13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 8,633 | $22,000 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 10,339 | $22,000 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 2,100 | $22,000 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,656 | $21,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,583 | $21,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 1,529 | $21,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 2,367 | $21,000 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 125 | $21,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 1,917 | $21,000 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 22,000 | $21,000 | dollars as filed | principal |
| NEXA RES S A | L67359106 | COM | 3,253 | $21,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 377 | $21,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 466 | $21,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 757 | $21,000 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,810 | $21,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $21,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 5,224 | $21,000 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 16,985 | $21,000 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 2,332 | $21,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,000 | $21,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 5,609 | $21,000 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 15,938 | $21,000 | dollars as filed | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,709 | $21,000 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 19,136 | $20,000 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 733 | $20,000 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 15,150 | $20,000 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 5,797 | $20,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C846 | BLOOMBERG THREE | 410 | $20,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 656 | $20,000 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 766 | $20,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 628 | $20,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 940 | $20,000 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 1,185 | $20,000 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 1,593 | $20,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 8,970 | $20,000 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 23,970 | $20,000 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 880 | $20,000 | dollars as filed | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 299 | $20,000 | dollars as filed | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $20,000 | dollars as filed | |
| TIDAL ETF TR II | 88634T501 | SENIOR SECRD CRD | 1,000 | $20,000 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 12,418 | $19,000 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 2,825 | $19,000 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,827 | $19,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 5,774 | $19,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 1,349 | $19,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 340 | $19,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 615 | $19,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $19,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,000 | $19,000 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 8,628 | $19,000 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 1,469 | $19,000 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 80,336 | $19,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 8,215 | $19,000 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 618 | $18,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,198 | $18,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 386 | $18,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,550 | $18,000 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,700 | $18,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 518 | $18,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 5,580 | $18,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 2,759 | $18,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,002 | $18,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 9,020 | $18,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 223 | $18,000 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 273 | $18,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,034 | $18,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $18,000 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,498 | $18,000 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 525 | $18,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 1,215 | $18,000 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 750 | $18,000 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 30,002 | $18,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 1,331 | $18,000 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 4,218 | $18,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 3,986 | $18,000 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,761 | $18,000 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 131,743 | $18,000 | dollars as filed | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 33,199 | $18,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 13,453 | $17,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 1,339 | $17,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 17,528 | $17,000 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,002 | $17,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 8,915 | $17,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 10,427 | $17,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 2,185 | $17,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,682 | $17,000 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,164 | $17,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 4,640 | $17,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 6,389 | $17,000 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 2,000 | $17,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 6,660 | $17,000 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 5,756 | $17,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 456 | $17,000 | dollars as filed | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 185 | $17,000 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 3,518 | $17,000 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 5,879 | $17,000 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 5,143 | $17,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 17,265 | $17,000 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 3,260 | $17,000 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 7,737 | $17,000 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 16,847 | $17,000 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 2,662 | $17,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 1,603 | $16,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 34,246 | $16,000 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 313 | $16,000 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,932 | $16,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 712 | $16,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 2,921 | $16,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,089 | $16,000 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 1,519 | $16,000 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 3,131 | $16,000 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,048 | $16,000 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 1,269 | $16,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 674 | $16,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 485 | $16,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 864 | $16,000 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,267 | $16,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 878 | $16,000 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 1,075 | $16,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,311 | $16,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $16,000 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,600 | $16,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,200 | $16,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 25,221 | $16,000 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 3,284 | $16,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 400 | $16,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 15,000 | $16,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,000 | $16,000 | dollars as filed | principal |
| WEJO GROUP LIMITED | G9525W109 | COM | 29,974 | $16,000 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 22,812 | $16,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $16,000 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 300 | $15,000 | dollars as filed | put |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 765 | $15,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 3,000 | $15,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 415 | $15,000 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 8,511 | $15,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 9,088 | $15,000 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 4,987 | $15,000 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 725 | $15,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 1,499 | $15,000 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 4,567 | $15,000 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 3,336 | $15,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 1,515 | $15,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 2,974 | $15,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 2,265 | $15,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 1,000 | $15,000 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 2,686 | $15,000 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 383 | $15,000 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 6,600 | $15,000 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 3,302 | $15,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 800 | $15,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 724 | $15,000 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 10,791 | $15,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y728 | RAYLIANT NXTGEN | 669 | $15,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 338 | $15,000 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 4,344 | $15,000 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 1,325 | $15,000 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,741 | $15,000 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 10,150 | $15,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 9,830 | $15,000 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $14,000 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,588 | $14,000 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 656 | $14,000 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 11,532 | $14,000 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 860 | $14,000 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,607 | $14,000 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,955 | $14,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 399 | $14,000 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 894 | $14,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 3,000 | $14,000 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 402 | $14,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 2,676 | $14,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,746 | $14,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 7,003 | $14,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 1,337 | $14,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 4,103 | $14,000 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 23,395 | $14,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 200 | $14,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,240 | $14,000 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 3,490 | $14,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 2,000 | $14,000 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 4,650 | $14,000 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 9,000 | $14,000 | dollars as filed | principal |
| SYSTEM1 INC | 87200P109 | COM | 3,157 | $14,000 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 504 | $13,000 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 4,460 | $13,000 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,497 | $13,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 12,648 | $13,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 3,261 | $13,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 2,027 | $13,000 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,094 | $13,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 1,253 | $13,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 331 | $13,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 1,552 | $13,000 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 24,125 | $13,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 1,714 | $13,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 576 | $13,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,885 | $13,000 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 675 | $13,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 7,557 | $13,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $13,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 235 | $13,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 650 | $13,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,850 | $13,000 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 2,621 | $13,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 419 | $13,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 628 | $13,000 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 619 | $13,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 285 | $13,000 | dollars as filed | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 448 | $13,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 8,269 | $13,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 11,285 | $13,000 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 1,847 | $13,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 991 | $13,000 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 2,000 | $13,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 17,000 | $13,000 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 13,000 | $13,000 | dollars as filed | principal |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 2,139 | $13,000 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 16,930 | $13,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $13,000 | dollars as filed | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 19,230 | $13,000 | dollars as filed | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 1,300 | $13,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 600 | $13,000 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 1,667 | $12,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 4,044 | $12,000 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 5,675 | $12,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,226 | $12,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 703 | $12,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 14,000 | $12,000 | dollars as filed | principal |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 2,066 | $12,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 844 | $12,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 4,057 | $12,000 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 269 | $12,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 960 | $12,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 742 | $12,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 1,323 | $12,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,800 | $12,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $12,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 728 | $12,000 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 300 | $12,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 1,318 | $12,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 1,105 | $12,000 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 568 | $12,000 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 28,068 | $12,000 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 6,727 | $12,000 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,000 | $12,000 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 16,000 | $12,000 | dollars as filed | principal |
| SONDER HOLDINGS INC | 83542D102 | COM | 16,188 | $12,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 780 | $12,000 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 35,551 | $12,000 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,663 | $12,000 | dollars as filed | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 375 | $12,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 752 | $12,000 | dollars as filed | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 173 | $12,000 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 486 | $11,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 6,512 | $11,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 2,455 | $11,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 331 | $11,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 970 | $11,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 12,000 | $11,000 | dollars as filed | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 500 | $11,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,177 | $11,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 4,109 | $11,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 2,935 | $11,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 3,083 | $11,000 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,342 | $11,000 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 3,664 | $11,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 873 | $11,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,660 | $11,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 629 | $11,000 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 1,967 | $11,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 13,843 | $11,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,442 | $11,000 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $11,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $11,000 | dollars as filed | principal |
| SILICOM LTD | M84116108 | ORD | 300 | $11,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 282 | $11,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 545 | $11,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 390 | $11,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,431 | $11,000 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,375 | $11,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $11,000 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 15,673 | $11,000 | dollars as filed | |
| AMERICAN STRATEGIC INVEST CO | 649439304 | COM CL A | 1,291 | $11,000 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 231 | $11,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 12,300 | $11,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,379 | $11,000 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 7,400 | $11,000 | dollars as filed | |
| POWER REIT | 73933H101 | COM | 2,948 | $11,000 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 10,428 | $11,000 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 9,623 | $11,000 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 4,074 | $11,000 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 11,000 | $11,000 | dollars as filed | principal |
| MONEYLION INC | 60938K106 | COM | 18,792 | $11,000 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 9,000 | $11,000 | dollars as filed | principal |
| CHARGE ENTERPRISES INC | 159610104 | COM | 9,847 | $11,000 | dollars as filed | |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 670 | $11,000 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 846 | $10,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 2,138 | $10,000 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 459 | $10,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 9,726 | $10,000 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 2,067 | $10,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 6,533 | $10,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 8,890 | $10,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 8,142 | $10,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 2,626 | $10,000 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 2,747 | $10,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 4,587 | $10,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,350 | $10,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 379 | $10,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 222 | $10,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C838 | BLOOMBERG FVE YR | 208 | $10,000 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 382 | $10,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,574 | $10,000 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 497 | $10,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 4,143 | $10,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3,457 | $10,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,379 | $10,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,829 | $10,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 652 | $10,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 300 | $10,000 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 1,500 | $10,000 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 511 | $10,000 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 249 | $10,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 465 | $10,000 | dollars as filed | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 296 | $10,000 | dollars as filed | |
| PYXIS TANKERS INC | Y71726130 | COM NEW | 2,000 | $10,000 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 2,079 | $10,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 12,679 | $10,000 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 5,056 | $10,000 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,327 | $10,000 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 515 | $10,000 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 1,717 | $10,000 | dollars as filed | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $10,000 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 12,000 | $10,000 | dollars as filed | principal |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 100 | $10,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 579 | $10,000 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,000 | $10,000 | dollars as filed | |
| IMV INC F | 44974L301 | FGC | 20,075 | $10,000 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 5,224 | $10,000 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 26,553 | $10,000 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 1,122 | $10,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 9,946 | $10,000 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 14,072 | $10,000 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 7,523 | $10,000 | dollars as filed | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $10,000 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 2,200 | $10,000 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 15,900 | $10,000 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 7,837 | $10,000 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 2,400 | $10,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 7,000 | $10,000 | dollars as filed | principal |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 377 | $9,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 7,049 | $9,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 2,933 | $9,000 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 10,000 | $9,000 | dollars as filed | principal |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 240 | $9,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,070 | $9,000 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 1,079 | $9,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 4,369 | $9,000 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,195 | $9,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 5,110 | $9,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 3,000 | $9,000 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 300 | $9,000 | dollars as filed | put |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 2,458 | $9,000 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 541 | $9,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 260 | $9,000 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 484 | $9,000 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 731 | $9,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,451 | $9,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $9,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 94 | $9,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,147 | $9,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 400 | $9,000 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 573 | $9,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 191 | $9,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 217 | $9,000 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 1,057 | $9,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 6,189 | $9,000 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,993 | $9,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 21,796 | $9,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 972 | $9,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,217 | $9,000 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 1,029 | $9,000 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 11,000 | $9,000 | dollars as filed | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $9,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 890 | $9,000 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 74,943 | $9,000 | dollars as filed | |
| GLOBAL X FDS | 37960A685 | MSCI CHINA RE | 443 | $9,000 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 3,488 | $8,000 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 800 | $8,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,000 | $8,000 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 3,165 | $8,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 239 | $8,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,669 | $8,000 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 3,399 | $8,000 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 248 | $8,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 1,965 | $8,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 2,040 | $8,000 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 875 | $8,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 173 | $8,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,344 | $8,000 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 2,749 | $8,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 346 | $8,000 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 2,894 | $8,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 2,062 | $8,000 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 250 | $8,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,275 | $8,000 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 10,673 | $8,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 2,825 | $8,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 270 | $8,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 857 | $8,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 36,000 | $8,000 | dollars as filed | principal |
| URANIUM RTY CORP | 91702V101 | COM | 3,651 | $8,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 367 | $8,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 2,453 | $8,000 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 8,918 | $8,000 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,536 | $8,000 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 665 | $8,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 355 | $8,000 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 700 | $8,000 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 824 | $8,000 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 8,622 | $8,000 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 2,523 | $8,000 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,733 | $8,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 6,715 | $8,000 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 3,436 | $8,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 5,483 | $8,000 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 5,868 | $8,000 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 3,597 | $8,000 | dollars as filed | |
| BEST INC | 08653C502 | SPONSORED ADS | 10,000 | $8,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,000 | $8,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $8,000 | dollars as filed | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 8,000 | $8,000 | dollars as filed | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,000 | $8,000 | dollars as filed | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 2,395 | $8,000 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 2,106 | $8,000 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 831 | $8,000 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 2,203 | $8,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W796 | FUTURE | 267 | $8,000 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 790 | $8,000 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 7,000 | $8,000 | dollars as filed | |
| DP CAP ACQUISITION CORP I | G2R05B100 | CLASS A ORD | 770 | $8,000 | dollars as filed | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 463 | $8,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 207 | $7,000 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 2,432 | $7,000 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 668 | $7,000 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 1,187 | $7,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,176 | $7,000 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 546 | $7,000 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,000 | $7,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 200 | $7,000 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 7,190 | $7,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 578 | $7,000 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 2,374 | $7,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 590 | $7,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 897 | $7,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 1,935 | $7,000 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,911 | $7,000 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,000 | $7,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 500 | $7,000 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,666 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $7,000 | dollars as filed | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 299 | $7,000 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,000 | $7,000 | dollars as filed | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 189 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 330 | $7,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 4,167 | $7,000 | dollars as filed | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 80 | $7,000 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 7,130 | $7,000 | dollars as filed | |
| CONNS INC | 208242107 | COM | 1,304 | $7,000 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 4,095 | $7,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 5,344 | $7,000 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 635 | $7,000 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 24,128 | $7,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 372 | $7,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 5,000 | $7,000 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 7,000 | $7,000 | dollars as filed | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 7,000 | $7,000 | dollars as filed | principal |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 13,169 | $7,000 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 4,374 | $7,000 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 1,254 | $7,000 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 4,419 | $7,000 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 2,100 | $7,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 674 | $7,000 | dollars as filed | |
| 7 ACQUISITION CORPORATION | G80694105 | SHS CL A | 666 | $7,000 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,892 | $7,000 | dollars as filed | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 5,000 | $7,000 | dollars as filed | |
| CINER RES LP | 172464109 | COM UNIT LTD | 269 | $7,000 | dollars as filed | |
| GLOBAL X FDS | 37960A719 | EDUCATION ETF | 351 | $7,000 | dollars as filed | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,773 | $7,000 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 8,449 | $6,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 819 | $6,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 100 | $6,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 1,599 | $6,000 | dollars as filed | |
| DAVE INC | 23834J201 | CLASS A COM NEW | 983 | $6,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,575 | $6,000 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 1,214 | $6,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,400 | $6,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 82 | $6,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |