13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,944 holding rows worth $107,266,871,000.
- Accession
- 0001140361-18-023875
- Filer
- CIK 824468
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,867 entries on the cover page, a total value of $107,266,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,266,871,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 158,185 | $1,826,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 19,860 | $1,824,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 79,904 | $1,823,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 31,557 | $1,821,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 62,170 | $1,821,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 125,960 | $1,819,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 105,098 | $1,814,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 27,538 | $1,811,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 84,658 | $1,811,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 41,385 | $1,808,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 39,954 | $1,808,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 34,263 | $1,804,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 46,887 | $1,804,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 81,746 | $1,800,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 53,672 | $1,797,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 165,501 | $1,797,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 221,930 | $1,796,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 40,700 | $1,791,000 | thousands by filing date | put |
| CORPORATE CAP TR INC | 219880101 | COM | 105,583 | $1,784,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 43,702 | $1,780,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 33,187 | $1,778,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 27,689 | $1,777,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 157,735 | $1,776,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 73,419 | $1,774,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 31,820 | $1,766,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 69,158 | $1,766,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 45,516 | $1,765,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 193,636 | $1,762,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 37,937 | $1,760,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 12,992 | $1,758,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 22,577 | $1,756,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 69,675 | $1,755,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 39,321 | $1,754,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 29,075 | $1,754,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 63,675 | $1,750,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 91,576 | $1,748,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 119,678 | $1,748,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 335,629 | $1,742,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 10,000 | $1,734,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 10,000 | $1,734,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 239,231 | $1,734,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 376,479 | $1,732,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 54,297 | $1,730,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 60,435 | $1,725,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 43,544 | $1,724,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 26,889 | $1,723,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 644,802 | $1,721,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 37,499 | $1,719,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 104,346 | $1,715,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 43,976 | $1,714,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 138,720 | $1,713,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 141,478 | $1,712,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 48,500 | $1,700,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 61,593 | $1,700,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 12,221 | $1,700,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 35,514 | $1,695,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 56,527 | $1,695,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 560,750 | $1,693,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 83,816 | $1,692,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 56,713 | $1,685,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 37,233 | $1,682,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 29,171 | $1,681,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,676,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 99,520 | $1,676,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 70,596 | $1,674,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 87,038 | $1,674,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 45,893 | $1,673,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 27,041 | $1,671,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 23,735 | $1,669,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 82,691 | $1,665,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 94,113 | $1,665,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 64,209 | $1,662,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 256,944 | $1,660,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 63,292 | $1,658,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 85,540 | $1,651,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 46,970 | $1,650,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,000,000 | $1,650,000 | thousands by filing date | principal |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 17,913 | $1,645,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 47,007 | $1,644,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 36,096 | $1,643,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 34,215 | $1,634,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 34,612 | $1,632,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 45,010 | $1,632,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 20,501 | $1,630,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 147,560 | $1,630,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 55,825 | $1,630,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 54,564 | $1,628,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 188,343 | $1,625,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 41,753 | $1,625,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 47,788 | $1,622,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 100,173 | $1,622,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 60,055 | $1,619,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 65,452 | $1,610,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 59,471 | $1,608,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 72,852 | $1,606,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 1,000,000 | $1,600,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 25,026 | $1,599,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 68,682 | $1,597,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 18,307 | $1,594,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 196,733 | $1,593,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 40,861 | $1,593,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 56,194 | $1,593,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 75,226 | $1,591,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 21,835 | $1,589,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 83,166 | $1,588,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 75,004 | $1,586,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 34,506 | $1,586,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 31,517 | $1,583,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 20,300 | $1,582,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 155,761 | $1,579,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 39,008 | $1,578,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 32,168 | $1,576,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 112,970 | $1,576,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,500 | $1,573,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 209,187 | $1,572,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 52,576 | $1,571,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 185,822 | $1,567,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 82,996 | $1,565,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 294,681 | $1,565,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 35,903 | $1,559,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 40,987 | $1,558,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,985 | $1,555,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 28,959 | $1,555,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 38,047 | $1,553,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 30,404 | $1,549,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 101,359 | $1,549,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 24,639 | $1,546,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 51,824 | $1,546,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 45,820 | $1,541,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 47,581 | $1,539,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100,990 | $1,537,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 913,297 | $1,535,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 42,730 | $1,535,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,100,000 | $1,535,000 | thousands by filing date | principal |
