13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,944 holding rows worth $107,266,871,000.
- Accession
- 0001140361-18-023875
- Filer
- CIK 824468
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,867 entries on the cover page, a total value of $107,266,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,266,871,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 146,435 | $937,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 33,414 | $935,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 90,800 | $935,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 135,033 | $934,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 13,311 | $933,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 24,049 | $933,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 40,685 | $931,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 47,727 | $930,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 40,738 | $929,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 43,661 | $928,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 20,935 | $927,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 32,432 | $927,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 35,032 | $927,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 14,174 | $926,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 50,778 | $926,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 100,742 | $925,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 35,586 | $922,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 35,914 | $920,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9,279 | $919,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 30,779 | $919,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 30,051 | $919,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $919,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,500 | $916,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 25,900 | $916,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 20,831 | $916,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 18,250 | $914,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 600,000 | $914,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 30,555 | $912,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 32,756 | $908,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 26,159 | $907,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 72,889 | $907,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 27,490 | $907,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 23,552 | $904,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 68,936 | $903,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 31,900 | $902,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 54,877 | $898,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 38,397 | $896,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 29,173 | $896,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,518 | $894,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 16,844 | $894,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 338,832 | $891,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 16,800 | $886,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 158,008 | $880,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,000 | $878,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 57,911 | $874,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,867 | $874,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 20,487 | $874,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 20,460 | $872,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 22,944 | $872,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 17,451 | $871,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 149,741 | $866,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 55,302 | $865,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 890,000 | $865,000 | thousands by filing date | principal |
| TFS FINL CORP | 87240R107 | COM | 58,840 | $864,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 34,370 | $861,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 42,710 | $861,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 16,673 | $859,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 79,812 | $859,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 14,933 | $859,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,954 | $857,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 44,930 | $854,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 58,300 | $854,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 53,400 | $847,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 117,368 | $846,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 67,860 | $846,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 48,493 | $845,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 38,168 | $844,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 92,988 | $842,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 42,635 | $841,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,389 | $840,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 46,217 | $835,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,170 | $835,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 171,376 | $835,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 71,667 | $835,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 51,000 | $834,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 20,302 | $834,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 60,651 | $833,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 21,310 | $833,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 386,830 | $831,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 29,345 | $831,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 65,796 | $830,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 40,091 | $830,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 281,110 | $829,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 20,375 | $827,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 91,437 | $827,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 33,259 | $826,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 39,756 | $825,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 19,811 | $824,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 59,319 | $821,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 54,285 | $821,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 23,532 | $818,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 40,769 | $817,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 49,629 | $817,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 22,945 | $817,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 68,150 | $816,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 29,632 | $814,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 29,409 | $812,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 116,571 | $809,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 50,000 | $807,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 57,501 | $807,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,510 | $805,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 28,021 | $803,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 41,547 | $803,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 84,851 | $803,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 13,489 | $802,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 24,105 | $801,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 52,082 | $798,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 46,439 | $798,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 5,300 | $797,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 49,183 | $797,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 46,345 | $796,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 13,888 | $796,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 75,174 | $796,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 25,000 | $795,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 18,441 | $793,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 26,348 | $793,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 72,014 | $792,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 200,000 | $790,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 40,126 | $790,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 14,185 | $790,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 46,758 | $788,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 25,575 | $788,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 15,765 | $783,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 23,468 | $783,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 26,013 | $780,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 90,130 | $780,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 25,246 | $778,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 18,095 | $777,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 43,469 | $777,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 35,044 | $776,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,755 | $776,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 32,371 | $775,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 49,139 | $770,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 33,451 | $770,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 276,135 | $770,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 20,725 | $769,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 21,641 | $767,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 21,123 | $765,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 19,472 | $764,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 54,063 | $763,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 36,278 | $763,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 30,883 | $761,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 57,664 | $761,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,751 | $760,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 20,134 | $759,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 157,814 | $758,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 20,890 | $756,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 600,000 | $755,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 19,618 | $754,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 188,812 | $748,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 50,583 | $745,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 27,631 | $745,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 33,142 | $743,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 174 | $742,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 20,430 | $740,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 250,858 | $738,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 23,849 | $738,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 26,698 | $737,000 | thousands by filing date | |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 750,000 | $736,000 | thousands by filing date | principal |
