13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 12,487 | $125,000 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 14,774 | $125,000 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 15,315 | $124,000 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 58,121 | $124,000 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 7,503 | $124,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,832 | $124,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 6,017 | $124,000 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 1,705 | $124,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,496 | $124,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 3,973 | $124,000 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 7,729 | $123,000 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 8,800 | $123,000 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 12,000 | $123,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 9,625 | $123,000 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 16,900 | $123,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 9,709 | $123,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 47,678 | $123,000 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 26,578 | $123,000 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 11,748 | $123,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 5,671 | $123,000 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 56,088 | $122,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 13,744 | $122,000 | dollars as filed | |
| LASER PHOTONICS CORP | 51807Q100 | COM | 26,100 | $122,000 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 4,600 | $122,000 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4,614 | $121,000 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 3,909 | $121,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 16,604 | $121,000 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 5,300 | $121,000 | dollars as filed | put |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 6,765 | $121,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 8,309 | $121,000 | dollars as filed | |
| DBX ETF TR | 23306X407 | XTRACKRS S&P 100 | 4,757 | $121,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 13,700 | $120,000 | dollars as filed | call |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 6,663 | $120,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 6,371 | $120,000 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,200 | $120,000 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 22,635 | $120,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 11,000 | $120,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 24,178 | $119,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 39,860 | $119,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 140,841 | $119,000 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 4,747 | $119,000 | dollars as filed | principal |
| TREAN INS GROUP INC | 89457R101 | COM | 19,465 | $119,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,266 | $118,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 13,206 | $118,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 37,983 | $118,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,130 | $118,000 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 6,404 | $118,000 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 6,284 | $118,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 27,448 | $118,000 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 12,516 | $117,000 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 2,663 | $117,000 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 11,486 | $117,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 60,250 | $117,000 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 5,897 | $117,000 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,517 | $117,000 | dollars as filed | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,080 | $117,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,675 | $116,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,992 | $116,000 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,718 | $116,000 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 77,074 | $116,000 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 9,482 | $116,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 42,277 | $116,000 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,137 | $116,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,228 | $116,000 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 181,730 | $116,000 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 197,238 | $116,000 | dollars as filed | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 10,550 | $116,000 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,606 | $115,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 23,142 | $115,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 17,000 | $115,000 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 7,500 | $115,000 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 15,745 | $115,000 | dollars as filed | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 2,307 | $115,000 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 4,235 | $115,000 | dollars as filed | |
| DBX ETF TR | 23306X308 | XTRACKERS S&P GR | 4,039 | $115,000 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 22,000 | $115,000 | dollars as filed | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 30,100 | $114,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 8,076 | $114,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 6,263 | $114,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,076 | $114,000 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,102 | $114,000 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,226 | $114,000 | dollars as filed | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 7,143 | $114,000 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 3,115 | $113,000 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,147 | $113,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 6,540 | $113,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,150 | $113,000 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,920 | $113,000 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 4,860 | $113,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 9,566 | $113,000 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 4,226 | $112,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 8,378 | $112,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 3,650 | $112,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 21,057 | $112,000 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,507 | $112,000 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 11,898 | $112,000 | dollars as filed | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 4,797 | $112,000 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 9,515 | $111,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 2,139 | $111,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 6,144 | $111,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,830 | $111,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,666 | $111,000 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 319,200 | $111,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 31,103 | $111,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 9,145 | $111,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 12,138 | $111,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 9,092 | $111,000 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 5,103 | $110,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 7,509 | $110,000 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 11,124 | $110,000 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 2,300 | $110,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,347 | $110,000 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 2,821 | $109,000 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,092 | $109,000 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 1,300 | $109,000 | dollars as filed | |
| PGIM ETF TR | 69344A800 | TOTA RETU BD ETF | 2,597 | $109,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,320 | $109,000 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 8,839 | $109,000 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 1,529 | $108,000 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 14,553 | $108,000 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,849 | $108,000 | dollars as filed | |
| ALICO INC | 016230104 | COM | 4,470 | $108,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,768 | $108,000 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 4,176 | $108,000 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 28,119 | $108,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 8,795 | $108,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 2,853 | $107,000 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,570 | $107,000 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 3,628 | $107,000 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 5,778 | $107,000 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,000 | $107,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,297 | $107,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 4,109 | $107,000 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9,300 | $107,000 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 8,794 | $107,000 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G778 | CROSS BRG ULTRST | 5,090 | $107,000 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 13,469 | $107,000 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,832 | $106,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 4,797 | $106,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 28,947 | $106,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 2,804 | $106,000 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 14,930 | $105,000 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,934 | $105,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 17,525 | $105,000 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 16,198 | $105,000 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 10,255 | $105,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 25,438 | $105,000 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,695 | $105,000 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 79,167 | $105,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 75,848 | $105,000 | dollars as filed | |
| HV BANCORP | 40441H105 | COM | 3,504 | $105,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 4,188 | $105,000 | dollars as filed | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 16,250 | $104,000 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,296 | $104,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 11,076 | $104,000 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 20,600 | $104,000 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 39,822 | $104,000 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 19,192 | $103,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 5,972 | $103,000 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 1,918 | $103,000 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 3,600 | $103,000 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 2,355 | $103,000 | dollars as filed | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,667 | $103,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 16,100 | $103,000 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 2,392 | $102,000 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 14,341 | $102,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072687 | AVANTIS SHFXDINC | 2,198 | $102,000 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,201 | $102,000 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 4,084 | $102,000 | dollars as filed | |
| CLOCKWISE U.S. CORE EQUITY ETF | 14064D568 | ETF | 5,214 | $102,000 | dollars as filed | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 65,000 | $102,000 | dollars as filed | principal |
| CLARUS CORP NEW | 18270P109 | COM | 10,721 | $101,000 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 2,627 | $101,000 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 3,274 | $101,000 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,998 | $101,000 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,173 | $101,000 | dollars as filed | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 5,061 | $101,000 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 4,009 | $101,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 4,000 | $101,000 | dollars as filed | |
| 7 ACQUISITION CORPORATION | G80694121 | UNIT 11/05/2026 | 9,682 | $101,000 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 6,553 | $100,000 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 6,865 | $100,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 6,261 | $100,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 5,280 | $100,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 9,610 | $100,000 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 23,172 | $100,000 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 7,167 | $99,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,400 | $99,000 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 32,364 | $99,000 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 1,129 | $98,000 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,950 | $98,000 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 2,976 | $98,000 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 8,274 | $98,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 3,342 | $98,000 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 5,565 | $98,000 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 20,900 | $98,000 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 4,400 | $98,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P522 | FUND | 1,292 | $98,000 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 6,419 | $97,000 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 55,338 | $97,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 2,001 | $97,000 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 2,713 | $97,000 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 2,836 | $97,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 61,755 | $97,000 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 26,200 | $97,000 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 6,271 | $97,000 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 3,216 | $96,000 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 6,676 | $96,000 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,478 | $96,000 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,535 | $96,000 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 26,067 | $96,000 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,160 | $96,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 4,000 | $96,000 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 10,415 | $96,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,491 | $96,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,960 | $95,000 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 8,100 | $95,000 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 4,992 | $95,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,103 | $95,000 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 4,545 | $95,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 3,752 | $95,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 3,545 | $95,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 63,203 | $95,000 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 9,220 | $95,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 4,961 | $95,000 | dollars as filed | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,392 | $95,000 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,610 | $94,000 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 2,612 | $94,000 | dollars as filed | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 3,856 | $94,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,343 | $94,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 8,330 | $94,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 52,070 | $94,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 2,596 | $94,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 34,509 | $94,000 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 13,012 | $94,000 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 6,856 | $93,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 12,530 | $93,000 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,007 | $93,000 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 8,073 | $93,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 15,000 | $92,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 2,834 | $92,000 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 1,338 | $92,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 110,617 | $92,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 15,748 | $92,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 6,382 | $92,000 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 4,446 | $92,000 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 9,055 | $92,000 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 3,421 | $92,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 23,272 | $91,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,958 | $91,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 26,776 | $91,000 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 13,043 | $91,000 | dollars as filed | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 6,196 | $91,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 2,679 | $91,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 5,313 | $91,000 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 8,939 | $91,000 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 38,896 | $91,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 3,800 | $91,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 4,776 | $91,000 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 5,470 | $90,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,943 | $90,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 14,477 | $90,000 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 948 | $90,000 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 2,407 | $90,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 1,768 | $90,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 4,230 | $90,000 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 9,000 | $90,000 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 10,421 | $89,000 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,778 | $89,000 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 4,345 | $89,000 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 6,300 | $89,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 37,527 | $89,000 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 8,401 | $89,000 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 4,328 | $89,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,905 | $88,000 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 13,696 | $88,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 3,094 | $88,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,425 | $88,000 | dollars as filed | |
| FLEXSHARES TR | 33939L811 | COM | 4,394 | $88,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 5,104 | $88,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 3,058 | $88,000 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 1,568 | $87,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 25,431 | $87,000 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 21,400 | $87,000 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 10,958 | $87,000 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 4,690 | $87,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 22,188 | $87,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 7,400 | $87,000 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 7,931 | $87,000 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,189 | $87,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 4,597 | $87,000 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,400 | $87,000 | dollars as filed | |
| SI BONE INC | 825704109 | COM | 4,343 | $86,000 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,800 | $86,000 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 963 | $86,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 3,410 | $86,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 3,759 | $86,000 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 762 | $86,000 | dollars as filed | principal |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 11,904 | $86,000 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,960 | $85,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 5,420 | $85,000 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,358 | $85,000 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 20,475 | $85,000 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 26,687 | $85,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,625 | $85,000 | dollars as filed | |
| PROCURE SPACE ETF | 74280R205 | ETF | 4,412 | $85,000 | dollars as filed | |
| PROVENTION BIO INC | 74374N102 | COM | 3,549 | $85,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 4,160 | $85,000 | dollars as filed | |
| HEART TEST LABORATORIES INC | 42254E104 | COMMON | 85,980 | $85,000 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 7,917 | $84,000 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 10,861 | $84,000 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 4,312 | $84,000 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 3,816 | $84,000 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 15,399 | $84,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 121,511 | $84,000 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 41,332 | $84,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00774Q197 | RAYLIANT QUANTAM | 4,855 | $84,000 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 58,626 | $84,000 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 5,890 | $83,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 12,297 | $83,000 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 5,992 | $83,000 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 4,583 | $83,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 8,201 | $83,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 2,551 | $83,000 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,743 | $83,000 | dollars as filed | |
| DBX ETF TR | 23306X506 | XTRAC S&P ETF | 3,342 | $83,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 3,414 | $83,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 3,623 | $83,000 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 3,200 | $82,000 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 45,436 | $82,000 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,600 | $82,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 21,180 | $82,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 14,039 | $82,000 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 8,700 | $82,000 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 6,005 | $81,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 4,146 | $81,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 690 | $81,000 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 2,800 | $81,000 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,300 | $81,000 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 22,800 | $81,000 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 2,929 | $81,000 | dollars as filed | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 29,319 | $81,000 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 9,043 | $80,000 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6,430 | $80,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 4,680 | $80,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 6,457 | $80,000 | dollars as filed | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,200 | $80,000 | dollars as filed | |
| NULL | 301505749 | NULL | 3,259 | $80,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 4,818 | $79,000 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 8,445 | $79,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 12,996 | $79,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 45,400 | $79,000 | dollars as filed | |
| COHEN & CO INC NEW | 19249M102 | COM | 11,521 | $79,000 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 2,109 | $79,000 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 4,310 | $78,000 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 10,000 | $78,000 | dollars as filed | call |
| GOLDMINING INC | 38149E101 | COM | 64,408 | $78,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 18,902 | $78,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,920 | $78,000 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,531 | $78,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L305 | US STRATEGIC DIV | 3,208 | $78,000 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 40,000 | $78,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 934 | $78,000 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 81,792 | $78,000 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 123,128 | $78,000 | dollars as filed | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 3,512 | $78,000 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,809 | $77,000 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 8,660 | $77,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 629 | $77,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,763 | $77,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 1,202 | $77,000 | dollars as filed | |
| ALPHA ARCHITECT HIGH INFLATION AND DEFLATION ETF | 02072L631 | ETF | 3,267 | $77,000 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 5,474 | $77,000 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,281 | $77,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 2,395 | $77,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 4,170 | $77,000 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 5,180 | $76,000 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 2,239 | $76,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 7,146 | $76,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 7,385 | $76,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 106,143 | $76,000 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 9,412 | $76,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 7,592 | $76,000 | dollars as filed | |
| GLAUKOS CORP | 377322AB8 | BOND | 61,000 | $76,000 | dollars as filed | principal |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 2,663 | $76,000 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 19,457 | $75,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,637 | $75,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 1,739 | $75,000 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 55,829 | $75,000 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 14,307 | $75,000 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,514 | $74,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 9,582 | $74,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 7,250 | $74,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 2,456 | $74,000 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 2,377 | $74,000 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 3,800 | $74,000 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 28,546 | $73,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,020 | $73,000 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 4,073 | $73,000 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,180 | $73,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 9,398 | $73,000 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 2,700 | $73,000 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 4,450 | $73,000 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 6,000 | $73,000 | dollars as filed | |
| SALISBURY BANCORP INC | 795226109 | COM | 3,033 | $73,000 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 125,428 | $73,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 3,726 | $72,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 8,769 | $72,000 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 5,670 | $72,000 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,660 | $72,000 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,456 | $72,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,426 | $72,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 495 | $72,000 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 6,335 | $72,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 58,157 | $72,000 | dollars as filed | |
| SONIC FDRY INC | 83545R207 | COM NEW | 79,606 | $72,000 | dollars as filed | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 68,174 | $72,000 | dollars as filed | |
| SILVERSPAC INC | G8136V120 | UNIT 09/09/2026 | 7,014 | $72,000 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 910 | $72,000 | dollars as filed | principal |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 6,521 | $71,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 3,814 | $71,000 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,822 | $71,000 | dollars as filed | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 7,595 | $71,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 4,233 | $71,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,093 | $71,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 2,794 | $71,000 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,600 | $71,000 | dollars as filed | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,683 | $71,000 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,729 | $71,000 | dollars as filed | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $71,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 2,964 | $70,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 300 | $70,000 | dollars as filed | put |
| SIRIUSPOINT LTD | G8192H106 | COM | 8,555 | $70,000 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 7,877 | $70,000 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,217 | $70,000 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 8,952 | $70,000 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 10,322 | $70,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y201 | MUN INM ETF | 2,607 | $70,000 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 2,275 | $70,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1,519 | $70,000 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 7,071 | $70,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 7,916 | $69,000 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 1,730 | $69,000 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 4,715 | $69,000 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,204 | $69,000 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 2,372 | $69,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 3,324 | $69,000 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 30,625 | $69,000 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,000 | $68,000 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 11,190 | $68,000 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 9,737 | $68,000 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 4,842 | $68,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 1,382 | $68,000 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 88,475 | $68,000 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 83,944 | $68,000 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 6,482 | $68,000 | dollars as filed | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,848 | $68,000 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 9,975 | $67,000 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 4,394 | $67,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 6,300 | $67,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,094 | $67,000 | dollars as filed | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 2,188 | $67,000 | dollars as filed | |
| NORTECH SYS INC | 656553104 | COM | 6,300 | $67,000 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 4,892 | $67,000 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 1,417 | $66,000 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 5,993 | $66,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 13,165 | $66,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 18,280 | $66,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,811 | $66,000 | dollars as filed | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 13,200 | $66,000 | dollars as filed | |
| TIDAL TRUST II | 88634T105 | CARBON CLCTV CLM | 3,538 | $66,000 | dollars as filed | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 1,046 | $66,000 | dollars as filed | principal |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 856 | $65,000 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 7,675 | $65,000 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 42,976 | $65,000 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,978 | $65,000 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 5,600 | $65,000 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,641 | $65,000 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 3,746 | $65,000 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 65,000 | $65,000 | dollars as filed | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 600 | $64,000 | dollars as filed | put |
| GERON CORP | 374163103 | COM | 29,511 | $64,000 | dollars as filed | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 2,076 | $64,000 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 2,269 | $64,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 2,088 | $64,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,080 | $64,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 20,338 | $64,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 762 | $64,000 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 25,714 | $64,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,580 | $64,000 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,811 | $64,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 53,656 | $64,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 18,232 | $64,000 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 139,604 | $64,000 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 290,761 | $64,000 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 1,726 | $63,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 3,250 | $63,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 52,222 | $63,000 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 2,133 | $63,000 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,208 | $63,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |