13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,480 holding rows worth $369,063,327,000.
- Accession
- 0001140361-23-053182
- Filer
- CIK 1000275
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,503 entries on the cover page, a total value of $369,063,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,063,327,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 3,361 | $161,000 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 19,005 | $161,000 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 24,835 | $160,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 4,973 | $160,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B527 | BAHL GA GROW ETF | 6,727 | $160,000 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 10,490 | $160,000 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 4,840 | $159,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,293 | $159,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 9,288 | $159,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 132,566 | $158,000 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 14,439 | $158,000 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 5,509 | $158,000 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 44,800 | $158,000 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 34,579 | $158,000 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 53,035 | $158,000 | dollars as filed | |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 7,190 | $157,000 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 8,779 | $157,000 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 19,589 | $157,000 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 32,256 | $157,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 106,000 | $157,000 | dollars as filed | principal |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 5,815 | $156,000 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,217 | $156,000 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 35,265 | $156,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,963 | $156,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 8,655 | $156,000 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 5,699 | $155,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 16,889 | $155,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 11,139 | $155,000 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 22,137 | $155,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 5,733 | $155,000 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 10,220 | $154,000 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 55,203 | $154,000 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 37,869 | $154,000 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,273 | $154,000 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 11,813 | $154,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 7,649 | $154,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 13,152 | $154,000 | dollars as filed | |
| GLOBAL X EMERGING MARKETS EX C | 37960a636 | INDX FD | 6,293 | $154,000 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 11,045 | $153,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 3,112 | $153,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,235 | $153,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 31,940 | $153,000 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 27,750 | $153,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 4,220 | $153,000 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 3,842 | $153,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 4,161 | $153,000 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 9,205 | $153,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 90,850 | $153,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 62,382 | $152,000 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 22,410 | $152,000 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 4,611 | $152,000 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 34,181 | $152,000 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 23,209 | $151,000 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 13,132 | $151,000 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 49,268 | $151,000 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 8,505 | $151,000 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 5,264 | $151,000 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 2,521 | $150,000 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 3,101 | $150,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 6,479 | $150,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 5,063 | $150,000 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 7,821 | $150,000 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 26,785 | $149,000 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 32,319 | $149,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,200 | $149,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,417 | $149,000 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 64,300 | $149,000 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 11,835 | $149,000 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,741 | $149,000 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 8,825 | $148,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 4,574 | $148,000 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 8,095 | $148,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 6,975 | $148,000 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 11,697 | $148,000 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 19,002 | $148,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 4,418 | $147,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 28,897 | $147,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 27,500 | $147,000 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 5,248 | $147,000 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 15,373 | $147,000 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 4,575 | $147,000 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 86,000 | $147,000 | dollars as filed | principal |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 18,214 | $146,000 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 38,346 | $146,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 50,235 | $146,000 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 5,530 | $146,000 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 5,433 | $146,000 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 15,024 | $145,000 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 34,584 | $145,000 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 9,406 | $145,000 | dollars as filed | |
| GERON CORP | 374163103 | COM | 68,143 | $144,000 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 17,231 | $144,000 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 49,559 | $144,000 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 7,946 | $144,000 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,675 | $144,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 9,339 | $144,000 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,734 | $144,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 5,910 | $144,000 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 4,710 | $144,000 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,378 | $144,000 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 9,000 | $143,000 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 84,519 | $143,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 4,746 | $143,000 | dollars as filed | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 5,900 | $143,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 5,366 | $143,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 5,151 | $143,000 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 26,025 | $143,000 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 10,917 | $142,000 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 4,903 | $142,000 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 5,234 | $142,000 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 343 | $142,000 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 13,800 | $141,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 3,545 | $141,000 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 22,993 | $141,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 6,300 | $141,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 7,696 | $141,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 29,502 | $140,000 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 7,110 | $140,000 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,661 | $140,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 5,655 | $140,000 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 5,175 | $140,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 