG BIO INC | 62818Q203 | COM | 338 | $1,000 | dollars as filed | |
| APOLLOMICS INC | G0411D107 | COM | 151 | $1,000 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 2,725 | $1,000 | dollars as filed | |
| ENERGOUS CORP | 29272C202 | COM | 509 | $1,000 | dollars as filed | |
| FLORA GROWTH CORP (US) OLD | 339764201 | COM | 749 | $1,000 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 226 | $1,000 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $1,000 | dollars as filed | |
| ADAMAS ONE CORP | 00548H101 | COMMON STOCK | 1,638 | $1,000 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 713 | $1,000 | dollars as filed | |
| INKT | 603693102 | Stock | 649 | $1,000 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523203 | SPONSORED ADR | 515 | $1,000 | dollars as filed | |
| PROSHARES TR | 74347G275 | ULTRASHORT CONSU | 41 | $1,000 | dollars as filed | |
| AYRO INC | 054748207 | COM | 311 | $1,000 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 675 | $1,000 | dollars as filed | |
| TC Bancshares, Inc. | 87224V108 | Non 13F Security | 70 | $1,000 | dollars as filed | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 746 | $1,000 | dollars as filed | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 150 | $1,000 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506604 | COM NEW | 445 | $1,000 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,015 | $1,000 | dollars as filed | |
| NULL | 25381D206 | NULL | 699 | $1,000 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 3,027 | $1,000 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 1,300 | $1,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,490 | $1,000 | dollars as filed | |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 10,000 | $1,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 370 | $1,000 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 429 | $1,000 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 846 | $1,000 | dollars as filed | |
| VICINITY MOTOR CORP | 925654105 | COM | 766 | $1,000 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 2,389 | $1,000 | dollars as filed | |
| DECISIONPOINT SYS INC NEW | 24345A507 | COMMON | 185 | $1,000 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 1,000 | $1,000 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 366 | $1,000 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 6,728 | $1,000 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L308 | COMMON | 254 | $1,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-053182 | this filing | 2023-11-14 | acceptance time not in the bulk data set |