| CAROLINA FINL CORP NEW | 143873107 | COM | 18,672 | $734,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 23,491 | $730,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 331,862 | $730,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 22,554 | $729,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 18,312 | $728,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 26,305 | $728,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 16,205 | $726,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 21,852 | $726,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,500 | $726,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,100 | $723,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 87,906 | $717,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 120,735 | $716,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 29,203 | $715,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 35,394 | $714,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 14,384 | $710,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 7,100 | $708,000 | thousands by filing date | put |
| K2M GROUP HLDGS INC | 48273J107 | COM | 37,092 | $703,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 59,977 | $702,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,757 | $699,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 20,350 | $699,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 66,816 | $699,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 49,286 | $698,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,018 | $697,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 700,000 | $696,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 28,531 | $694,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 23,500 | $693,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 44,343 | $692,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 47,937 | $691,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 74,844 | $689,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 168,021 | $686,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 25,632 | $681,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 22,029 | $679,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 183,066 | $679,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 39,495 | $678,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 75,000 | $678,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 39,377 | $678,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,793 | $677,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 13,012 | $677,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 17,952 | $677,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 22,760 | $676,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 26,365 | $676,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 17,800 | $674,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 34,689 | $670,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 62,387 | $667,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,631 | $666,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,000 | $664,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 101,243 | $664,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 203,900 | $663,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 14,021 | $663,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 150,313 | $661,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 47,952 | $657,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 19,169 | $657,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 61,175 | $656,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 42,740 | $656,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 281,080 | $655,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 25,614 | $654,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 8,285 | $654,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 98,287 | $653,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 74,835 | $653,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 13,098 | $651,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 81,294 | $649,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 39,363 | $648,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 36,029 | $647,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 28,153 | $646,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 33,214 | $645,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 33,424 | $644,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 24,969 | $643,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 150,925 | $642,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 22,014 | $642,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 18,305 | $642,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 41,172 | $641,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 26,743 | $640,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 6,600 | $639,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 30,266 | $638,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,000 | $633,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 19,645 | $630,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 59,668 | $630,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 104,526 | $629,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 22,768 | $629,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 31,082 | $628,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 34,157 | $628,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 36,128 | $627,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 36,802 | $626,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 17,300 | $626,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 39,078 | $626,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 60,151 | $625,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 105,000 | $624,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 22,440 | $622,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 18,245 | $621,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 48,441 | $620,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 550,000 | $620,000 | thousands by filing date | principal |
| ATRICURE INC | 04963C209 | COM | 30,204 | $619,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 46,089 | $619,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,817 | $618,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 22,115 | $614,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11,200 | $613,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 54,656 | $612,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 137,713 | $610,000 | thousands by filing date | |
| MGC | 921910873 | COM | 6,716 | $608,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 54,410 | $607,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 21,298 | $607,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 142,828 | $606,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 16,700 | $605,000 | thousands by filing date | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 33,474 | $605,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 20,530 | $604,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 15,467 | $603,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 40,264 | $602,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 72,245 | $600,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 81,016 | $600,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 8,978 | $596,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 20,157 | $596,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 14,810 | $596,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 61,512 | $596,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 17,731 | $595,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 31,518 | $594,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 62,515 | $594,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 17,522 | $592,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 25,855 | $591,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 18,378 | $588,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 14,117 | $588,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 56,720 | $588,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 18,928 | $587,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 42,085 | $587,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 75,327 | $587,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 117,205 | $586,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,590 | $583,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 123,924 | $583,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 750,000 | $582,000 | thousands by filing date | principal |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 23,309 | $579,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 86,697 | $579,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 20,843 | $578,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 18,993 | $577,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 38,867 | $576,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 33,500 | $575,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 162,550 | $575,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 20,573 | $575,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 31,234 | $575,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 41,771 | $573,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 23,900 | $573,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 32,619 | $571,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 53,015 | $567,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 39,834 | $566,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 31,600 | $566,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 50,000 | $563,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 9,992 | $560,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,704 | $559,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 250,000 | $558,000 | thousands by filing date | principal |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 51,611 | $555,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 10,723 | $554,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 40,319 | $554,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 23,351 | $553,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 23,191 | $553,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 275,000 | $553,000 | thousands by filing date | principal |