10,900 | $139,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 36,988 | $139,000 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 31,035 | $139,000 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 4,987 | $139,000 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 7,343 | $139,000 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 3,003 | $138,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 29,812 | $138,000 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 19,589 | $137,000 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 14,343 | $137,000 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 21,078 | $137,000 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 18,947 | $137,000 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 145,000 | $137,000 | dollars as filed | principal |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 17,069 | $136,000 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 20,318 | $136,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 1,681 | $136,000 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 6,971 | $136,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 3,292 | $136,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 13,233 | $136,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 3,399 | $136,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 128,216 | $136,000 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,109 | $135,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 18,260 | $135,000 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 10,485 | $135,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 9,207 | $135,000 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 61,303 | $135,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 6,236 | $135,000 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,146 | $135,000 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 15,732 | $135,000 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 8,059 | $134,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,100 | $134,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 1,771 | $134,000 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 4,428 | $134,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 5,568 | $134,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 5,310 | $134,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 3,517 | $134,000 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 27,176 | $133,000 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,266 | $133,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,691 | $133,000 | dollars as filed | |
| SIREN ETF TR | 829658301 | CMN | 2,428 | $133,000 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3,649 | $133,000 | dollars as filed | principal |
| ADVISORSHARES TR | 00768Y479 | ETFs | 4,398 | $133,000 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 5,807 | $133,000 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 1,554 | $132,000 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,796 | $132,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 32,306 | $132,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 5,476 | $132,000 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 20,400 | $132,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P797 | CMN | 5,923 | $132,000 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 100,934 | $132,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 7,416 | $131,000 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 8,430 | $131,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 15,996 | $131,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 111,746 | $130,000 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 8,682 | $130,000 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 28,030 | $129,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 110,515 | $129,000 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 6,434 | $129,000 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,817 | $129,000 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 12,475 | $129,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 14,261 | $129,000 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 4,093 | $129,000 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,054 | $128,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 9,200 | $128,000 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 4,545 | $128,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 5,567 | $128,000 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 15,240 | $128,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,251 | $128,000 | dollars as filed | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 3,963 | $128,000 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 80,973 | $128,000 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 160,000 | $128,000 | dollars as filed | principal |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 6,469 | $128,000 | dollars as filed | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 2,988 | $128,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 15,158 | $127,000 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 29,833 | $127,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,296 | $127,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,875 | $127,000 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 15,863 | $127,000 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 4,309 | $127,000 | dollars as filed | |
| DBX ETF TR | 23306X308 | XTRACKERS S&P GR | 4,048 | $127,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 145,000 | $127,000 | dollars as filed | principal |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,819 | $127,000 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 20,768 | $126,000 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 16,500 | $126,000 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 6,289 | $126,000 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 4,102 | $126,000 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 5,514 | $126,000 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 6,550 | $126,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 58,372 | $126,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 49,200 | $126,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 2,180 | $125,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,621 | $125,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 23,178 | $125,000 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 97,378 | $125,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 2,794 | $125,000 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,023 | $125,000 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 8,600 | $125,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,805 | $125,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,958 | $125,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 3,525 | $125,000 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 30,300 | $125,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 5,668 | $125,000 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 6,693 | $124,000 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 2,940 | $124,000 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,683 | $124,000 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 84,594 | $124,000 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 15,648 | $124,000 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 8,973 | $124,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 19,521 | $124,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 15,999 | $124,000 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 23,548 | $124,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 42,640 | $124,000 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 165,000 | $124,000 | dollars as filed | principal |
