13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2018-05-18, with 6,633 holding rows worth $223,039,932,000.
- Accession
- 0001140361-18-024535
- Filer
- CIK 1000275
- Filed
- 2018-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 24,469 entries on the cover page, a total value of $223,039,932,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,039,932,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOMTAR CORP | 257559203 | COM NEW | 248,225 | $10,561,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 197,083 | $10,555,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 260,100 | $10,544,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 68,767 | $10,543,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 440,712 | $10,537,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 298,892 | $10,536,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 305,296 | $10,493,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,711,725 | $10,493,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,074,652 | $10,477,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 169,634 | $10,466,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 122,755 | $10,465,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 501,417 | $10,445,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 255,510 | $10,438,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 414,049 | $10,433,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 150,205 | $10,425,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 146,500 | $10,399,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 172,000 | $10,387,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,268,690 | $10,378,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 231,907 | $10,355,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 400,000 | $10,340,000 | thousands by filing date | put |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 198,133 | $10,327,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 92,275 | $10,317,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 785,584 | $10,307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 259,724 | $10,269,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 129,977 | $10,259,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 175,757 | $10,259,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 102,215 | $10,230,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 8,075,000 | $10,221,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 624,580 | $10,193,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 207,434 | $10,188,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,139,940 | $10,143,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100,000 | $10,129,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 518,091 | $10,093,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 180,000 | $10,084,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 384,000 | $10,069,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 135,724 | $10,065,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 189,646 | $10,062,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000,000 | $10,050,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 96,000 | $10,047,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 94,545 | $10,028,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 412,025 | $10,023,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 93,975 | $10,022,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 451,677 | $10,005,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 68,912 | $9,994,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,206,321 | $9,964,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 8,400,000 | $9,925,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 760,162 | $9,920,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 185,600 | $9,917,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 10,378,000 | $9,911,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 520,266 | $9,905,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 603,644 | $9,870,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 230,000 | $9,865,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 135,353 | $9,853,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 283,976 | $9,848,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 349,096 | $9,841,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 159,756 | $9,814,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 112,507 | $9,811,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 150,000 | $9,744,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 184,528 | $9,743,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 602,054 | $9,711,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 567,500 | $9,699,000 | thousands by filing date | put |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 904,013 | $9,699,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 69,665 | $9,695,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 82,788 | $9,686,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 384,088 | $9,679,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 346,773 | $9,668,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 228,037 | $9,662,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,594,287 | $9,599,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 321,042 | $9,580,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 80,100 | $9,575,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 180,904 | $9,539,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 380,400 | $9,533,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 68,317 | $9,504,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 159,068 | $9,476,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 789,961 | $9,472,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 357,573 | $9,418,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 196,800 | $9,411,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 720,934 | $9,408,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 200,000 | $9,396,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 159,303 | $9,386,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 320,317 | $9,363,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 100,267 | $9,354,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 62,578 | $9,350,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 72,900 | $9,342,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 159,841 | $9,307,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 639,985 | $9,306,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 843,448 | $9,278,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 383,467 | $9,276,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 76,500 | $9,274,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 220,000 | $9,255,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,300,000 | $9,246,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 188,207 | $9,206,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 87,400 | $9,203,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 249,579 | $9,188,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 197,830 | $9,154,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 191,400 | $9,153,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 124,778 | $9,151,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 432,940 | $9,148,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 48,400 | $9,120,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 193,746 | $9,116,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 301,429 | $9,100,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 698,222 | $9,098,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50,000 | $9,076,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 144,000 | $9,075,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 249,389 | $9,069,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 421,165 | $9,068,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 225,000 | $9,054,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 401,324 | $9,014,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 71,500 | $8,996,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 102,500 | $8,994,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 105,400 | $8,973,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 219,304 | $8,961,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 471,142 | $8,952,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200,947 | $8,926,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 130,196 | $8,925,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 750,316 | $8,921,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 200,000 | $8,886,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 810,732 | $8,886,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 80,700 | $8,872,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 117,149 | $8,840,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 46,900 | $8,837,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 994,811 | $8,834,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 179,455 | $8,827,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400,000 | $8,808,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,035,989 | $8,805,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 181,923 | $8,802,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 224,800 | $8,783,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 202,848 | $8,774,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 551,844 | $8,759,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 8,616,000 | $8,740,000 | thousands by filing date | principal |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 847,242 | $8,710,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 371,989 | $8,653,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 162,521 | $8,631,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 9,219,000 | $8,608,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 75,347 | $8,603,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 109,177 | $8,599,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 211,211 | $8,595,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 722,524 | $8,548,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 131,445 | $8,548,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 384,272 | $8,539,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 115,647 | $8,532,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 250,000 | $8,510,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 82,498 | $8,507,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 141,138 | $8,498,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 482,271 | $8,473,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 184,600 | $8,471,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 100,176 | $8,469,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 175,113 | $8,458,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 98,427 | $8,425,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 33,038 | $8,424,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 77,982 | $8,420,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 453,000 | $8,417,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 360,039 | $8,417,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 370,000 | $8,414,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 92,013 | $8,407,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 35,000 | $8,404,000 | thousands by filing date | put |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 167,619 | $8,400,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 435,077 | $8,397,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 75,288 | $8,383,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 178,540 | $8,354,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 411,371 | $8,351,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 650,063 | $8,340,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,195,340 | $8,308,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 320,359 | $8,299,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 259,803 | $8,260,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 217,675 | $8,257,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 113,540 | $8,255,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 340,979 | $8,242,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 210,313 | $8,240,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 12,675 | $8,222,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 71,816 | $8,219,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 327,055 | $8,212,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 702,029 | $8,207,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 4,684,449 | $8,198,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 161,200 | $8,192,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 355,241 | $8,186,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 417,488 | $8,183,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 327,009 | $8,175,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 163,313 | $8,156,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 156,000 | $8,146,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,767,162 | $8,135,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 26,360 | $8,091,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 108,200 | $8,073,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 44,582 | $8,068,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 350,905 | $8,064,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 47,500 | $7,994,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 132,004 | $7,986,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 453,576 | $7,979,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 314,447 | $7,943,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 235,000 | $7,936,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 152,257 | $7,925,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 261,272 | $7,912,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 627,319 | $7,898,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 205,918 | $7,895,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 105,880 | $7,888,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 35,900 | $7,887,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 86,156 | $7,863,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 66,317 | $7,835,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 187,572 | $7,831,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 145,100 | $7,830,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 68,261 | $7,817,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 126,748 | $7,810,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 166,000 | $7,775,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 191,994 | $7,764,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 203,630 | $7,762,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 52,591 | $7,758,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 100,000 | $7,737,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 432,637 | $7,736,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 70,000 | $7,729,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 306,343 | $7,712,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 85,667 | $7,707,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 87,940 | $7,707,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 198,798 | $7,698,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 236,248 | $7,697,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 8,179,000 | $7,648,000 | thousands by filing date | principal |
| CARBONITE INC | 141337105 | COM | 264,450 | $7,617,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 189,762 | $7,604,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 528,571 | $7,584,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 207,000 | $7,576,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 51,000 | $7,541,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 75,008 | $7,521,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 195,923 | $7,507,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 256,096 | $7,491,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 261,655 | $7,489,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 121,803 | $7,482,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 137,522 | $7,482,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 478,950 | $7,471,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 6,672 | $7,451,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 173,410 | $7,436,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 31,787 | $7,425,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,418,531 | $7,391,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 44,788 | $7,366,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 220,880 | $7,344,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 167,556 | $7,343,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 215,463 | $7,340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 125,561 | $7,334,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 97,652 | $7,314,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 120,060 | $7,312,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 307,415 | $7,301,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 178,932 | $7,292,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 95,561 | $7,284,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 442,911 | $7,278,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 48,000 | $7,260,000 | thousands by filing date | put |
