13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2018-05-18, with 6,633 holding rows worth $223,039,932,000.
- Accession
- 0001140361-18-024535
- Filer
- CIK 1000275
- Filed
- 2018-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 24,469 entries on the cover page, a total value of $223,039,932,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,039,932,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 21,387 | $2,524,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 47,810 | $2,521,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 173,452 | $2,520,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 62,547 | $2,517,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44,101 | $2,514,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75,362 | $2,513,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 19,656 | $2,512,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 115,102 | $2,509,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 28,146 | $2,508,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 39,253 | $2,508,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 27,401 | $2,504,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 126,708 | $2,497,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 98,877 | $2,497,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 149,170 | $2,496,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 50,300 | $2,491,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 330,856 | $2,491,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 75,138 | $2,491,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 101,062 | $2,489,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 99,064 | $2,487,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 146,005 | $2,479,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 26,400 | $2,474,000 | thousands by filing date | put |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 22,300 | $2,472,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 53,988 | $2,472,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 44,268 | $2,467,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 40,992 | $2,466,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 217,336 | $2,460,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 27,290 | $2,459,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 81,940 | $2,459,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 36,927 | $2,457,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 125,851 | $2,454,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 191,336 | $2,453,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 29,960 | $2,453,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 35,693 | $2,452,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 30,282 | $2,449,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 162,500 | $2,447,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 272,088 | $2,446,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 209,548 | $2,443,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 18,990 | $2,436,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,473,000 | $2,436,000 | thousands by filing date | principal |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,000 | $2,433,000 | thousands by filing date | put |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 54,297 | $2,433,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 95,680 | $2,427,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 48,756 | $2,425,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 168,762 | $2,425,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 29,077 | $2,418,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 114,975 | $2,414,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 20,906 | $2,404,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 328,450 | $2,402,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 89,632 | $2,395,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 78,325 | $2,392,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 57,253 | $2,390,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 47,709 | $2,387,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 26,465 | $2,378,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 28,742 | $2,376,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 97,469 | $2,373,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 53,227 | $2,372,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 77,717 | $2,368,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 21,212 | $2,367,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 19,989 | $2,367,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 61,471 | $2,366,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 36,100 | $2,366,000 | thousands by filing date | call |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 69,246 | $2,365,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,330 | $2,360,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 87,801 | $2,357,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 157,542 | $2,356,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 31,700 | $2,355,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 40,067 | $2,354,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 36,200 | $2,353,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 30,025 | $2,353,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 90,965 | $2,350,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 149,212 | $2,349,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 19,754 | $2,339,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 214,745 | $2,338,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 20,000 | $2,334,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 50,400 | $2,332,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 154,800 | $2,331,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 214,296 | $2,330,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C112 | RUSL 2000 DYNM | 91,788 | $2,327,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 94,839 | $2,325,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 368,500 | $2,322,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 65,976 | $2,316,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 40,099 | $2,312,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 150,055 | $2,307,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 72,600 | $2,305,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 38,000 | $2,296,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 17,349 | $2,295,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 130,000 | $2,284,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 156,326 | $2,284,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 50,325 | $2,280,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 42,512 | $2,280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 118,595 | $2,277,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 47,609 | $2,275,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 66,100 | $2,271,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 196,024 | $2,264,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 92,941 | $2,260,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 40,603 | $2,259,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 11,235 | $2,258,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 59,996 | $2,257,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 87,788 | $2,253,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 290,226 | $2,252,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 28,059 | $2,249,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 55,287 | $2,246,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 64,097 | $2,243,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 134,227 | $2,235,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 69,426 | $2,235,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 130,590 | $2,234,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 127,019 | $2,223,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 65,376 | $2,222,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 150,187 | $2,218,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 150,000 | $2,208,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 46,233 | $2,207,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 149,224 | $2,206,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 50,800 | $2,203,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 95,500 | $2,199,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 175,439 | $2,198,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 59,343 | $2,190,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 33,121 | $2,185,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 84,800 | $2,184,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 126,439 | $2,181,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 137,000 | $2,181,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 49,800 | $2,179,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 149,800 | $2,178,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 255,000 | $2,178,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 32,337 | $2,176,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 149,928 | $2,174,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 104,563 | $2,174,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 225,800 | $2,174,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 18,329 | $2,173,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 59,703 | $2,172,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 18,329 | $2,170,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 69,428 | $2,169,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 71,567 | $2,169,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 182,664 | $2,165,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 49,100 | $2,164,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 202,252 | $2,164,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 38,078 | $2,161,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 40,966 | $2,158,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 114,164 | $2,149,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 36,800 | $2,147,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 32,613 | $2,138,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 54,700 | $2,137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 48,775 | $2,125,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 47,942 | $2,123,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,000,000 | $2,118,000 | thousands by filing date | principal |
| CHURCHILL DOWNS INC | 171484108 | COM | 8,673 | $2,117,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 69,206 | $2,111,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 211,146 | $2,108,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 41,996 | $2,105,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 150,556 | $2,104,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 58,373 | $2,102,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 123,333 | $2,100,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 501,604 | $2,093,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 35,907 | $2,093,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 380,000 | $2,082,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 45,644 | $2,079,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 79,894 | $2,079,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 35,989 | $2,075,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 100,000 | $2,074,000 | thousands by filing date | call |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 61,899 | $2,074,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 91,383 | $2,074,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 87,341 | $2,072,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 62,686 | $2,069,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 211,351 | $2,068,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 36,085 | $2,066,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 80,889 | $2,063,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 38,101 | $2,061,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 36,843 | $2,054,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,010,000 | $2,050,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 465,804 | $2,049,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 32,488 | $2,047,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 47,021 | $2,040,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 54,047 | $2,038,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 20,152 | $2,036,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 118,673 | $2,035,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 186,835 | $2,029,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 886,336 | $2,029,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 109,100 | $2,028,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 51,078 | $2,022,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 35,000 | $2,017,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 160,146 | $2,013,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 50,000 | $2,012,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 25,000 | $2,006,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 25,000 | $2,006,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,000,000 | $2,006,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 62,840 | $2,003,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 168,259 | $2,001,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 45,600 | $1,999,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 173,019 | $1,998,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 83,000 | $1,987,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 120,917 | $1,984,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 80,919 | $1,982,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 500,000 | $1,975,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 135,290 | $1,975,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,161,692 | $1,975,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 266,330 | $1,971,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 31,600 | $1,968,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 19,000 | $1,967,000 | thousands by filing date | call |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 110,203 | $1,964,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 38,197 | $1,956,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 93,927 | $1,956,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 199,070 | $1,949,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 44,861 | $1,947,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 91,769 | $1,945,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 30,000 | $1,943,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 73,332 | $1,929,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 15,212 | $1,928,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 202,903 | $1,928,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 74,172 | $1,927,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 55,409 | $1,925,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,000 | $1,918,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 81,834 | $1,913,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 221,626 | $1,910,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 22,400 | $1,907,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 5,783 | $1,898,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 26,434 | $1,895,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 55,726 | $1,895,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 43,179 | $1,894,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 52,839 | $1,890,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 102,500 | $1,890,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 16,933 | $1,887,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 29,171 | $1,886,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 40,185 | $1,882,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 103,100 | $1,882,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 64,223 | $1,881,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 144,900 | $1,876,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 28,893 | $1,876,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 152,144 | $1,874,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 160,054 | $1,871,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 164,175 | $1,870,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 66,744 | $1,869,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 60,540 | $1,869,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 47,318 | $1,867,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 192,800 | $1,861,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 146,456 | $1,860,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 88,373 | $1,860,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 77,840 | $1,860,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 12,553 | $1,859,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 91,323 | $1,855,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,800 | $1,851,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 114,500 | $1,847,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 146,806 | $1,844,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 63,307 | $1,842,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 372,797 | $1,841,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 159,576 | $1,840,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 365,193 | $1,837,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 66,106 | $1,833,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 21,051 | $1,831,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 25,000 | $1,828,000 | thousands by filing date | call |
| MMA Capital Management LLC | 55315D105 | COM | 67,038 | $1,823,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 30,000 | $1,820,000 | thousands by filing date | put |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 58,947 | $1,819,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 92,950 | $1,815,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 20,882 | $1,812,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 73,597 | $1,811,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 17,830 | $1,809,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 64,520 | $1,808,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 110,124 | $1,798,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 21,700 | $1,798,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 80,477 | $1,794,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 37,440 | $1,792,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,801,000 | $1,792,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 27,584 | $1,789,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,000 | $1,786,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 45,011 | $1,784,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 119,870 | $1,784,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 32,875 | $1,784,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 54,955 | $1,782,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 51,870 | $1,782,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 67,158 | $1,782,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 152,642 | $1,778,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 46,660 | $1,776,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 12,662 | $1,774,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 133,297 | $1,774,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 70,938 | $1,772,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 10,000 | $1,765,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 146,151 | $1,761,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 72,982 | $1,759,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 25,600 | $1,755,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 36,670 | $1,755,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 50,000 | $1,750,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 10,400 | $1,750,000 | thousands by filing date | call |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 54,905 | $1,750,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 45,821 | $1,749,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 127,205 | $1,749,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 17,274 | $1,745,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 243,920 | $1,741,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 40,567 | $1,727,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 52,618 | $1,725,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 65,489 | $1,725,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 15,035 | $1,723,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 70,608 | $1,722,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 22,874 | $1,717,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 199,569 | $1,716,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 67,491 | $1,715,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 14,890 | $1,714,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 226,916 | $1,713,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 51,070 | $1,712,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 17,500 | $1,709,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 86,223 | $1,705,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 25,848 | $1,705,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,829 | $1,703,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 423,706 | $1,703,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 86,863 | $1,703,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 100,000 | $1,696,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 15,741 | $1,690,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 86,925 | $1,690,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,000 | $1,690,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 10,800 | $1,689,000 | thousands by filing date | call |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 111,965 | $1,689,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 509,092 | $1,680,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 33,833 | $1,679,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 87,911 | $1,678,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 109,201 | $1,678,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 173,867 | $1,677,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 57,077 | $1,675,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 54,786 | $1,674,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 51,966 | $1,672,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 35,559 | $1,670,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 76,559 | $1,665,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 28,158 | $1,658,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 35,403 | $1,656,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,673,000 | $1,654,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 207,597 | $1,649,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 82,324 | $1,649,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 101,510 | $1,648,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 268,916 | $1,646,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $1,643,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 100,945 | $1,640,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 57,875 | $1,640,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 313,273 | $1,639,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 48,848 | $1,637,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 100,438 | $1,634,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 126,426 | $1,631,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 62,656 | $1,627,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 47,639 | $1,624,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 54,756 | $1,621,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 72,080 | $1,620,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 52,128 | $1,617,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 428,564 | $1,616,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 60,492 | $1,614,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 23,413 | $1,613,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,190 | $1,612,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 95,079 | $1,611,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 55,057 | $1,610,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 51,042 | $1,608,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 20,891 | $1,608,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 54,085 | $1,605,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 36,844 | $1,600,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 90,681 | $1,599,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 75,018 | $1,598,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 26,880 | $1,597,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 28,053 | $1,596,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 88,738 | $1,596,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 82,051 | $1,595,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 24,369 | $1,594,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 144,788 | $1,593,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 38,769 | $1,591,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 61,775 | $1,591,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 160,000 | $1,589,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 48,670 | $1,589,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 49,495 | $1,588,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 43,286 | $1,584,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 272,764 | $1,574,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 58,682 | $1,568,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 42,944 | $1,567,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 61,325 | $1,566,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 89,702 | $1,565,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 64,198 | $1,563,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 62,297 | $1,562,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 114,177 | $1,560,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25,000 | $1,557,000 | thousands by filing date | call |