| PETIQ INC | 71639T106 | COMMON STOCK | 6,291 | $124,000 | dollars as filed | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 3,781 | $124,000 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 8,415 | $123,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 15,456 | $123,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 2,526 | $123,000 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 11,548 | $123,000 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 10,848 | $123,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 7,461 | $123,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,183 | $123,000 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 9,297 | $123,000 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 24,048 | $123,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 66,500 | $123,000 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 1,705 | $123,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 45,344 | $123,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 4,529 | $123,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 7,053 | $123,000 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 13,642 | $122,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,104 | $122,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 13,918 | $122,000 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 23,138 | $121,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 11,886 | $121,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H786 | US LRGCP B20 FEB | 4,620 | $121,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 6,071 | $121,000 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 39,911 | $121,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 18,705 | $121,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 38,853 | $121,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 55,729 | $121,000 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 17,282 | $120,000 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 4,412 | $120,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 3,544 | $120,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 11,272 | $120,000 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 2,729 | $119,000 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 13,820 | $119,000 | dollars as filed | |
| NORTECH SYS INC | 656553104 | COM | 12,900 | $119,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 9,721 | $119,000 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 12,582 | $119,000 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 53,630 | $119,000 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,396 | $119,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,372 | $118,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 3,502 | $118,000 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 81,753 | $118,000 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 4,532 | $117,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 9,100 | $117,000 | dollars as filed | call |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 10,488 | $117,000 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 15,367 | $117,000 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 14,774 | $117,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 21,270 | $117,000 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 3,120 | $117,000 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 7,795 | $117,000 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 47,957 | $116,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 6,825 | $116,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 64,776 | $116,000 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 17,069 | $116,000 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 9,755 | $116,000 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 8,806 | $116,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 2,909 | $116,000 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 2,929 | $116,000 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 4,424 | $115,000 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 24,200 | $115,000 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 4,099 | $115,000 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 11,759 | $115,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 16,375 | $115,000 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 13,935 | $114,000 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 6,824 | $114,000 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,148 | $114,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 9,372 | $114,000 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 3,902 | $114,000 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 13,743 | $114,000 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 557 | $114,000 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 15,200 | $114,000 | dollars as filed | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 2,675 | $114,000 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,765 | $113,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 6,003 | $113,000 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 5,757 | $113,000 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 5,354 | $113,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 29,607 | $113,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 111,000 | $113,000 | dollars as filed | principal |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 3,609 | $112,000 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 30,917 | $111,000 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 12,687 | $111,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 7,200 | $111,000 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 6,283 | $111,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 2,374 | $111,000 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,882 | $111,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 39,137 | $111,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 5,267 | $111,000 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 14,497 | $111,000 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 6,552 | $110,000 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,092 | $110,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 30,672 | $110,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 3,490 | $110,000 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,270 | $110,000 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,835 | $110,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 19,898 | $110,000 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 18,160 | $110,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 4,500 | $109,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,869 | $109,000 | dollars as filed | |
| EA SERIES TRUST | 02072L672 | STRIVE US SEMICO | 3,348 | $109,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 11,852 | $108,000 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 2,381 | $108,000 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 12,696 | $108,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 68,011 | $108,000 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,786 | $108,000 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 4,258 | $108,000 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 20,953 | $108,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 3,925 | $108,000 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 4,151 | $108,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 5,378 | $107,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 6,520 | $107,000 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 21,692 | $107,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 3,847 | $107,000 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 15,643 | $107,000 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 2,848 | $106,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,457 | $106,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 5,145 | $106,000 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 4,284 | $106,000 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 14,471 | $106,000 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,801 | $105,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 7,212 | $105,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 29,909 | $105,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 825 | $105,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 20,304 | $105,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 3,006 | $105,000 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 73,941 | $105,000 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 48,707 | $104,000 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,642 | $104,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 2,666 | $104,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 77,281 | $104,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 20,548 | $104,000 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 61,215 | $104,000 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 5,522 | $103,000 | dollars as filed | principal |
| JAMES RIV GROUP LTD | G5005R107 | COM | 6,734 | $103,000 | dollars as filed | |
| TIDAL TRUST II | 88634T105 | CARBON CLCTV CLM | 5,575 | $103,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 10,194 | $103,000 | dollars as filed | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 65,000 | $103,000 | dollars as filed | principal |
| UDEMY INC COM | 902685106 | Stock | 10,751 | $102,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 3,272 | $102,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 2,204 | $102,000 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 4,716 | $102,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 15,405 | $102,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 10,119 | $102,000 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,000 | $101,000 | dollars as filed | put |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,224 | $101,000 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 22,429 | $101,000 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 66,814 | $101,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 80,508 | $101,000 | dollars as filed | |