| COMFORT SYS USA INC COM | 199908104 | Stock | 37,118 | $1,531,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 53,579 | $1,530,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 82,996 | $1,530,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 72,542 | $1,528,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 62,602 | $1,528,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 56,728 | $1,526,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 149,174 | $1,525,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 40,486 | $1,522,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 98,275 | $1,520,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 18,295 | $1,519,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 46,701 | $1,517,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 43,118 | $1,512,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 98,189 | $1,511,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 254,581 | $1,510,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 94,527 | $1,507,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 87,061 | $1,506,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 51,936 | $1,505,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 22,800 | $1,503,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 34,182 | $1,501,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 119,087 | $1,498,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 66,024 | $1,496,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 290,727 | $1,495,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,267 | $1,491,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 31,536 | $1,489,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 38,567 | $1,489,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 29,109 | $1,488,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 89,821 | $1,487,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 71,495 | $1,484,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 66,228 | $1,484,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 100,759 | $1,483,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 34,598 | $1,482,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 177,341 | $1,480,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 68,581 | $1,480,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 36,390 | $1,479,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 21,888 | $1,478,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 140,000 | $1,474,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 25,000 | $1,474,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 37,155 | $1,471,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 40,643 | $1,470,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 40,057 | $1,469,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 84,747 | $1,465,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 41,912 | $1,462,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 37,362 | $1,461,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 25,000 | $1,461,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 31,529 | $1,460,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 27,225 | $1,459,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 61,255 | $1,454,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 37,151 | $1,449,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 29,874 | $1,448,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 456,281 | $1,446,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 26,255 | $1,443,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 49,997 | $1,441,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 53,648 | $1,440,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 15,002 | $1,439,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 38,670 | $1,438,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 23,756 | $1,436,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 80,875 | $1,436,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 12,252 | $1,433,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 47,338 | $1,431,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 60,677 | $1,431,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 24,748 | $1,427,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 17,737 | $1,426,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,607 | $1,420,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 131,419 | $1,418,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 10,990 | $1,417,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 40,024 | $1,417,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 35,096 | $1,414,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 54,759 | $1,414,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 19,748 | $1,413,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 37,278 | $1,413,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 24,011 | $1,411,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 72,207 | $1,411,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 13,943 | $1,409,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 1,320,000 | $1,408,000 | thousands by filing date | principal |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 56,254 | $1,407,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 23,236 | $1,405,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 51,686 | $1,401,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 82,856 | $1,400,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 133,159 | $1,400,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 44,898 | $1,399,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 24,100 | $1,399,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 67,222 | $1,399,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 21,500 | $1,398,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 86,348 | $1,398,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 51,224 | $1,393,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 26,463 | $1,392,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 48,047 | $1,390,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 25,149 | $1,388,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 60,815 | $1,388,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 16,594 | $1,387,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 51,811 | $1,386,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 50,363 | $1,383,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 22,893 | $1,383,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 61,547 | $1,382,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,100 | $1,377,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 61,567 | $1,377,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 69,191 | $1,375,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 24,158 | $1,370,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 31,499 | $1,365,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,300,000 | $1,364,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X405 | CL C | 80,194 | $1,363,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 13,085 | $1,362,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 61,121 | $1,361,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 100,008 | $1,360,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 61,696 | $1,358,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 21,555 | $1,357,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 23,194 | $1,356,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 51,599 | $1,354,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 47,595 | $1,354,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,609 | $1,353,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 18,132 | $1,352,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 22,440 | $1,351,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 87,277 | $1,347,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 162,734 | $1,343,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 82,551 | $1,339,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 73,707 | $1,339,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,125 | $1,338,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 80,890 | $1,338,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 41,699 | $1,336,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 30,569 | $1,336,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 46,863 | $1,334,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 12,219 | $1,334,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 73,927 | $1,333,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 15,518 | $1,333,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 67,850 | $1,331,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 54,849 | $1,330,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 44,348 | $1,330,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 41,658 | $1,319,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 57,670 | $1,318,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,919 | $1,316,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 30,320 | $1,315,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 925,447 | $1,314,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 52,302 | $1,313,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 36,874 | $1,307,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 23,633 | $1,306,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 503,761 | $1,305,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 12,500 | $1,304,000 | thousands by filing date | put |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 78,812 | $1,304,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 37,330 | $1,304,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 49,305 | $1,297,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 64,221 | $1,294,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 82,907 | $1,289,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 91,187 | $1,289,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 33,923 | $1,286,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 50,989 | $1,286,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 21,547 | $1,285,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 139,998 | $1,284,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 81,429 | $1,284,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 40,818 | $1,281,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 32,895 | $1,280,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 280,018 | $1,280,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 43,436 | $1,277,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 37,976 | $1,276,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 45,822 | $1,275,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 46,668 | $1,271,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 18,374 | $1,270,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 122,550 | $1,269,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 170,623 | $1,266,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 28,503 | $1,262,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 9,789 | $1,260,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 35,856 | $1,258,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,000 | $1,258,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489303 | CL A NEW | 136,055 | $1,258,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 50,000 | $1,256,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 84,623 | $1,255,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 25,848 | $1,254,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 16,178 | $1,254,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 19,122 | $1,254,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 68,938 | $1,253,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 28,391 | $1,251,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 123,000 | $1,251,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 28,100 | $1,250,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 27,835 | $1,249,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 50,743 | $1,249,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 126,000 | $1,247,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 47,022 | $1,247,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 64,819 | $1,245,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 16,156 | $1,244,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 79,984 | $1,243,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 30,000 | $1,235,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 73,200 | $1,230,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,100 | $1,230,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 31,623 | $1,228,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 127,237 | $1,228,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 36,221 | $1,226,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 182,505 | $1,226,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 53,433 | $1,225,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 16,097 | $1,220,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 69,848 | $1,215,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 25,191 | $1,213,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 39,766 | $1,211,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 35,925 | $1,209,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 131,710 | $1,206,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 12,884 | $1,204,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 11,443 | $1,203,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 40,971 | $1,202,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 17,742 | $1,199,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 25,918 | $1,198,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 25,449 | $1,193,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 520,900 | $1,193,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 46,646 | $1,192,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 33,443 | $1,192,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,000,000 | $1,191,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 22,704 | $1,190,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 50,000 | $1,190,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 13,622 | $1,190,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 86,882 | $1,187,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,263,000 | $1,187,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 93,188 | $1,183,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 90,010 | $1,183,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,055 | $1,181,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 13,800 | $1,176,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 53,221 | $1,173,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 12,295 | $1,173,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 80,005 | $1,172,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 92,284 | $1,171,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 90,062 | $1,170,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,622 | $1,168,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,040,000 | $1,168,000 | thousands by filing date | principal |
| QUALITY SYS INC | 747582104 | COM | 85,257 | $1,164,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,571 | $1,163,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 25,436 | $1,160,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 50,749 | $1,158,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 24,002 | $1,158,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 113,844 | $1,158,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 311,779 | $1,157,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 33,191 | $1,155,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 54,600 | $1,154,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 170,814 | $1,152,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 32,443 | $1,151,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 22,724 | $1,150,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 73,880 | $1,149,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 55,932 | $1,147,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 143,871 | $1,143,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 89,957 | $1,142,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 21,750 | $1,141,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 79,478 | $1,141,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 38,229 | $1,140,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 33,982 | $1,136,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 49,891 | $1,135,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 37,877 | $1,135,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 43,469 | $1,132,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 75,192 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 14,381 | $1,127,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 23,864 | $1,126,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 79,162 | $1,125,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 20,411 | $1,124,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 78,661 | $1,124,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 47,695 | $1,119,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 20,962 | $1,118,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 43,852 | $1,115,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 18,595 | $1,115,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 99,081 | $1,114,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 38,366 | $1,113,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 21,770 | $1,111,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 61,328 | $1,111,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 66,787 | $1,106,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 18,434 | $1,103,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 36,820 | $1,101,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 51,996 | $1,095,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 20,207 | $1,091,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,722 | $1,087,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 22,123 | $1,087,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 27,169 | $1,086,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 24,157 | $1,085,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,764 | $1,083,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 54,559 | $1,082,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 16,269 | $1,075,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 20,152 | $1,070,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 26,280 | $1,068,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,033,000 | $1,067,000 | thousands by filing date | principal |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 66,600 | $1,066,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 64,400 | $1,058,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 46,199 | $1,056,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 25,000 | $1,052,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V306 | COM SER C | 46,738 | $1,052,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 31,753 | $1,050,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 441,238 | $1,050,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 80,482 | $1,048,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 11,444 | $1,047,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 600,077 | $1,046,000 | thousands by filing date | principal |
| MANITOWOC CO INC | 563571405 | COM NEW | 36,733 | $1,045,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 38,378 | $1,044,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 25,074 | $1,043,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 41,678 | $1,042,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 21,906 | $1,042,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 10,000 | $1,042,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 39,810 | $1,040,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 59,832 | $1,039,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 17,600 | $1,037,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 212,994 | $1,037,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 34,533 | $1,036,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 19,800 | $1,034,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 1,200,000 | $1,033,000 | thousands by filing date | principal |
| SCANSOURCE INC | 806037107 | COM | 29,031 | $1,032,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,575 | $1,029,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,000,000 | $1,029,000 | thousands by filing date | principal |
| HIGHPOINT RES CORP | 43114K108 | COM | 202,388 | $1,028,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 33,418 | $1,027,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 982,000 | $1,026,000 | thousands by filing date | principal |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 56,644 | $1,025,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 12,595 | $1,024,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 10,000 | $1,024,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 70,498 | $1,022,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,703 | $1,021,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 417,868 | $1,017,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 37,740 | $1,015,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 28,562 | $1,013,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 18,732 | $1,012,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,000,000 | $1,012,000 | thousands by filing date | principal |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,858 | $1,011,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 14,281 | $1,010,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 72,415 | $1,008,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 363,597 | $1,007,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 77,381 | $1,007,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 25,453 | $1,006,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 36,218 | $1,004,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 51,593 | $1,002,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 20,927 | $1,001,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 160,650 | $1,001,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 55,396 | $996,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 58,976 | $996,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 14,364 | $996,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 38,139 | $991,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 29,198 | $991,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 34,559 | $990,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 36,542 | $989,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,830 | $989,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 38,960 | $988,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 119,277 | $984,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 42,335 | $984,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 31,420 | $983,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 43,800 | $983,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 59,810 | $981,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 36,696 | $980,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 57,317 | $976,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 68,293 | $973,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 80,802 | $973,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 100,910 | $973,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 88,503 | $970,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 56,933 | $968,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 38,266 | $964,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 65,200 | $964,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 203,000 | $964,000 | thousands by filing date | principal |
| VIRTU FINL INC | 928254101 | CL A | 29,168 | $963,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 191,491 | $963,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 42,902 | $961,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 46,293 | $960,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 100,042 | $960,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 13,722 | $959,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 30,000 | $959,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 51,108 | $958,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,694 | $951,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 36,815 | $951,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 100,000 | $951,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 69,570 | $949,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 42,515 | $949,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 54,522 | $949,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 49,285 | $948,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 21,006 | $946,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,468 | $944,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 32,763 | $944,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 70,920 | $943,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 940,000 | $941,000 | thousands by filing date | principal |
| INTERSECT ENT INC | 46071F103 | COM | 23,926 | $941,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 42,822 | $940,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023875 | this filing | 2018-05-15 | acceptance time not in the bulk data set |