| ISHARES INC | 464286509 | MSCI CDA ETF | 20,030 | $552,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 60,373 | $551,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 34,052 | $547,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 250,000 | $547,000 | thousands by filing date | principal |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 15,673 | $546,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 20,033 | $544,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 29,864 | $544,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 17,221 | $543,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 50,000 | $543,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 296,444 | $543,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 12,459 | $543,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 16,899 | $542,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 14,723 | $541,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 6,600 | $541,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 27,569 | $536,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 97,466 | $534,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 123,400 | $534,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 32,980 | $532,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 176,300 | $532,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 18,110 | $529,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 18,568 | $528,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 134,561 | $527,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 248,550 | $527,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 16,430 | $526,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,531 | $524,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 70,133 | $523,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 40,082 | $522,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 19,373 | $522,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,266 | $521,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 22,731 | $520,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 500,000 | $520,000 | thousands by filing date | principal |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 14,357 | $518,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 366,649 | $518,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 188,312 | $516,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 130,000 | $515,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 54,511 | $515,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 52,342 | $514,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 13,085 | $513,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 19,856 | $511,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 70,777 | $510,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 26,642 | $508,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 22,296 | $508,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 17,037 | $507,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 14,943 | $507,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 52,988 | $506,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 734,670 | $506,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 86,739 | $504,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,911 | $504,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 500,000 | $504,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,512 | $502,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 23,400 | $502,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 20,756 | $502,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 18,215 | $502,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 20,139 | $502,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 26,975 | $500,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 34,815 | $499,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,568 | $497,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 29,117 | $496,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 100,264 | $496,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 25,476 | $496,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 8,663 | $492,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 13,485 | $492,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 49,049 | $492,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 46,850 | $490,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 35,626 | $489,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 62,250 | $489,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 26,384 | $489,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 17,656 | $487,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 80,877 | $485,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 13,010 | $484,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 122,776 | $484,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 22,554 | $483,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 29,979 | $481,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 9,128 | $481,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 185,755 | $480,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 500,000 | $480,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,561 | $478,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 16,286 | $476,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 500,000 | $475,000 | thousands by filing date | principal |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 45,190 | $474,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 30,827 | $473,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 14,478 | $467,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 300,000 | $464,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 25,380 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,164 | $462,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 24,965 | $462,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 39,521 | $460,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 11,096 | $459,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $459,000 | thousands by filing date | principal |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 23,500 | $458,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 16,470 | $457,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 16,418 | $457,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 38,369 | $455,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 96,578 | $455,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 300,000 | $455,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 109,596 | $450,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 500,000 | $449,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 51,974 | $448,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 14,366 | $448,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 43,903 | $448,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 15,359 | $447,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 67,918 | $445,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,599 | $444,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,900 | $444,000 | thousands by filing date | call |
| YEXT INC | 98585N106 | COM | 35,095 | $443,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,764 | $441,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 15,530 | $441,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,830 | $441,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,018 | $440,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,154 | $439,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 300,000 | $439,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 145,000 | $438,000 | thousands by filing date | put |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 73,950 | $438,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 67,152 | $436,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 13,029 | $435,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 17,197 | $432,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 33,373 | $432,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 33,997 | $429,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 14,224 | $429,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 14,931 | $428,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 38,485 | $428,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 23,550 | $428,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 8,473 | $427,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 36,027 | $427,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 21,124 | $425,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 113,300 | $425,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 18,388 | $424,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 10,068 | $423,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 102,676 | $423,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 64,057 | $423,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 49,209 | $421,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,436 | $419,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 10,306 | $419,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 24,102 | $417,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 24,626 | $417,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 21,582 | $417,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 26,086 | $416,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 31,063 | $416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 7,894 | $416,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 19,879 | $414,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 17,335 | $412,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 86,014 | $411,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,650 | $411,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 25,852 | $411,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 59,072 | $410,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 24,096 | $410,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 59,667 | $410,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,680 | $403,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 29,898 | $402,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 219,879 | $402,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 20,374 | $401,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 35,716 | $401,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 18,711 | $401,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 18,785 | $400,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 500,000 | $399,000 | thousands by filing date | principal |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,571 | $398,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 500,000 | $398,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 15,170 | $397,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 76,496 | $397,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 13,306 | $397,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 93,541 | $393,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 47,971 | $391,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 29,913 | $389,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,112 | $386,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 23,186 | $385,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,631 | $385,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 43,569 | $384,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 20,201 | $383,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 23,208 | $383,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 23,106 | $382,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 9,992 | $382,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 27,610 | $382,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 15,983 | $381,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 47,651 | $381,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 11,924 | $381,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 37,137 | $380,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 38,781 | $380,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,600 | $378,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 30,408 | $377,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 12,000 | $376,000 | thousands by filing date | call |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 18,344 | $376,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 16,634 | $376,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 10,520 | $373,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 14,745 | $368,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 11,992 | $368,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,673 | $368,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 20,337 | $368,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,970 | $367,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023875 | this filing | 2018-05-15 | acceptance time not in the bulk data set |