| EA SERIES TRUST | 02072L417 | MARK FO DIVI ETF | 4,181 | $101,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 37,527 | $101,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 6,010 | $101,000 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 6,474 | $100,000 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 11,160 | $100,000 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 12,815 | $100,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 3,756 | $100,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 15,548 | $100,000 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 15,928 | $100,000 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 6,915 | $100,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 46,554 | $99,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 7,705 | $99,000 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 35,700 | $99,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 9,067 | $99,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 14,073 | $98,000 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 6,612 | $98,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,189 | $98,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 5,229 | $98,000 | dollars as filed | |
| SPROTT FDS TR | 85208P402 | SPROTT CRITICAL | 5,406 | $98,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 19,957 | $98,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 27,298 | $98,000 | dollars as filed | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,004 | $97,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 4,182 | $97,000 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 37,042 | $97,000 | dollars as filed | |
| FLEXSHARES TR | 33939L811 | COM | 4,965 | $97,000 | dollars as filed | |
| LISTED FD TR | 53656G464 | ROUNDHILL BIG BK | 3,713 | $97,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 4,930 | $96,000 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 29,177 | $96,000 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,990 | $96,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 18,393 | $95,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 2,829 | $95,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 70,000 | $95,000 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 19,160 | $95,000 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,760 | $95,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 12,881 | $95,000 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 18,606 | $95,000 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 5,868 | $95,000 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 26,900 | $95,000 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 8,700 | $95,000 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,530 | $95,000 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 5,181 | $95,000 | dollars as filed | |
| GLAUKOS CORP | 377322AB8 | BOND | 61,000 | $95,000 | dollars as filed | principal |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 3,105 | $94,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,730 | $94,000 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 6,169 | $94,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 3,928 | $94,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 19,961 | $93,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,191 | $93,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 11,830 | $93,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,409 | $93,000 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 125,000 | $93,000 | dollars as filed | principal |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 13,305 | $92,000 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 7,622 | $92,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 6,219 | $92,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 5,857 | $92,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 12,787 | $92,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,662 | $92,000 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 75,891 | $92,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 16,988 | $92,000 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 1,369 | $91,000 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,883 | $91,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 4,797 | $91,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 4,468 | $91,000 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125784 | KOREA ACTIVE ETF | 3,880 | $91,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 4,133 | $91,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 9,881 | $91,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 6,741 | $91,000 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 29,849 | $90,000 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 4,957 | $90,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 5,868 | $90,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 2,315 | $90,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 4,235 | $90,000 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 6,426 | $90,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 6,183 | $89,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 25,142 | $89,000 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,121 | $89,000 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 2,610 | $89,000 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 6,568 | $89,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 150,527 | $89,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 3,731 | $88,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 9,756 | $88,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 10,240 | $88,000 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 14,330 | $88,000 | dollars as filed | |
| EA SERIES TRUST | 02072L599 | STRI 1000 VA ETF | 3,580 | $88,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 60,050 | $88,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 8,134 | $88,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 1,854 | $87,000 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 9,686 | $87,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 47,709 | $87,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 8,188 | $87,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,000 | $87,000 | dollars as filed | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,569 | $87,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 2,655 | $87,000 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 93,337 | $87,000 | dollars as filed | |
| HAMMERHEAD ENERGY INC | 408302107 | CLASS A COM | 7,253 | $87,000 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 5,457 | $86,000 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 4,917 | $86,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 15,558 | $86,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 7,854 | $86,000 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 4,500 | $86,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,150 | $85,000 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 2,869 | $85,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 3,199 | $85,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 784 | $85,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 18,963 | $85,000 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 2,675 | $85,000 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 8,965 | $85,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,216 | $85,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 14,193 | $85,000 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 4,844 | $85,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 4,230 | $85,000 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 6,300 | $85,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,492 | $85,000 | dollars as filed | |
| KLAVIYO INC COM SER A | 49845K101 | Stock | 2,436 | $84,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 7,509 | $84,000 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 8,711 | $84,000 | dollars as filed | |
| PELAGOS INS CAP LTD | G3398L118 | COM | 5,692 | $84,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 138,057 | $84,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 32,186 | $84,000 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,858 | $84,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 17,325 | $84,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-053182 | this filing | 2023-11-14 | acceptance time not in the bulk data set |