13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,600 | $63,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 2,805 | $63,000 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,000 | $63,000 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 987 | $62,000 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 5,023 | $62,000 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,897 | $62,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 2,600 | $62,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,993 | $62,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 4,146 | $62,000 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2,634 | $61,000 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 426 | $61,000 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 757 | $61,000 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 7,737 | $61,000 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 796 | $61,000 | dollars as filed | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 3,004 | $61,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 21,300 | $61,000 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 3,707 | $61,000 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 33,171 | $61,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,541 | $61,000 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 3,879 | $60,000 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 43,586 | $60,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 4,590 | $60,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 3,314 | $60,000 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 5,000 | $60,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 11,741 | $60,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 8,056 | $60,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 5,172 | $60,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 6,444 | $60,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 1,953 | $60,000 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,559 | $60,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 1,746 | $60,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 732 | $60,000 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 5,303 | $59,000 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 4,873 | $59,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 36,477 | $59,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 1,920 | $59,000 | dollars as filed | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 1,169 | $59,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 2,335 | $59,000 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 9,932 | $58,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 7,187 | $58,000 | dollars as filed | |
| HARROW INC | 415858109 | COM | 2,768 | $58,000 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 4,249 | $58,000 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,887 | $58,000 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 6,798 | $58,000 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 23,000 | $58,000 | dollars as filed | principal |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,667 | $58,000 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,979 | $58,000 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 20,829 | $57,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 17,952 | $57,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,255 | $57,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,981 | $57,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 4,463 | $57,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 2,239 | $57,000 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 3,000 | $57,000 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 4,401 | $57,000 | dollars as filed | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 1,992 | $57,000 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 15,314 | $57,000 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 52,935 | $57,000 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 24,933 | $57,000 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 6,449 | $56,000 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,650 | $56,000 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 289 | $56,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 1,900 | $56,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 5,896 | $56,000 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,140 | $56,000 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 4,916 | $56,000 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 5,776 | $56,000 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,849 | $56,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 128,135 | $56,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $56,000 | dollars as filed | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 4,408 | $56,000 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 2,070 | $55,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 2,000 | $55,000 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 2,868 | $55,000 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 7,500 | $55,000 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,394 | $54,000 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 3,325 | $54,000 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 2,450 | $54,000 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 11,723 | $54,000 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,987 | $54,000 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 3,508 | $54,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 1,589 | $54,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 2,150 | $54,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 1,695 | $54,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,490 | $54,000 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 46,734 | $54,000 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 76,996 | $54,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 15,141 | $53,000 | dollars as filed | |
| PERDOCEO ED CORP | 71363P106 | COM | 3,894 | $53,000 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 7,908 | $53,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 4,883 | $53,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,536 | $53,000 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 2,000 | $53,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 2,899 | $53,000 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 2,579 | $53,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 2,521 | $53,000 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,429 | $53,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 8,523 | $52,000 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 4,642 | $52,000 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 1,700 | $52,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 4,357 | $52,000 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 8,661 | $52,000 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 4,414 | $52,000 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,864 | $52,000 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 4,800 | $52,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 2,391 | $52,000 | dollars as filed | |
| NEOVASC INC | 64065J403 | COM NEW | 1,782 | $52,000 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,094 | $51,000 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 18,727 | $51,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 27,981 | $51,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 4,956 | $51,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 1,300 | $51,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 2,170 | $51,000 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 17,000 | $51,000 | dollars as filed | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 2,079 | $51,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,945 | $51,000 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,611 | $51,000 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 16,098 | $51,000 | dollars as filed | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 8,389 | $51,000 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 32,285 | $51,000 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 5,046 | $50,000 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,915 | $50,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,318 | $50,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 25,175 | $50,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 2,380 | $50,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 2,163 | $50,000 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 6,591 | $50,000 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 4,845 | $50,000 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 67,354 | $50,000 | dollars as filed | |
| TIDAL ETF TR | 886364454 | NOBLE ABSOLUTE | 5,050 | $50,000 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 11,691 | $49,000 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,772 | $49,000 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 10,017 | $49,000 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 6,314 | $49,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 2,953 | $49,000 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 7,529 | $49,000 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 1,606 | $49,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,288 | $49,000 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 2,071 | $49,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,946 | $49,000 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,436 | $49,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 46,116 | $49,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 17,627 | $49,000 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 300 | $48,000 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 1,500 | $48,000 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,150 | $48,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 449 | $48,000 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 2,880 | $48,000 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,750 | $48,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 8,165 | $47,000 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 3,622 | $47,000 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 4,036 | $47,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 2,193 | $47,000 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 652 | $47,000 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 2,301 | $47,000 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 2,050 | $47,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,694 | $47,000 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 1,394 | $47,000 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 4,101 | $47,000 | dollars as filed | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 14,016 | $47,000 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 920 | $46,000 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 11,725 | $46,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 19,692 | $46,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 4,270 | $46,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 2,681 | $46,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 7,500 | $46,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 1,600 | $46,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 29,464 | $46,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 4,863 | $46,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,020 | $46,000 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 10,070 | $46,000 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 71,910 | $46,000 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 3,817 | $46,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 50,000 | $46,000 | dollars as filed | principal |
| JACOB FDS INC | 469785703 | FORWARD ETF | 5,525 | $46,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 3,748 | $45,000 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 10,087 | $45,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 6,278 | $45,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 1,074 | $45,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,685 | $45,000 | dollars as filed | principal |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 2,000 | $45,000 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,820 | $44,000 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 3,548 | $44,000 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 6,654 | $44,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 16,782 | $44,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,186 | $44,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,575 | $44,000 | dollars as filed | |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 2,082 | $44,000 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 1,838 | $44,000 | dollars as filed | principal |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 1,402 | $43,000 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 10,550 | $43,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 880 | $43,000 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 1,853 | $43,000 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,311 | $43,000 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,150 | $43,000 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 7,770 | $43,000 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 4,036 | $43,000 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,198 | $43,000 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 2,752 | $42,000 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 661 | $42,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 22,498 | $42,000 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 1,885 | $42,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 2,791 | $42,000 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 2,187 | $42,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y665 | GRADIENT TACTIC | 1,914 | $42,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,700 | $42,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 4,688 | $42,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 2,013 | $42,000 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,906 | $42,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 967 | $42,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,154 | $42,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 554 | $41,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 4,181 | $41,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 704 | $41,000 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 2,050 | $41,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 5,345 | $41,000 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,677 | $41,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 7,111 | $41,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 6,766 | $41,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,334 | $41,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 537 | $41,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 5,188 | $41,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,539 | $41,000 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,360 | $41,000 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 9,376 | $41,000 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 34,409 | $41,000 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 2,225 | $41,000 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 8,587 | $41,000 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 1,798 | $40,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 4,388 | $40,000 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 300 | $40,000 | dollars as filed | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 3,840 | $40,000 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,008 | $40,000 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 7,969 | $40,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 558 | $40,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 1,700 | $40,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 1,482 | $40,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,566 | $40,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 9,079 | $40,000 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,622 | $40,000 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 2,455 | $40,000 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 7,250 | $40,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 4,025 | $40,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 40,000 | $40,000 | dollars as filed | principal |
| AKUMIN INC | 01021X100 | COM | 58,675 | $40,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 1,000 | $39,000 | dollars as filed | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,797 | $39,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 17,819 | $39,000 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 2,229 | $39,000 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,658 | $39,000 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 3,603 | $39,000 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,230 | $39,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 864 | $39,000 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 4,000 | $39,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 688 | $39,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 808 | $39,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 44,715 | $39,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 18,923 | $39,000 | dollars as filed | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 900 | $38,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 14,267 | $38,000 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 1,941 | $38,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 6,750 | $38,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 780 | $38,000 | dollars as filed | principal |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,759 | $38,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 1,873 | $38,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 7,085 | $38,000 | dollars as filed | |
| 2U INC | 90214J101 | COM | 5,708 | $38,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 4,064 | $38,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 813 | $38,000 | dollars as filed | |
| Draganfly Inc | 26142Q205 | COM | 29,505 | $38,000 | dollars as filed | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 46,815 | $38,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 930 | $37,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,429 | $37,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 12,192 | $37,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 1,170 | $37,000 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 2,259 | $37,000 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,354 | $37,000 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 1,902 | $37,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,130 | $37,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 943 | $37,000 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 20,012 | $37,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 8,929 | $37,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 2,804 | $37,000 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,403 | $37,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 611 | $37,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,535 | $36,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 22,228 | $36,000 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 905 | $36,000 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,802 | $36,000 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,860 | $36,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,957 | $36,000 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,510 | $36,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 2,200 | $36,000 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 4,232 | $36,000 | dollars as filed | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 7,159 | $36,000 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 4,115 | $36,000 | dollars as filed | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 3,450 | $36,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 3,938 | $35,000 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,780 | $35,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 6,781 | $35,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 2,205 | $35,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,963 | $35,000 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,344 | $35,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 3,577 | $35,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,742 | $35,000 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,796 | $35,000 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 2,471 | $35,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 1,750 | $35,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 45,000 | $35,000 | dollars as filed | principal |
| DIVERSEY HLDGS LTD | G28923103 | COM | 4,373 | $35,000 | dollars as filed | |
| PYROPHYTE ACQUISITION CORP | G7308P101 | CL A ORD SHS | 3,303 | $35,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 4,681 | $34,000 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 783 | $34,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 3,704 | $34,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 3,611 | $34,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 5,476 | $34,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 1,448 | $34,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 2,318 | $34,000 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,647 | $34,000 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 158,024 | $34,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 891 | $34,000 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 7,375 | $34,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 6,824 | $34,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 925 | $33,000 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 2,938 | $33,000 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,058 | $33,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 4,939 | $33,000 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,813 | $33,000 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 1,094 | $33,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,687 | $33,000 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 877 | $33,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 1,938 | $33,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 4,263 | $33,000 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,934 | $33,000 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 4,575 | $33,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,720 | $33,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 1,953 | $32,000 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 1,489 | $32,000 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 3,901 | $32,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 1,321 | $32,000 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 4,352 | $32,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 1,800 | $32,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 4,170 | $32,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,528 | $32,000 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 1,265 | $32,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 3,004 | $32,000 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 1,697 | $31,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 200 | $31,000 | dollars as filed | put |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,181 | $31,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 4,908 | $31,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 12,160 | $31,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 8,452 | $31,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,430 | $31,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 3,563 | $31,000 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 1,445 | $31,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 978 | $31,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 10,850 | $31,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 18,982 | $31,000 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,630 | $31,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,094 | $31,000 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 2,035 | $31,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 1,685 | $31,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 400 | $30,000 | dollars as filed | put |
| PHILLIPS 66 COM | 718546104 | Stock | 300 | $30,000 | dollars as filed | put |
| BRF SA | 10552T107 | SPONSORED ADR | 23,120 | $30,000 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 2,276 | $30,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,224 | $30,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,744 | $30,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 25,174 | $30,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 3,905 | $30,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,652 | $30,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 5,258 | $30,000 | dollars as filed | |
| GLOBAL X FDS | 37960A677 | MSCI SUPR EM ETF | 1,258 | $30,000 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 2,022 | $30,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 22,670 | $30,000 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 2,811 | $30,000 | dollars as filed | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 31,530 | $30,000 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 1,135 | $29,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 4,196 | $29,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 10,855 | $29,000 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 4,197 | $29,000 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 21,573 | $29,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 21,759 | $29,000 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 2,618 | $29,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 4,671 | $29,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 4,924 | $29,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 5,321 | $29,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $29,000 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,608 | $29,000 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 46,136 | $29,000 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,813 | $29,000 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 44,107 | $29,000 | dollars as filed | |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 1,255 | $28,000 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,439 | $28,000 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 710 | $28,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 22,592 | $28,000 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 5,139 | $28,000 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 2,000 | $28,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,043 | $28,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 697 | $28,000 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 3,591 | $28,000 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 1,667 | $28,000 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 21,337 | $28,000 | dollars as filed | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 6,669 | $28,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 30,858 | $28,000 | dollars as filed | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 997 | $28,000 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 2,434 | $27,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 4,735 | $27,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 660 | $27,000 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 622 | $27,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 416 | $27,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 3,769 | $27,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 913 | $27,000 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 1,668 | $27,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1,184 | $27,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 350 | $27,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,443 | $27,000 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 21,759 | $27,000 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 4,237 | $27,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 42,959 | $26,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 9,212 | $26,000 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 2,029 | $26,000 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 39,176 | $26,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,370 | $26,000 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,960 | $26,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 10,211 | $26,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 6,041 | $26,000 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 522 | $26,000 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $26,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 236 | $26,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 3,596 | $26,000 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 16,335 | $26,000 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 17,201 | $26,000 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 9,888 | $26,000 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 10,223 | $26,000 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,000 | $26,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 2,050 | $25,000 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 241 | $25,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 20,863 | $25,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 1,142 | $25,000 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,050 | $25,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 612 | $25,000 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,970 | $25,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 52,626 | $25,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 5,071 | $25,000 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $25,000 | dollars as filed | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 400 | $25,000 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $25,000 | dollars as filed | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 1,732 | $25,000 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,620 | $25,000 | dollars as filed | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 2,500 | $25,000 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 753 | $25,000 | dollars as filed | |
| CVENT HOLDING CORP | 126677103 | COM | 3,029 | $25,000 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 7,657 | $25,000 | dollars as filed | |
| RICE ACQUISITION CORP II | G75529100 | SHS CL A | 2,439 | $25,000 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 7,887 | $25,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 1,383 | $24,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 516 | $24,000 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 2,726 | $24,000 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 863 | $24,000 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 545 | $24,000 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $24,000 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 4,468 | $24,000 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 21,520 | $24,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 796 | $23,000 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 97,412 | $23,000 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $23,000 | dollars as filed | put |
| CADRE HLDGS INC COM | 12763L105 | Stock | 1,066 | $23,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 2,691 | $23,000 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 852 | $23,000 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 472 | $23,000 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 155 | $23,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 4,300 | $23,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 6,554 | $23,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 9,680 | $23,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 3,251 | $23,000 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 383 | $23,000 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 601 | $23,000 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,322 | $23,000 | dollars as filed | |
| RAYLIANT NXTGEN MULTIFACTOR EMERGING MARKETS EQUITY ETF | 00775Y710 | ETF | 1,200 | $23,000 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 3,535 | $23,000 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 9,555 | $23,000 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 29,796 | $23,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 28,384 | $23,000 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,144 | $23,000 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,022 | $23,000 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 22,494 | $23,000 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 1,105 | $22,000 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 1,261 | $22,000 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 3,604 | $22,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 6,367 | $22,000 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 2,150 | $22,000 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,500 | $22,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 522 | $22,000 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,000 | $22,000 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 2,766 | $22,000 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 204 | $22,000 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1,400 | $22,000 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 3,578 | $22,000 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 11,265 | $22,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |