13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 237 | $6,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,522 | $6,000 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 642 | $6,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,618 | $6,000 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 100 | $6,000 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 511 | $6,000 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 284 | $6,000 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 479 | $6,000 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 633 | $6,000 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 2,131 | $6,000 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,647 | $6,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $6,000 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 835 | $6,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $6,000 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 327 | $6,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 372 | $6,000 | dollars as filed | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 221 | $6,000 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 8,367 | $6,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $6,000 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,220 | $6,000 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,231 | $6,000 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 828 | $6,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 5,208 | $6,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 2,500 | $6,000 | dollars as filed | call |
| CHIMERIX INC COM | 16934W106 | Stock | 4,815 | $6,000 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,134 | $6,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $6,000 | dollars as filed | principal |
| RALLYBIO CORP | 75120L100 | COM | 1,053 | $6,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 20,662 | $6,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,000 | $6,000 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $6,000 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 6,000 | $6,000 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 1,451 | $6,000 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 6,529 | $6,000 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 3,811 | $6,000 | dollars as filed | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 569 | $6,000 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 3,547 | $6,000 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 6,000 | $6,000 | dollars as filed | principal |
| LIVEVOX HOLDING INC | 53838L100 | COM | 2,053 | $6,000 | dollars as filed | |
| MOTIVE CAPITAL CORP II | G6293R106 | COM | 562 | $6,000 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 352 | $6,000 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 1,399 | $6,000 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 6,215 | $6,000 | dollars as filed | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 38,201 | $6,000 | dollars as filed | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 100 | $6,000 | dollars as filed | |
| DAVIDSTEA INC | 238661102 | COM | 13,255 | $6,000 | dollars as filed | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 212,395 | $6,000 | dollars as filed | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $6,000 | dollars as filed | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 204 | $6,000 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,760 | $5,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,854 | $5,000 | dollars as filed | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 115 | $5,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 1,771 | $5,000 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 300 | $5,000 | dollars as filed | put |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,534 | $5,000 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,000 | $5,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,225 | $5,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 223 | $5,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 7,000 | $5,000 | dollars as filed | principal |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 518 | $5,000 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 9,051 | $5,000 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 1,931 | $5,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $5,000 | dollars as filed | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 500 | $5,000 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 241 | $5,000 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 340 | $5,000 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 579 | $5,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 221 | $5,000 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 2,544 | $5,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 200 | $5,000 | dollars as filed | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 680 | $5,000 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 13,864 | $5,000 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 969 | $5,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 1,903 | $5,000 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,465 | $5,000 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 1,299 | $5,000 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 9,809 | $5,000 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 7,318 | $5,000 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,683 | $5,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,000 | $5,000 | dollars as filed | principal |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 84 | $5,000 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 3,617 | $5,000 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 12,954 | $5,000 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 3,502 | $5,000 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,629 | $5,000 | dollars as filed | |
| XOS INC | 98423B108 | COM | 7,878 | $5,000 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 8,818 | $5,000 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 3,007 | $5,000 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 10,381 | $5,000 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 5,658 | $5,000 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,831 | $5,000 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,533 | $5,000 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 1,316 | $5,000 | dollars as filed | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 279 | $5,000 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 5,046 | $5,000 | dollars as filed | |
| NULL | 84862C203 | NULL | 3,000 | $5,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 32,983 | $5,000 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 1,729 | $5,000 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,460 | $5,000 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R631 | FPA GBL EQTY ETF | 200 | $5,000 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 2,417 | $5,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 227 | $5,000 | dollars as filed | |
| NIGHTSHARES 2000 ETF | 90470L477 | ETF | 170 | $5,000 | dollars as filed | |
| NIGHTSHARES 500 ETF | 90470L493 | ETF | 160 | $5,000 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 9,091 | $5,000 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 989 | $4,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,065 | $4,000 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 1,635 | $4,000 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 532 | $4,000 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 1,400 | $4,000 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 335 | $4,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 52 | $4,000 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,029 | $4,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,500 | $4,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 1,282 | $4,000 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 4,349 | $4,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 1,440 | $4,000 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 3,762 | $4,000 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 5,062 | $4,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 424 | $4,000 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 481 | $4,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 66 | $4,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 422 | $4,000 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 274 | $4,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 175 | $4,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 375 | $4,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 193 | $4,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 79 | $4,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 25 | $4,000 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,690 | $4,000 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 700 | $4,000 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 1,244 | $4,000 | dollars as filed | |
| GLOBAL X FDS | 37960A743 | INFORMATION TEC | 152 | $4,000 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 125 | $4,000 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 742 | $4,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 170 | $4,000 | dollars as filed | |
| KOSS CORP | 500692108 | COM | 837 | $4,000 | dollars as filed | |
| MANNATECH INC | 563771203 | COM NEW | 225 | $4,000 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $4,000 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 927 | $4,000 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,358 | $4,000 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,372 | $4,000 | dollars as filed | |
| ALPINE SUMMIT ENRGY PRTNRS INC CL A | 021009105 | COM | 7,303 | $4,000 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 480 | $4,000 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $4,000 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $4,000 | dollars as filed | principal |
| VINCO VENTURES INC | 927330100 | COM | 13,269 | $4,000 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 7,416 | $4,000 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 162 | $4,000 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 500 | $4,000 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 2,807 | $4,000 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 8,780 | $4,000 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 1,511 | $4,000 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 6,001 | $4,000 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 954 | $4,000 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 9,414 | $4,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 9,239 | $4,000 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 2,849 | $4,000 | dollars as filed | |
| OLD POINT FINL CORP | 680194107 | COM | 152 | $4,000 | dollars as filed | |
| FLORA GROWTH CORP | 339764102 | COM | 13,143 | $4,000 | dollars as filed | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 400 | $4,000 | dollars as filed | |
| GLOBAL X FDS | 37960A768 | FINANCIALS COVRD | 159 | $4,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $4,000 | dollars as filed | |
| GLOBAL X FDS | 37960A750 | HEALTH CARE COVR | 159 | $4,000 | dollars as filed | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $4,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 76 | $4,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 150 | $4,000 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 1,180 | $3,000 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 300 | $3,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 660 | $3,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 360 | $3,000 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 2,416 | $3,000 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,063 | $3,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 957 | $3,000 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,353 | $3,000 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 100 | $3,000 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 4,583 | $3,000 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 1,622 | $3,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 2,891 | $3,000 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 490 | $3,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 741 | $3,000 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 94 | $3,000 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 298 | $3,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 103 | $3,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 800 | $3,000 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 278 | $3,000 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $3,000 | dollars as filed | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 109 | $3,000 | dollars as filed | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 213 | $3,000 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 200 | $3,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $3,000 | dollars as filed | |
| AMERISERV FINL INC | 03074A102 | COM | 1,041 | $3,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 145 | $3,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 432 | $3,000 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 475 | $3,000 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 649 | $3,000 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 105 | $3,000 | dollars as filed | |
| BELITE BIO INC | 07782B104 | CMN | 94 | $3,000 | dollars as filed | |
| CHEETAH MOBILE INC | 163075203 | CMN | 1,334 | $3,000 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 1,580 | $3,000 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 622 | $3,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092196 | CRYPTO IND & DIG | 200 | $3,000 | dollars as filed | |