| NORDSON CORP | 655663102 | COM | 53,178 | $7,251,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 72,600 | $7,216,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 283,425 | $7,182,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 171,121 | $7,179,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 135,612 | $7,173,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 186,058 | $7,168,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 157,668 | $7,162,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 135,147 | $7,144,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 72,085 | $7,137,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 53,515 | $7,118,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 44,121 | $7,116,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 511,380 | $7,097,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 112,432 | $7,092,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 245,100 | $7,081,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 144,378 | $7,078,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,258,302 | $7,072,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 96,735 | $7,063,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 6,848,000 | $7,063,000 | thousands by filing date | principal |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 365,700 | $7,044,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 268,632 | $7,043,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 142,622 | $7,039,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 247,662 | $7,026,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 257,157 | $7,015,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 129,462 | $6,996,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 48,929 | $6,972,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 332,607 | $6,948,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100,000 | $6,943,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 2,501,923 | $6,905,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 450,391 | $6,886,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 132,393 | $6,884,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 195,417 | $6,849,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 110,000 | $6,843,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 169,563 | $6,839,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 110,000 | $6,832,000 | thousands by filing date | put |
| MARTEN TRANSPORT LTD | 573075108 | COM | 298,936 | $6,816,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 60,619 | $6,803,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 448,459 | $6,799,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 486,735 | $6,790,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 104,500 | $6,788,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 113,709 | $6,787,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 56,985 | $6,776,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 929,685 | $6,759,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 201,866 | $6,759,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 535,399 | $6,757,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 78,371 | $6,751,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 147,981 | $6,751,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 195,293 | $6,736,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100,080 | $6,735,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 127,900 | $6,729,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 88,330 | $6,729,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 139,188 | $6,728,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 273,653 | $6,719,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 295,000 | $6,708,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 72,200 | $6,698,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 127,000 | $6,697,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 472,945 | $6,682,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 212,447 | $6,677,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 90,000 | $6,655,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 400,000 | $6,648,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 91,057 | $6,643,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 300,443 | $6,619,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 49,016 | $6,611,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 67,134 | $6,605,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 115,800 | $6,594,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 75,629 | $6,582,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 134,764 | $6,580,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 76,573 | $6,575,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 76,180 | $6,572,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 105,400 | $6,569,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 138,801 | $6,555,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 240,000 | $6,547,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 57,300 | $6,542,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 142,474 | $6,537,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 209,372 | $6,505,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 70,524 | $6,447,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 55,905 | $6,435,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 35,767 | $6,427,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 140,000 | $6,425,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 164,500 | $6,416,000 | thousands by filing date | call |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 116,970 | $6,416,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 308,184 | $6,416,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 59,089 | $6,400,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 139,827 | $6,394,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 46,870 | $6,380,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 120,536 | $6,371,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 106,400 | $6,358,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 101,034 | $6,348,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 90,718 | $6,343,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 448,342 | $6,339,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 179,753 | $6,306,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 444,600 | $6,287,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 173,324 | $6,286,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 123,614 | $6,285,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 442,009 | $6,281,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 6,180,000 | $6,269,000 | thousands by filing date | principal |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 208,374 | $6,268,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 253,277 | $6,264,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 169,420 | $6,263,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 140,000 | $6,255,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 63,328 | $6,252,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 112,300 | $6,245,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 62,090 | $6,241,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 200,000 | $6,240,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 129,354 | $6,238,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 475,743 | $6,227,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 125,367 | $6,225,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 285,328 | $6,212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 193,100 | $6,208,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 74,943 | $6,198,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 170,800 | $6,195,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 197,682 | $6,189,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 154,549 | $6,180,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 4,219,000 | $6,171,000 | thousands by filing date | principal |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 218,376 | $6,167,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 675,681 | $6,163,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 123,754 | $6,163,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 36,023 | $6,151,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 286,075 | $6,150,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 73,449 | $6,145,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 163,038 | $6,122,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 192,385 | $6,117,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 9,942 | $6,109,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 78,836 | $6,106,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 542,040 | $6,098,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 105,048 | $6,079,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 53,254 | $6,077,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 546,177 | $6,062,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 60,325 | $6,055,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 53,257 | $6,052,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 196,864 | $6,049,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 241,864 | $6,049,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 175,000 | $6,045,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 190,000 | $6,040,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,619,000 | $6,014,000 | thousands by filing date | principal |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 285,846 | $6,002,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 32,024 | $5,989,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 49,727 | $5,985,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 17,326 | $5,979,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 53,996 | $5,977,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 174,383 | $5,976,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 92,964 | $5,968,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 41,684 | $5,962,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 102,700 | $5,945,000 | thousands by filing date | call |
| PENUMBRA INC COM | 70975L107 | Stock | 51,331 | $5,938,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 125,000 | $5,905,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 125,000 | $5,905,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 90,000 | $5,898,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 24,131 | $5,881,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 385,198 | $5,874,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 316,165 | $5,866,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 99,505 | $5,852,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100,000 | $5,852,000 | thousands by filing date | put |
| iShares International Equity Factor ETF | 46434V274 | SHS | 202,108 | $5,839,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 209,300 | $5,835,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 42,995 | $5,806,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 88,715 | $5,804,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 74,600 | $5,772,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 58,826 | $5,745,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 144,862 | $5,744,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 36,024 | $5,735,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 92,467 | $5,689,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 174,082 | $5,680,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 231,142 | $5,677,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 151,739 | $5,674,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 279,190 | $5,673,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 41,377 | $5,665,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 382,638 | $5,652,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 169,586 | $5,650,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 58,563 | $5,626,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 56,000 | $5,625,000 | thousands by filing date | call |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 31,010 | $5,624,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 361,329 | $5,623,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 171,383 | $5,617,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 261,979 | $5,613,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 189,934 | $5,605,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 450,000 | $5,603,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 176,151 | $5,602,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 66,478 | $5,587,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 56,006 | $5,581,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 570,154 | $5,581,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 576,364 | $5,562,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 75,000 | $5,559,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 177,399 | $5,554,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 479,676 | $5,550,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 346,346 | $5,541,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 500,000 | $5,540,000 | thousands by filing date | put |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 200,000 | $5,537,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 232,997 | $5,524,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 245,900 | $5,523,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 244,589 | $5,508,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 615,085 | $5,499,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 25,000 | $5,493,000 | thousands by filing date | put |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 106,150 | $5,478,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 82,024 | $5,449,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 175,243 | $5,444,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 413,457 | $5,436,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 223,454 | $5,425,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,975,642 | $5,413,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 70,000 | $5,410,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 37,073 | $5,410,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 232,150 | $5,405,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 102,726 | $5,398,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 90,016 | $5,392,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 338,352 | $5,387,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 579,243 | $5,375,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 43,905 | $5,353,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 112,119 | $5,344,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 93,883 | $5,321,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 100,763 | $5,319,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 68,500 | $5,307,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 150,500 | $5,296,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 131,018 | $5,296,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 146,295 | $5,274,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 538,600 | $5,273,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 535,393 | $5,268,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 64,753 | $5,259,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 46,000 | $5,252,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 281,108 | $5,240,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 42,550 | $5,239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 126,325 | $5,238,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 51,817 | $5,227,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 44,110 | $5,220,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 177,763 | $5,194,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 145,559 | $5,185,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 106,325 | $5,180,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 195,493 | $5,176,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 369,900 | $5,171,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 126,996 | $5,162,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 84,300 | $5,150,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 85,496 | $5,147,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 519,700 | $5,145,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 244,602 | $5,132,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 50,020 | $5,121,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 516,211 | $5,110,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 103,663 | $5,095,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 164,886 | $5,091,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 76,384 | $5,076,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 212,090 | $5,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 170,721 | $5,072,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 170,856 | $5,070,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 169,420 | $5,055,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 75,086 | $5,040,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 141,020 | $5,039,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 93,622 | $5,038,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 137,986 | $5,036,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 385,379 | $5,010,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 155,643 | $5,003,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 145,231 | $5,000,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 405,785 | $4,971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 72,287 | $4,970,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 130,923 | $4,960,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 142,897 | $4,937,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 722,048 | $4,917,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 52,500 | $4,911,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 307,482 | $4,904,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 454,645 | $4,901,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 112,562 | $4,900,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023764 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-024535 | this filing | 2018-05-18 | acceptance time not in the bulk data set |