13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2018-05-18, with 6,633 holding rows worth $223,039,932,000.
- Accession
- 0001140361-18-024535
- Filer
- CIK 1000275
- Filed
- 2018-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 24,469 entries on the cover page, a total value of $223,039,932,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,039,932,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERCULES CAPITAL INC | 427096508 | COM | 1,897,099 | $22,956,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,470,000 | $22,932,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 54,839 | $22,931,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 295,593 | $22,839,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 498,994 | $22,819,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 294,601 | $22,796,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 280,000 | $22,792,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 567,270 | $22,781,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,022,392 | $22,727,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 240,000 | $22,716,000 | thousands by filing date | put |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 221,942 | $22,698,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 747,765 | $22,508,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 251,075 | $22,450,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 814,352 | $22,443,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 220,226 | $22,420,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 143,239 | $22,393,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 3,143,235 | $22,316,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,738,454 | $22,303,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 380,683 | $22,280,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 562,128 | $22,267,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 630,611 | $22,191,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 580,000 | $22,162,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 114,278 | $22,126,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 270,548 | $22,126,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,672,238 | $22,108,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 1,014,516 | $22,045,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 292,100 | $22,021,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,297,320 | $22,002,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,026,189 | $21,992,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 360,097 | $21,939,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 300,846 | $21,916,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 956,076 | $21,913,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 8,925,961 | $21,868,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 4,653,267 | $21,824,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 67,535 | $21,822,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 779,330 | $21,822,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 350,000 | $21,802,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,169,542 | $21,800,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 548,826 | $21,794,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 865,862 | $21,776,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 300,000 | $21,756,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 350,337 | $21,708,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 456,767 | $21,701,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 405,270 | $21,646,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 181,050 | $21,642,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 99,066 | $21,629,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 105,783 | $21,617,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 348,926 | $21,611,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 130,343 | $21,565,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 943,836 | $21,529,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 250,000 | $21,410,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 288,894 | $21,405,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 484,882 | $21,373,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 243,671 | $21,231,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 427,945 | $21,197,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 17,065,000 | $21,117,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,861,758 | $21,065,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 258,554 | $21,047,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 348,300 | $21,041,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 74,518 | $21,033,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 114,700 | $20,917,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 288,921 | $20,872,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 10,000 | $20,804,000 | thousands by filing date | put |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 131,162 | $20,804,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 659,900 | $20,768,000 | thousands by filing date | call |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 126,657 | $20,765,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 755,663 | $20,742,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 595,015 | $20,675,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 132,001 | $20,674,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 410,667 | $20,649,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 680,853 | $20,629,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 419,200 | $20,625,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 120,517 | $20,613,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 177,200 | $20,608,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 1,616,451 | $20,561,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 134,264 | $20,557,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 375,000 | $20,554,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 180,000 | $20,527,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 179,600 | $20,482,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 1,476,566 | $20,303,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,315,000 | $20,264,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 1,315,000 | $20,264,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 226,900 | $20,242,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 283,391 | $20,210,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 430,000 | $20,184,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 800,744 | $20,154,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 417,559 | $20,143,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 856,714 | $20,141,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,155,919 | $20,113,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 270,886 | $20,056,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 384,600 | $20,030,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 956,122 | $20,030,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 407,631 | $19,929,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 459,970 | $19,919,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,010,060 | $19,907,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,606,106 | $19,836,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,120,306 | $19,796,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 357,693 | $19,766,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 655,914 | $19,763,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 476,121 | $19,759,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 708,988 | $19,717,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 84,332 | $19,680,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 625,200 | $19,675,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 256,640 | $19,650,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 367,572 | $19,645,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 760,369 | $19,641,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 88,543 | $19,629,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 420,812 | $19,623,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 568,000 | $19,618,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,024,000 | $19,545,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,872,615 | $19,532,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 370,442 | $19,481,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 454,165 | $19,462,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 226,000 | $19,407,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 112,123 | $19,353,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 371,128 | $19,295,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 127,331 | $19,272,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 191,385 | $19,245,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 293,736 | $19,242,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 208,618 | $19,234,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 229,737 | $19,229,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,071,558 | $19,128,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 321,680 | $19,104,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 180,928 | $19,051,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 102,318 | $18,931,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 15,522,000 | $18,904,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 346,300 | $18,863,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 530,524 | $18,860,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 300,584 | $18,847,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 687,613 | $18,840,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 409,742 | $18,811,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 176,972 | $18,802,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 158,278 | $18,766,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 810,510 | $18,764,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 246,551 | $18,742,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,805,650 | $18,689,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 271,893 | $18,688,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 283,321 | $18,683,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 405,877 | $18,674,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 452,000 | $18,672,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,683,500 | $18,653,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 201,000 | $18,546,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 622,923 | $18,526,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 368,082 | $18,518,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 418,513 | $18,484,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 869,054 | $18,476,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 17,764,000 | $18,468,000 | thousands by filing date | principal |
| SYMANTEC CORP | 871503108 | COM | 714,130 | $18,459,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 167,500 | $18,420,000 | thousands by filing date | call |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 358,517 | $18,417,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 154,448 | $18,416,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 777,790 | $18,395,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 196,397 | $18,362,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 721,577 | $18,357,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 210,097 | $18,353,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 150,000 | $18,285,000 | thousands by filing date | call |
| AMETEK INC COM | 031100100 | Stock | 239,280 | $18,177,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 135,712 | $18,167,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100,000 | $18,152,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 706,274 | $18,151,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 828,753 | $18,149,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 211,497 | $18,132,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 350,678 | $18,095,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 465,205 | $17,966,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 227,242 | $17,927,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 134,823 | $17,918,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 647,419 | $17,908,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 105,396 | $17,886,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,045,521 | $17,870,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 11,103,000 | $17,866,000 | thousands by filing date | principal |
| INVITATION HOMES INC COM | 46187W107 | REIT | 780,343 | $17,815,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 332,053 | $17,792,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 170,728 | $17,772,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 450,035 | $17,745,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 161,000 | $17,705,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 343,500 | $17,701,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 497,991 | $17,664,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 929,732 | $17,609,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 332,843 | $17,554,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 286,824 | $17,474,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 202,339 | $17,352,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 76,000 | $17,322,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 631,267 | $17,297,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 80,000 | $17,286,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 980,600 | $17,229,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 86,759 | $17,226,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 153,028 | $17,173,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 194,361 | $17,156,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 968,804 | $17,148,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 552,868 | $17,134,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 268,500 | $17,106,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300,500 | $17,084,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V108 | COM | 1,808,281 | $17,051,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 97,940 | $17,017,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 519,278 | $17,006,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 269,374 | $16,977,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 600,819 | $16,961,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 266,833 | $16,951,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 263,144 | $16,949,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 16,817,000 | $16,901,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 434,388 | $16,900,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,601,193 | $16,893,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 266,873 | $16,892,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 271,659 | $16,865,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 332,868 | $16,811,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 294,537 | $16,770,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,017,026 | $16,761,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 208,533 | $16,759,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 14,614,000 | $16,758,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 101,430 | $16,752,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 330,369 | $16,716,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 64,887 | $16,664,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 382,616 | $16,643,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 349,113 | $16,622,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,188,516 | $16,615,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 198,112 | $16,606,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 305,311 | $16,579,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 141,228 | $16,545,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 149,700 | $16,528,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 134,062 | $16,520,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 339,776 | $16,496,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 264,389 | $16,483,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 235,083 | $16,454,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 324,424 | $16,422,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,920,208 | $16,400,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 78,694 | $16,371,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 511,309 | $16,356,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 300,000 | $16,326,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 163,561 | $16,310,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 534,350 | $16,287,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 327,993 | $16,252,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 572,570 | $16,238,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 295,249 | $16,200,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 294,224 | $16,189,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 308,843 | $16,181,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 723,132 | $16,132,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 146,579 | $16,091,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 563,550 | $16,089,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 106,107 | $16,055,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 161,559 | $16,049,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 292,248 | $15,963,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 84,164 | $15,956,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 12,368 | $15,948,000 | thousands by filing date | principal |
| NEWFIELD EXPL CO | 651290108 | COM | 647,964 | $15,825,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 986,028 | $15,777,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 304,900 | $15,772,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 312,100 | $15,770,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 123,000 | $15,762,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 260,645 | $15,759,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,874,354 | $15,722,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 149,311 | $15,707,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 503,782 | $15,672,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 327,392 | $15,656,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 138,073 | $15,656,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 975,123 | $15,592,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 75,000 | $15,548,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 243,000 | $15,506,000 | thousands by filing date | put |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,015,880 | $15,492,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 714,180 | $15,470,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 74,269 | $15,462,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 147,576 | $15,407,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 787,670 | $15,400,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 130,350 | $15,355,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 245,475 | $15,351,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 451,770 | $15,314,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 982,517 | $15,297,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 82,118 | $15,280,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,725,000 | $15,266,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 472,836 | $15,249,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 269,142 | $15,243,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 145,278 | $15,237,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 616,617 | $15,206,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 342,732 | $15,204,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 636,846 | $15,201,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 349,800 | $15,192,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 242,706 | $15,156,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 83,835 | $15,095,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 448,334 | $15,037,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 134,773 | $15,022,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 323,062 | $15,010,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 300,531 | $14,930,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 322,815 | $14,834,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 246,502 | $14,800,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 803,374 | $14,799,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 476,638 | $14,794,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 332,852 | $14,787,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,692,833 | $14,778,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 5,276 | $14,772,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 264,700 | $14,746,000 | thousands by filing date | put |
| STERIS PLC | G84720104 | SHS USD | 157,947 | $14,746,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 140,402 | $14,742,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 127,164 | $14,722,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 249,590 | $14,720,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 433,629 | $14,699,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 425,846 | $14,641,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 880,000 | $14,626,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 105,037 | $14,613,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 495,244 | $14,585,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 333,536 | $14,576,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 710,000 | $14,527,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 521,276 | $14,517,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 253,800 | $14,429,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 344,500 | $14,376,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 320,000 | $14,362,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 203,696 | $14,351,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 520,424 | $14,337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 296,952 | $14,290,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,800,153 | $14,221,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,247,594 | $14,210,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 371,717 | $14,180,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 279,215 | $14,171,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 350,000 | $14,154,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 240,047 | $14,148,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 313,581 | $14,099,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 293,375 | $14,091,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 410,103 | $14,075,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 145,000 | $14,065,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 365,400 | $14,061,000 | thousands by filing date | call |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 456,762 | $14,013,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 14,375,000 | $13,992,000 | thousands by filing date | principal |
| BT GROUP-ADR | 05577E101 | ADR | 862,954 | $13,946,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 143,733 | $13,918,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,045,338 | $13,903,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 68,638 | $13,900,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 856,574 | $13,893,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 167,030 | $13,856,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 127,143 | $13,854,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 107,058 | $13,801,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 474,422 | $13,787,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 188,500 | $13,785,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 186,984 | $13,779,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 573,183 | $13,757,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 274,451 | $13,742,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 266,516 | $13,712,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 831,287 | $13,675,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 74,900 | $13,659,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 118,961 | $13,622,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 183,943 | $13,601,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 250,000 | $13,575,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 289,700 | $13,552,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,295,890 | $13,529,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 133,176 | $13,525,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 119,100 | $13,515,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 117,163 | $13,493,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 255,071 | $13,488,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 338,391 | $13,364,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 690,504 | $13,279,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 141,489 | $13,260,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 145,837 | $13,258,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 489,531 | $13,257,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 429,746 | $13,253,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 645,655 | $13,248,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 64,808 | $13,239,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 573,801 | $13,215,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 117,441 | $13,195,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 120,161 | $13,181,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 302,607 | $13,170,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 370,000 | $13,131,000 | thousands by filing date | call |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 262,947 | $13,079,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 183,949 | $13,057,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 69,755 | $13,057,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 798,092 | $13,057,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 461,606 | $13,017,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 118,460 | $13,003,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 104,842 | $12,977,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 426,397 | $12,975,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 510,000 | $12,959,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 487,280 | $12,952,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 99,108 | $12,921,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 406,191 | $12,913,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 250,187 | $12,895,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 754,685 | $12,889,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 190,000 | $12,825,000 | thousands by filing date | put |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 429,486 | $12,820,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 241,260 | $12,815,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 388,910 | $12,781,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 569,401 | $12,760,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 330,000 | $12,755,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 153,000 | $12,736,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 591,277 | $12,658,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 137,588 | $12,618,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 125,720 | $12,605,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 156,716 | $12,600,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 221,414 | $12,572,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 262,628 | $12,559,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 545,145 | $12,517,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 68,491 | $12,488,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,472,998 | $12,481,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 347,683 | $12,444,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 96,518 | $12,443,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 376,312 | $12,434,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 202,647 | $12,432,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 114,218 | $12,423,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 318,123 | $12,422,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 61,999 | $12,365,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 244,921 | $12,337,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 564,068 | $12,330,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,768,749 | $12,311,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 747,239 | $12,307,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 227,616 | $12,291,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 144,000 | $12,236,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 278,003 | $12,232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 279,761 | $12,214,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 11,109,000 | $12,191,000 | thousands by filing date | principal |
| POWERSHARES | 73935X286 | COMMON STOCK | 214,088 | $12,187,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 331,601 | $12,165,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 11,350,000 | $12,157,000 | thousands by filing date | principal |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 651,254 | $12,154,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 185,323 | $12,120,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 141,191 | $12,099,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 204,712 | $12,074,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 295,861 | $12,068,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 118,700 | $12,023,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 86,336 | $12,018,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 374,529 | $12,014,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 120,000 | $11,968,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 228,463 | $11,959,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,812,834 | $11,874,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 150,669 | $11,870,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 676,704 | $11,869,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 405,200 | $11,869,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 102,253 | $11,860,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 388,327 | $11,855,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 187,888 | $11,827,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 107,560 | $11,816,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 132,400 | $11,780,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 592,956 | $11,765,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 331,652 | $11,751,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 84,037 | $11,739,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 54,974 | $11,701,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 168,500 | $11,699,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 309,412 | $11,690,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 68,582 | $11,617,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 204,590 | $11,617,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 42,300 | $11,583,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 266,844 | $11,581,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 435,000 | $11,562,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,740,147 | $11,553,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 525,900 | $11,528,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,146,344 | $11,522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 234,160 | $11,500,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 129,466 | $11,457,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 195,041 | $11,446,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 485,691 | $11,428,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 6,414,000 | $11,417,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,061,001 | $11,405,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 333,720 | $11,385,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 105,147 | $11,379,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 113,517 | $11,376,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 254,209 | $11,363,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 255,591 | $11,358,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 712,500 | $11,343,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 231,510 | $11,342,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 456,264 | $11,341,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 291,018 | $11,318,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 511,611 | $11,307,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 367,233 | $11,293,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 496,302 | $11,280,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 392,408 | $11,270,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 710,000 | $11,268,000 | thousands by filing date | put |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 60,312 | $11,264,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,363,966 | $11,239,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 524,574 | $11,231,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 150,375 | $11,212,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 163,784 | $11,107,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 265,433 | $11,079,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 899,704 | $11,076,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 210,000 | $11,052,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 5,300 | $11,026,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 255,600 | $11,001,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 343,128 | $10,994,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 359,713 | $10,993,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 331,940 | $10,987,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 363,672 | $10,983,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 58,074 | $10,979,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 157,970 | $10,975,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 11,076,000 | $10,972,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 327,048 | $10,924,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 494,091 | $10,875,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 428,120 | $10,866,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 317,909 | $10,859,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 7,608,000 | $10,858,000 | thousands by filing date | principal |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 354,793 | $10,857,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 367,701 | $10,855,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 856,622 | $10,853,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 228,400 | $10,851,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 346,659 | $10,817,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 518,058 | $10,812,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 267,470 | $10,795,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 701,663 | $10,778,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 486,107 | $10,704,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 820,608 | $10,668,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,352,559 | $10,645,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 119,435 | $10,622,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 136,718 | $10,601,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 99,728 | $10,597,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 6,417,000 | $10,588,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 114,607 | $10,587,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 167,765 | $10,565,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 29,121 | $10,562,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023764 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-024535 | this filing | 2018-05-18 | acceptance time not in the bulk data set |