| CUSHING RENAISSANCE FD | 231647108 | COM | 98,919 | $1,556,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 81,275 | $1,555,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,000 | $1,553,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 165,882 | $1,553,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 72,194 | $1,548,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 53,355 | $1,546,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 29,775 | $1,545,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 65,939 | $1,544,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 127,801 | $1,543,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,741 | $1,538,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 80,916 | $1,538,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,000 | $1,534,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 133,960 | $1,527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 56,478 | $1,527,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 11,540 | $1,520,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 77,643 | $1,519,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 54,755 | $1,517,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 41,813 | $1,517,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 35,541 | $1,517,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,456,000 | $1,517,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 144,767 | $1,517,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 15,000 | $1,516,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,000 | $1,515,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 115,000 | $1,512,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 586,033 | $1,511,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 127,795 | $1,510,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 24,994 | $1,509,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 91,709 | $1,508,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 288,898 | $1,508,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 134,552 | $1,508,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 70,290 | $1,507,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 18,372 | $1,507,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 75,808 | $1,505,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 405,508 | $1,504,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 13,496 | $1,503,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 82,706 | $1,502,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 29,500 | $1,490,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 42,788 | $1,489,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 54,455 | $1,487,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 92,702 | $1,481,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 81,175 | $1,481,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 114,600 | $1,478,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 13,500 | $1,474,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 42,138 | $1,471,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 92,878 | $1,469,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 196,208 | $1,469,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 24,498 | $1,468,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 57,410 | $1,467,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 8,948 | $1,466,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 58,497 | $1,454,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 20,649 | $1,453,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,500 | $1,447,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 19,517 | $1,445,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 48,312 | $1,445,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 14,711 | $1,439,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 48,700 | $1,436,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,998 | $1,435,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 58,644 | $1,435,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 75,000 | $1,432,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 26,643 | $1,432,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 40,734 | $1,428,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 93,164 | $1,418,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 35,460 | $1,418,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 11,635 | $1,417,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 13,425 | $1,414,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 74,300 | $1,401,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 290,899 | $1,399,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 28,335 | $1,391,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9,300 | $1,390,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 39,673 | $1,390,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 100,075 | $1,385,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 37,604 | $1,379,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 21,668 | $1,377,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 23,302 | $1,376,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,374,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 130,388 | $1,372,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 38,482 | $1,372,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,371,000 | $1,368,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 150,000 | $1,364,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 37,642 | $1,362,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 40,228 | $1,361,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 58,782 | $1,357,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 32,532 | $1,356,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 89,789 | $1,351,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 14,644 | $1,346,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 32,208 | $1,342,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 177,015 | $1,342,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 22,631 | $1,341,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 21,541 | $1,337,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 195,655 | $1,337,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 208,453 | $1,334,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 15,362 | $1,332,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 39,600 | $1,328,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 190,000 | $1,328,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 31,282 | $1,327,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,900 | $1,326,000 | thousands by filing date | call |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 40,599 | $1,324,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 36,400 | $1,323,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 86,829 | $1,322,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 64,799 | $1,320,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 27,900 | $1,319,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 39,969 | $1,317,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 15,627 | $1,315,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 49,173 | $1,311,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 60,973 | $1,311,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 67,951 | $1,311,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 80,886 | $1,310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 46,348 | $1,305,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 9,894 | $1,304,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 54,300 | $1,303,000 | thousands by filing date | call |
| Etfmg Prime Mobile | 26924G409 | COM | 35,839 | $1,303,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 17,205 | $1,303,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 98,988 | $1,297,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 79,998 | $1,294,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 38,171 | $1,293,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 456,761 | $1,293,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 26,089 | $1,292,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 9,641 | $1,283,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 13,841 | $1,283,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 150,000 | $1,281,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 28,588 | $1,281,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 178,325 | $1,279,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 188,000 | $1,278,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 73,261 | $1,276,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 136,305 | $1,276,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 40,000 | $1,272,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 21,016 | $1,271,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 15,208 | $1,271,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 28,912 | $1,271,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023764 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-024535 | this filing | 2018-05-18 | acceptance time not in the bulk data set |