| EA SERIES TRUST | 02072L698 | STRIVE EMERGING | 139 | $3,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 48 | $3,000 | dollars as filed | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 1,485 | $3,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 871 | $3,000 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 3,593 | $3,000 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 706 | $3,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 456 | $3,000 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 3,908 | $3,000 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,194 | $3,000 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 136 | $3,000 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,305 | $3,000 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 466 | $3,000 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 605 | $3,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 463 | $3,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,505 | $3,000 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,000 | $3,000 | dollars as filed | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 3,000 | $3,000 | dollars as filed | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 200 | $3,000 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 2,301 | $3,000 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $3,000 | dollars as filed | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,036 | $3,000 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 3,749 | $3,000 | dollars as filed | |
| AEYE INC | 008183105 | COM | 8,523 | $3,000 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 7,812 | $3,000 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 1,038 | $3,000 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 9,090 | $3,000 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 3,093 | $3,000 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 1,921 | $3,000 | dollars as filed | |
| KALEYRA INC | 483379202 | COM | 1,576 | $3,000 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 141 | $3,000 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 281 | $3,000 | dollars as filed | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 111 | $3,000 | dollars as filed | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 931 | $3,000 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 3,705 | $3,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,594 | $3,000 | dollars as filed | |
| COMPASS DIGITAL ACQUISITN CO | G2476C107 | CLASS A ORD | 300 | $3,000 | dollars as filed | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 305 | $3,000 | dollars as filed | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 156 | $3,000 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,700 | $3,000 | dollars as filed | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,807 | $3,000 | dollars as filed | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 5,662 | $3,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 74 | $3,000 | dollars as filed | |
| MIROMATRIX MED INC | 60471P108 | COM | 2,000 | $3,000 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 100 | $2,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 31 | $2,000 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 219 | $2,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 57 | $2,000 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 350 | $2,000 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 129 | $2,000 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 100 | $2,000 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,086 | $2,000 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 421 | $2,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 435 | $2,000 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 712 | $2,000 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 74 | $2,000 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 3,250 | $2,000 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 732 | $2,000 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 375 | $2,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 1,601 | $2,000 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 300 | $2,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 109 | $2,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 2,000 | $2,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,176 | $2,000 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 220 | $2,000 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 95 | $2,000 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 86 | $2,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 100 | $2,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 200 | $2,000 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 250 | $2,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 3,946 | $2,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J818 | CMN | 80 | $2,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,603 | $2,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 384 | $2,000 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $2,000 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 84 | $2,000 | dollars as filed | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 20 | $2,000 | dollars as filed | |
| TIDAL TRUST I | 886364470 | AZTLAN GBL STOCK | 100 | $2,000 | dollars as filed | |
| GLOBAL X FDS | 37960A883 | MSCI VIETNAM ETF | 99 | $2,000 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 794 | $2,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 104 | $2,000 | dollars as filed | |
| TDH HLDGS INC | G87084110 | SHS NEW | 1,240 | $2,000 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 712 | $2,000 | dollars as filed | principal |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $2,000 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 300 | $2,000 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 1,673 | $2,000 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 255 | $2,000 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 440 | $2,000 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 900 | $2,000 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 100 | $2,000 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 676 | $2,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,668 | $2,000 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 7,331 | $2,000 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 997 | $2,000 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 731 | $2,000 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,865 | $2,000 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 3,584 | $2,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 2,651 | $2,000 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 500 | $2,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 340 | $2,000 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 610 | $2,000 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 775 | $2,000 | dollars as filed | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $2,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $2,000 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 200 | $2,000 | dollars as filed | |
| ENDRA LIFE SCIENCES INC | 29273B302 | COM NEW | 766 | $2,000 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 17,610 | $2,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 1,145 | $2,000 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 215 | $2,000 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,755 | $2,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 1,935 | $2,000 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 1,289 | $2,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 4,542 | $2,000 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 4,318 | $2,000 | dollars as filed | |
| BABYLON HLDGS LTD | G07031209 | COM | 544 | $2,000 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 5,336 | $2,000 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 1,138 | $2,000 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 2,310 | $2,000 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 1,051 | $2,000 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 4,871 | $2,000 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 1,529 | $2,000 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 4,820 | $2,000 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 1,084 | $2,000 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 4,565 | $2,000 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,137 | $2,000 | dollars as filed | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 113 | $2,000 | dollars as filed | |
| Kelso Technologies Inc | 48826D201 | COM | 7,881 | $2,000 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 226 | $2,000 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 5,000 | $2,000 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 5,978 | $2,000 | dollars as filed | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 250 | $2,000 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,065 | $2,000 | dollars as filed | |
| NULL | 09071M205 | NULL | 2,053 | $2,000 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217117 | CLASS A ORD SHS | 145 | $2,000 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 6,515 | $2,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 500 | $2,000 | dollars as filed | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 223 | $2,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 2,720 | $2,000 | dollars as filed | principal |
| EVOGENE LTD | M4119S104 | SHS | 3,621 | $2,000 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1,700 | $2,000 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 1,885 | $2,000 | dollars as filed | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 100 | $2,000 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 1,073 | $2,000 | dollars as filed | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,000 | $2,000 | dollars as filed | principal |
| ACASTI PHARMA INC | 00430K873 | CL A | 3,510 | $2,000 | dollars as filed | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 1,238 | $2,000 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 1,030 | $2,000 | dollars as filed | |
| LIMINAL BIOSCIENCES INC | 53272L202 | COM NEW | 502 | $2,000 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 2,981 | $2,000 | dollars as filed | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 1,263 | $2,000 | dollars as filed | |
| ATENTO S A | L0427L204 | CMN | 775 | $2,000 | dollars as filed | |
| VACCINEX INC | 918640103 | CMN | 4,123 | $2,000 | dollars as filed | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 100 | $2,000 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 88 | $1,000 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 173 | $1,000 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 212 | $1,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 115 | $1,000 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 127 | $1,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 7 | $1,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 427 | $1,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 174 | $1,000 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 115 | $1,000 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 63 | $1,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 480 | $1,000 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 358 | $1,000 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 100 | $1,000 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 6,335 | $1,000 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 2,000 | $1,000 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 400 | $1,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 624 | $1,000 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 67 | $1,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 196 | $1,000 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 337 | $1,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 12 | $1,000 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 385 | $1,000 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 370 | $1,000 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 145 | $1,000 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 254 | $1,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 581 | $1,000 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 166 | $1,000 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 352 | $1,000 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 2,009 | $1,000 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,117 | $1,000 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 170 | $1,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 75 | $1,000 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 805 | $1,000 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 448 | $1,000 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 2,519 | $1,000 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 750 | $1,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,000 | $1,000 | dollars as filed | principal |
| HERITAGE GLOBAL INC | 42727E103 | COM | 208 | $1,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $1,000 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 1,167 | $1,000 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 80 | $1,000 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 240 | $1,000 | dollars as filed | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 206 | $1,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 56 | $1,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 60 | $1,000 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 29 | $1,000 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 314 | $1,000 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | dollars as filed | |
| ENTERA BIO LTD | M40527109 | SHS | 576 | $1,000 | dollars as filed | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 394 | $1,000 | dollars as filed | |
| ECARX HOLDINGS INC | G29201103 | CMN | 183 | $1,000 | dollars as filed | |
| NEONODE INC | 64051M709 | CMN | 190 | $1,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 71 | $1,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 21 | $1,000 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 150 | $1,000 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1 | $1,000 | dollars as filed | |
| CULP INC | 230215105 | CMN | 279 | $1,000 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 200 | $1,000 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 1,498 | $1,000 | dollars as filed | |
| VALUED ADVISERS TR | 92046L353 | KOVITZ CORE EQT | 69 | $1,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072695 | CORE MUNI FXD IN | 15 | $1,000 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 1,000 | $1,000 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 571 | $1,000 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 200 | $1,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 41 | $1,000 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 1,000 | $1,000 | dollars as filed | principal |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,600 | $1,000 | dollars as filed | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 350 | $1,000 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 165 | $1,000 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $1,000 | dollars as filed | principal |
| CohBar Inc | 19249J307 | COM NEW | 390 | $1,000 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,500 | $1,000 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 226 | $1,000 | dollars as filed | |
| ONTRAK INC | 683373104 | COM | 2,367 | $1,000 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 687 | $1,000 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 634 | $1,000 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 3,097 | $1,000 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 4,551 | $1,000 | dollars as filed | |
| AYRO INC | 054748108 | COM | 2,430 | $1,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 252 | $1,000 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 2,508 | $1,000 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 2,175 | $1,000 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 265 | $1,000 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 87 | $1,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 2,417 | $1,000 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 660 | $1,000 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 11,578 | $1,000 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 5,037 | $1,000 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 874 | $1,000 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 6,950 | $1,000 | dollars as filed | |
| CBDMD INC | 12482W101 | COM | 8,858 | $1,000 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 1,616 | $1,000 | dollars as filed | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 1,678 | $1,000 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 400 | $1,000 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 3,559 | $1,000 | dollars as filed | |
| CRYPTYDE INC | 22890A104 | COM | 11,227 | $1,000 | dollars as filed | |
| GELESIS HLDGS INC | 36850R204 | COM | 7,076 | $1,000 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 5,150 | $1,000 | dollars as filed | |
| BOXED INC | 103174108 | COM | 3,270 | $1,000 | dollars as filed | |
| CURIS INC | 231269200 | COM | 2,400 | $1,000 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 1,000 | $1,000 | dollars as filed | principal |
| PEAR THERAPEUTICS INC | 704723105 | COM | 4,266 | $1,000 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 716 | $1,000 | dollars as filed | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 2,459 | $1,000 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 1,578 | $1,000 | dollars as filed | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 15 | $1,000 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 464 | $1,000 | dollars as filed | |
| GETAROUND INC | 37427G101 | COM | 2,375 | $1,000 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 6,875 | $1,000 | dollars as filed | |
| GROVE COLLABORATIVE HOLD INC | 39957D102 | COM CL A | 2,620 | $1,000 | dollars as filed | |
| GSE SYS INC | 36227k106 | COM | 2,000 | $1,000 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 469 | $1,000 | dollars as filed | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 81 | $1,000 | dollars as filed | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 48 | $1,000 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $1,000 | dollars as filed | |
| ADAMAS ONE CORP | 00548H101 | COMMON STOCK | 1,500 | $1,000 | dollars as filed | |
| PROSHARES TR | 74347G275 | ULTRASHORT CONSU | 41 | $1,000 | dollars as filed | |
| FUTURE FINTECH GROUP INC | 36117V204 | COM NEW | 601 | $1,000 | dollars as filed | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 1,250 | $1,000 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 675 | $1,000 | dollars as filed | |
| XINYUAN REAL ESTATE CO LTD | 98417P204 | SPON ADR | 224 | $1,000 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,712 | $1,000 | dollars as filed | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 746 | $1,000 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506604 | COM NEW | 218 | $1,000 | dollars as filed | |
| NULL | 25381D206 | NULL | 749 | $1,000 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,899 | $1,000 | dollars as filed | |
| LOTTERY COM INC | 54570M108 | COM | 2,251 | $1,000 | dollars as filed | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 17,464 | $1,000 | dollars as filed | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W108 | COM | 2,081 | $1,000 | dollars as filed | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 2,108 | $1,000 | dollars as filed | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 105 | $1,000 | dollars as filed | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 111 | $1,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 23 | $1,000 | dollars as filed | |
| VERICITY INC | 92347D100 | COM | 100 | $1,000 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 512 | $1,000 | dollars as filed | |
| VICINITY MOTOR CORP | 925654105 | COM | 963 | $1,000 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 252 | $1,000 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 500 | $1,000 | dollars as filed | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 1,300 | $1,000 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 1,000 | $1,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 50 | $1,000 | dollars as filed | |
| BIOCEPT INC | 09072V501 | COM | 3,487 | $1,000 | dollars as filed | |
| EDESA BIOTECH INC | 27966L108 | COM | 1,375 | $1,000 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 1,000 | $1,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |