13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,944 holding rows worth $107,266,871,000.
- Accession
- 0001140361-18-023875
- Filer
- CIK 824468
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,867 entries on the cover page, a total value of $107,266,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,266,871,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 14,119 | $367,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 26,712 | $367,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 40,000 | $366,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 15,281 | $365,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 48,226 | $365,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 12,012 | $364,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 28,438 | $363,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 4,073 | $363,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 54,719 | $363,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 9,004 | $361,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 15,834 | $361,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 36,956 | $359,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,900 | $358,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 17,914 | $358,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 22,450 | $357,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 5,503 | $356,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 17,763 | $353,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 300,000 | $353,000 | thousands by filing date | principal |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 11,315 | $352,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 12,357 | $352,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 74,705 | $352,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 30,426 | $352,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 202,000 | $349,000 | thousands by filing date | principal |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,002 | $348,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 28,394 | $345,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,762 | $343,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 39,002 | $340,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 18,401 | $339,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,613 | $337,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 26,012 | $337,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 8,418 | $335,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,078 | $333,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,679 | $332,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,378 | $330,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 173,169 | $327,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,721 | $327,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,400 | $326,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 10,238 | $326,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 6,509 | $325,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,390 | $324,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 300,000 | $324,000 | thousands by filing date | principal |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 5,286 | $323,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 45,094 | $323,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 10,399 | $321,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,445 | $321,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 14,317 | $321,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 29,854 | $320,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 26,111 | $319,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 12,900 | $317,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 13,204 | $317,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 11,405 | $315,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 35,000 | $315,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,581 | $313,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 300,000 | $313,000 | thousands by filing date | principal |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 23,330 | $313,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 29,489 | $312,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 54,773 | $310,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 15,846 | $307,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 60,015 | $306,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 46,583 | $306,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 93,798 | $306,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,152 | $305,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 17,797 | $305,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 13,065 | $304,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 300,000 | $304,000 | thousands by filing date | principal |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 98,640 | $303,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,722 | $300,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 79,399 | $300,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 34,804 | $300,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 9,842 | $299,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 24,588 | $298,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 13,830 | $298,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 24,732 | $297,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,200 | $296,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 810,200 | $296,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 25,800 | $296,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 172,680 | $294,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 18,822 | $294,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 21,699 | $294,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 26,674 | $293,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,798 | $293,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 54,837 | $293,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 23,924 | $293,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 7,874 | $292,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 144,697 | $291,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,500 | $290,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,522 | $290,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,500 | $290,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 250,000 | $290,000 | thousands by filing date | principal |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 23,262 | $290,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 81,114 | $288,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 20,156 | $287,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,600 | $284,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 9,517 | $284,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 34,263 | $281,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 21,489 | $279,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 23,519 | $278,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 7,601 | $278,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,523 | $278,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,799 | $277,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,405 | $276,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 9,495 | $275,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 37,533 | $274,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 20,594 | $274,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $272,000 | thousands by filing date | principal |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 18,239 | $272,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 38,961 | $271,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 34,507 | $271,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 12,238 | $269,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 127,466 | $268,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 37,016 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 4,068 | $266,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 16,529 | $265,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 12,861 | $264,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 27,840 | $264,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 250,000 | $264,000 | thousands by filing date | principal |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 17,113 | $263,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 15,527 | $261,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 5,000 | $260,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 29,392 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,044 | $258,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 36,019 | $258,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 17,055 | $258,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 250,000 | $258,000 | thousands by filing date | principal |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 11,534 | $257,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,706 | $257,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,435 | $256,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 22,290 | $256,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 272,000 | $256,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,552 | $255,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,723 | $255,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,715 | $255,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,683 | $251,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 15,290 | $251,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 28,783 | $251,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 59,436 | $251,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 17,331 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 12,622 | $249,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,556 | $248,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,587 | $247,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 12,433 | $246,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 11,549 | $246,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 45,087 | $246,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,587 | $245,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 9,136 | $244,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $243,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 44,720 | $243,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 10,568 | $242,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 63,839 | $242,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 12,974 | $242,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 29,000 | $241,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 17,072 | $240,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 74,562 | $240,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 13,538 | $240,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,400 | $239,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,670 | $239,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 23,072 | $236,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 32,773 | $235,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,000 | $234,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 26,575 | $234,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 10,759 | $234,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 55,083 | $234,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 6,467 | $233,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,950 | $231,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 117,975 | $231,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 16,200 | $230,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 35,411 | $230,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,754 | $229,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 200,000 | $229,000 | thousands by filing date | principal |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 140,000 | $228,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 250,000 | $228,000 | thousands by filing date | principal |
| Invesco Large-Cap Growth | 73935X609 | ETF | 5,312 | $227,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 31,810 | $227,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 14,616 | $226,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,939 | $226,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 71,340 | $224,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,909 | $223,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 17,156 | $222,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 44,616 | $221,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 200,000 | $220,000 | thousands by filing date | principal |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 12,378 | $218,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,428 | $218,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,150 | $217,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 131,299 | $217,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 34,122 | $216,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 122,000 | $215,000 | thousands by filing date | principal |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 19,931 | $215,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 42,931 | $213,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,474 | $211,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,650 | $210,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,168 | $210,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,415 | $210,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 38,597 | $209,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 6,000 | $209,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 53,972 | $208,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 107,026 | $207,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,189 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,240 | $206,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 20,395 | $206,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 9,900 | $205,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,028 | $204,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 15,179 | $203,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 12,020 | $203,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,883 | $201,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 200,000 | $201,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 7,455 | $200,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 27,811 | $200,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 6,793 | $200,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 14,435 | $197,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 37,551 | $195,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 16,106 | $193,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 19,496 | $192,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 25,050 | $191,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,514 | $190,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 15,652 | $189,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,334 | $184,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 11,397 | $183,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 11,234 | $182,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,055 | $182,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 10,220 | $180,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,269 | $180,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $180,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 223,596 | $179,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 16,762 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $176,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 17,842 | $174,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 26,000 | $173,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 12,659 | $173,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 11,392 | $171,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 81,645 | $167,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,300 | $164,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 10,006 | $163,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 14,528 | $159,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,705 | $158,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 33,471 | $157,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 65,000 | $156,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 25,460 | $156,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 42,733 | $156,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,106 | $154,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 18,477 | $154,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 21,833 | $154,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 34,466 | $153,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,942 | $153,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 21,206 | $153,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 10,962 | $153,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 17,773 | $152,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 26,308 | $150,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,819 | $149,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 28,300 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $147,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 226,829 | $145,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 19,742 | $145,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 52,609 | $144,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 15,345 | $143,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 30,938 | $142,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 50,500 | $140,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 31,905 | $140,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 60,009 | $139,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 25,357 | $139,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,769 | $139,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 26,817 | $139,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 37,190 | $136,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 22,060 | $135,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 114,118 | $131,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 19,254 | $130,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,216 | $128,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,640 | $127,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 21,114 | $127,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 139,128 | $126,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 22,610 | $126,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 12,103 | $125,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 56,118 | $124,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 20,460 | $124,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,414 | $123,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,722 | $121,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 11,756 | $121,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,000 | $121,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,279 | $120,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 25,168 | $120,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 38,541 | $117,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 34,281 | $116,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 30,600 | $116,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 54,229 | $116,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 18,288 | $114,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 16,591 | $113,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 68,280 | $113,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 12,681 | $112,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,802 | $111,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 50,417 | $111,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 40,927 | $110,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 43,271 | $107,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 15,585 | $106,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 16,145 | $106,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 15,338 | $105,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 14,560 | $104,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,079 | $103,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 13,972 | $101,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 19,198 | $100,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 31,534 | $98,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,868 | $98,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 13,562 | $98,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 15,445 | $97,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 12,906 | $97,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 52,281 | $96,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 14,028 | $94,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,177 | $93,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 11,342 | $93,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 10,719 | $92,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 14,343 | $92,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 76,926 | $92,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,077 | $91,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 17,880 | $91,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 18,120 | $90,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 28,786 | $90,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,316 | $89,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,600 | $89,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 19,655 | $89,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,145 | $89,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,613 | $88,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,628 | $87,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,473 | $87,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 51,635 | $87,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 13,836 | $86,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,077 | $85,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 11,375 | $85,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 19,555 | $84,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 21,683 | $84,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 13,964 | $83,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 425,529 | $83,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 20,000 | $83,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,328 | $81,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 16,961 | $81,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 12,407 | $79,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 12,000 | $79,000 | thousands by filing date | put |
| ATENTO S A | L0427L105 | SHS | 10,091 | $79,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 28,803 | $78,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 10,695 | $78,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 14,730 | $78,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 15,691 | $77,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 20,434 | $77,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,404 | $76,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 25,912 | $76,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 50,099 | $76,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 31,083 | $75,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 18,977 | $75,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 16,160 | $74,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 22,047 | $74,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 24,623 | $72,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,444 | $71,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 23,013 | $70,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 12,565 | $70,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 37,513 | $69,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,288 | $67,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 50,435 | $66,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,180 | $66,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 13,512 | $66,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,511 | $65,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,864 | $65,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 17,737 | $64,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,685 | $63,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 15,799 | $63,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 13,071 | $62,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 11,778 | $62,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 10,000 | $62,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,860 | $60,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 11,199 | $60,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 18,498 | $59,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 11,352 | $59,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 41,010 | $59,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 13,102 | $58,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 16,020 | $56,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 12,068 | $54,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 13,855 | $53,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,127 | $53,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,443 | $52,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,239 | $52,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 37,851 | $52,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 17,737 | $51,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 16,077 | $51,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 37,260 | $50,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 23,770 | $50,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,672 | $49,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 11,164 | $49,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 16,467 | $48,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 12,665 | $48,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 17,193 | $46,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 67,299 | $46,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 11,170 | $45,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,400 | $45,000 | thousands by filing date | put |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 11,783 | $45,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 10,789 | $44,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,090 | $43,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 25,192 | $43,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 13,899 | $42,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,626 | $41,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,680 | $41,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 33,062 | $41,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 15,034 | $40,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 12,152 | $40,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 60,314 | $39,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 35,632 | $39,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 38,692 | $39,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 57,506 | $37,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 14,409 | $37,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 12,329 | $37,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 11,867 | $36,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 89,100 | $36,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 21,572 | $36,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 165,770 | $35,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 150,015 | $35,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 29,662 | $34,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $33,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 34,832 | $32,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 30,568 | $32,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 21,463 | $31,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 14,997 | $31,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 18,715 | $30,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 20,673 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,002 | $29,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,988 | $28,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 15,758 | $28,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 30,771 | $26,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 17,028 | $26,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 12,153 | $24,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 12,202 | $20,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 24,215 | $19,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 13,133 | $17,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 11,400 | $17,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 11,049 | $16,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 26,537 | $15,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 11,837 | $14,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 13,571 | $13,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 50,000 | $12,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 21,709 | $11,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 33,399 | $11,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 13,000 | $11,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 26,591 | $10,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 20,000 | $10,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 26,500 | $10,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 18,700 | $10,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 13,951 | $9,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $8,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 34,232 | $5,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 12,063 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023875 | this filing | 2018-05-15 | acceptance time not in the bulk data set |