13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,944 holding rows worth $107,266,871,000.
- Accession
- 0001140361-18-023875
- Filer
- CIK 824468
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 16,867 entries on the cover page, a total value of $107,266,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,266,871,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 581,290 | $6,778,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 168,674 | $6,774,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 48,614 | $6,766,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 7,000,000 | $6,762,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,604,917 | $6,757,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 64,159 | $6,731,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 63,040 | $6,728,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 50,000 | $6,722,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 42,200 | $6,711,000 | thousands by filing date | put |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 4,774,000 | $6,706,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 240,429 | $6,689,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 142,839 | $6,681,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 32,086 | $6,680,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 226,035 | $6,680,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 61,592 | $6,665,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 490,747 | $6,664,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 6,061,000 | $6,658,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 150,000 | $6,645,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 53,490 | $6,643,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 58,710 | $6,638,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 59,585 | $6,638,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 309,263 | $6,633,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 45,000 | $6,632,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 48,586 | $6,624,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 533,985 | $6,600,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 109,200 | $6,597,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 502,571 | $6,569,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 568,611 | $6,538,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,078,669 | $6,527,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 102,502 | $6,526,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 119,900 | $6,525,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,600,000 | $6,520,000 | thousands by filing date | principal |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 251,811 | $6,504,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 84,952 | $6,500,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 25,979 | $6,496,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 650,967 | $6,496,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 131,496 | $6,447,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,228,510 | $6,401,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,422,763 | $6,396,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 27,100 | $6,386,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 729,850 | $6,373,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 5,935,000 | $6,371,000 | thousands by filing date | principal |
| TENNECO INC | 880349105 | COM | 116,063 | $6,368,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 954,108 | $6,354,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 41,759 | $6,307,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 25,000 | $6,297,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 419,788 | $6,293,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 687,092 | $6,287,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 127,924 | $6,282,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 121,087 | $6,277,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 458,101 | $6,276,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 160,166 | $6,258,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 225,440 | $6,257,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 67,700 | $6,247,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 199,087 | $6,237,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 79,062 | $6,234,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 916,672 | $6,232,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 109,340 | $6,225,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 140,235 | $6,205,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 6,762,000 | $6,197,000 | thousands by filing date | principal |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 222,720 | $6,196,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 277,905 | $6,178,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 225,988 | $6,169,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 106,350 | $6,154,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 187,826 | $6,152,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 79,490 | $6,142,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 44,970 | $6,141,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 213,854 | $6,138,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 217,423 | $6,123,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 30,909 | $6,119,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 150,000 | $6,119,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 875,000 | $6,116,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 77,100 | $6,112,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 291,032 | $6,110,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 140,914 | $6,107,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 129,475 | $6,097,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 124,140 | $6,081,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 50,000 | $6,062,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 175,000 | $6,045,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 115,478 | $6,044,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $6,039,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 25,000 | $6,035,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 25,000 | $6,035,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 145,000 | $6,032,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 60,395 | $6,022,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 36,400 | $6,013,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 486,804 | $6,011,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 58,325 | $6,010,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 38,866 | $6,005,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 555,038 | $5,995,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 27,443 | $5,992,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 76,796 | $5,985,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 49,664 | $5,985,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 275,247 | $5,951,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 32,611 | $5,946,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 61,549 | $5,946,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 102,192 | $5,938,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 229,084 | $5,934,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 61,722 | $5,930,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 55,170 | $5,924,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 143,000 | $5,922,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 198,001 | $5,911,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 25,000 | $5,911,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 90,200 | $5,905,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 845,771 | $5,878,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 105,600 | $5,872,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 91,835 | $5,858,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 112,000 | $5,849,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 432,514 | $5,839,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 40,232 | $5,835,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 50,000 | $5,835,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 272,692 | $5,822,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 271,914 | $5,821,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 91,020 | $5,817,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 66,694 | $5,816,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 201,863 | $5,811,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,163,000 | $5,786,000 | thousands by filing date | principal |
| PRAXAIR INC | 74005P104 | COM | 40,000 | $5,772,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 55,098 | $5,753,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 150,000 | $5,751,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 267,493 | $5,742,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 80,672 | $5,725,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 61,704 | $5,723,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 198,829 | $5,721,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 148,352 | $5,715,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 64,714 | $5,712,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 98,675 | $5,701,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 183,095 | $5,696,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 395,501 | $5,695,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 111,809 | $5,686,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 166,755 | $5,680,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 67,494 | $5,672,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 32,500 | $5,662,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 114,305 | $5,662,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 772,004 | $5,659,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 76,725 | $5,656,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 256,947 | $5,653,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 172,888 | $5,652,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 430,776 | $5,651,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 124,944 | $5,650,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,900 | $5,645,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 99,398 | $5,636,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 55,250 | $5,625,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 942,905 | $5,601,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 22,957 | $5,595,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 125,028 | $5,590,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 100,311 | $5,589,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 64,152 | $5,560,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 139,853 | $5,547,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 411,125 | $5,521,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 106,044 | $5,520,000 | thousands by filing date | |
| LIONS GATE ENTMT INC | 53626YAL2 | NOTE 1.250% 4/1 | 5,500,000 | $5,499,000 | thousands by filing date | principal |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 164,250 | $5,435,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 35,022 | $5,431,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 197,587 | $5,420,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 311,242 | $5,418,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 159,355 | $5,402,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 45,617 | $5,389,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 86,359 | $5,370,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 276,300 | $5,369,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 90,545 | $5,362,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,100,000 | $5,358,000 | thousands by filing date | principal |
| ISHARES TR | 464287713 | US TELECOM ETF | 198,200 | $5,355,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 66,000 | $5,351,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 67,779 | $5,349,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 100,000 | $5,345,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 117,888 | $5,338,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 131,802 | $5,336,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 216,204 | $5,319,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 172,136 | $5,312,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 44,658 | $5,310,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 200,000 | $5,288,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,107,169 | $5,270,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 73,367 | $5,261,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000,000 | $5,259,000 | thousands by filing date | principal |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 6,386 | $5,253,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 608,658 | $5,246,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 279,097 | $5,230,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 264,807 | $5,221,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 299,933 | $5,219,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 22,500 | $5,211,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 98,762 | $5,211,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,650,000 | $5,209,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 484,429 | $5,207,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 69,884 | $5,175,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 70,479 | $5,169,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 70,259 | $5,154,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 123,785 | $5,150,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 18,869 | $5,150,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 471,245 | $5,133,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 182,859 | $5,125,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 62,132 | $5,120,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 84,307 | $5,117,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 244,164 | $5,115,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 113,557 | $5,115,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 72,434 | $5,112,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 132,022 | $5,111,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 143,249 | $5,104,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 200,000 | $5,104,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 147,783 | $5,100,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 45,700 | $5,094,000 | thousands by filing date | put |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 328,647 | $5,074,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 178,116 | $5,066,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 47,035 | $5,062,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 104,259 | $5,045,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 454,900 | $5,040,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 84,127 | $5,039,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 283,956 | $5,018,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 72,123 | $5,010,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 26,750 | $5,003,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 100,000 | $4,989,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 66,098 | $4,988,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 511,205 | $4,984,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 615,382 | $4,984,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 200,480 | $4,983,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 296,450 | $4,978,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 200,000 | $4,972,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 45,000 | $4,968,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 227,057 | $4,963,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 95,994 | $4,962,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 165,834 | $4,959,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 122,170 | $4,949,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 103,303 | $4,945,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 2,103,726 | $4,944,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 240,912 | $4,907,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 65,000 | $4,906,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 43,225 | $4,901,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 258,700 | $4,895,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 115,129 | $4,895,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 61,945 | $4,889,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 145,496 | $4,876,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 100,644 | $4,864,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 138,515 | $4,855,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 3,871,000 | $4,848,000 | thousands by filing date | principal |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 133,214 | $4,823,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 66,984 | $4,800,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 150,531 | $4,796,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 164,674 | $4,775,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 62,532 | $4,769,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 57,000 | $4,763,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 107,911 | $4,760,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 47,263 | $4,754,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 80,018 | $4,752,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 109,200 | $4,743,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 113,509 | $4,739,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 74,528 | $4,732,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 79,240 | $4,730,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 73,576 | $4,723,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 66,316 | $4,695,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 53,026 | $4,692,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 596,084 | $4,691,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 140,392 | $4,689,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100,000 | $4,684,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 2,251,698 | $4,682,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 164,767 | $4,671,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,030,000 | $4,666,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 116,298 | $4,661,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 185,100 | $4,659,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 41,500 | $4,657,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 70,861 | $4,657,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 90,200 | $4,648,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 111,655 | $4,647,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 18,294 | $4,617,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 43,448 | $4,602,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 207,947 | $4,602,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,260,243 | $4,587,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 134,677 | $4,585,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 64,260 | $4,584,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 459,721 | $4,565,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 67,442 | $4,561,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 112,056 | $4,556,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 149,777 | $4,552,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 276,159 | $4,543,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 75,800 | $4,542,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 276,080 | $4,536,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 49,315 | $4,522,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 63,027 | $4,510,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 236,765 | $4,508,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,736,400 | $4,488,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 161,312 | $4,486,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 41,383 | $4,483,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 105,136 | $4,481,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 124,324 | $4,477,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 67,574 | $4,460,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 327,260 | $4,454,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,500,000 | $4,453,000 | thousands by filing date | principal |
| CREE INC | 225447101 | COM | 110,339 | $4,448,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 128,086 | $4,431,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20,000 | $4,418,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 476,252 | $4,418,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 138,900 | $4,416,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 485,449 | $4,413,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200,000 | $4,404,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 153,081 | $4,398,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 84,300 | $4,394,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 10,927 | $4,389,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 275,940 | $4,380,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 82,399 | $4,372,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 50,295 | $4,365,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 40,025 | $4,353,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 248,362 | $4,348,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 450,000 | $4,343,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 259,813 | $4,341,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 263,639 | $4,337,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 118,768 | $4,336,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 50,906 | $4,333,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 93,445 | $4,329,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 39,416 | $4,328,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 4,225,000 | $4,316,000 | thousands by filing date | principal |
| ENERSYS COM | 29275Y102 | Stock | 62,193 | $4,314,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 320,543 | $4,312,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 67,574 | $4,295,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 104,647 | $4,294,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 198,028 | $4,291,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 3,822,000 | $4,290,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 53,030 | $4,285,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,369,000 | $4,285,000 | thousands by filing date | principal |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 41,258 | $4,278,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 91,000 | $4,275,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,590,000 | $4,275,000 | thousands by filing date | principal |
| ADIENT PLC | G0084W101 | ORD SHS | 71,466 | $4,271,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 490,310 | $4,271,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 84,300 | $4,267,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,807,402 | $4,265,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 193,191 | $4,256,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 35,854 | $4,245,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 82,388 | $4,239,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 58,139 | $4,235,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 104,192 | $4,232,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 70,589 | $4,229,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 27,500 | $4,219,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 878,893 | $4,210,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 225,703 | $4,208,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 341,655 | $4,205,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 65,498 | $4,203,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 53,219 | $4,193,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 181,355 | $4,187,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 278,100 | $4,183,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 84,833 | $4,170,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 86,386 | $4,170,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 741,451 | $4,166,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 90,548 | $4,156,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 17,023 | $4,153,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 323,589 | $4,152,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 58,759 | $4,148,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 60,149 | $4,146,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 57,268 | $4,137,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 131,448 | $4,136,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,000 | $4,127,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134,599 | $4,127,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 95,554 | $4,108,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 102,206 | $4,098,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 34,620 | $4,097,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 77,393 | $4,091,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 663,444 | $4,087,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,775,000 | $4,065,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 51,148 | $4,060,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 50,215 | $4,057,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 103,034 | $4,050,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 105,310 | $4,049,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 101,034 | $4,041,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 45,300 | $4,041,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 78,462 | $4,041,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 366,073 | $4,027,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 20,018 | $4,024,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 102,747 | $4,014,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 178,025 | $4,014,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 372,795 | $4,007,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 105,085 | $3,993,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 46,330 | $3,986,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 268,816 | $3,978,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 62,201 | $3,975,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 103,773 | $3,969,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 935,445 | $3,966,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 145,327 | $3,965,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 50,000 | $3,964,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 44,021 | $3,963,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 175,604 | $3,961,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 99,004 | $3,959,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,608,000 | $3,958,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 88,200 | $3,939,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 141,188 | $3,914,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 48,163 | $3,913,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 47,200 | $3,898,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 64,491 | $3,894,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 53,173 | $3,891,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,727 | $3,874,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 126,703 | $3,872,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,007,000 | $3,872,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 105,000 | $3,865,000 | thousands by filing date | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 25,108 | $3,855,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 24,863 | $3,847,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 35,000 | $3,845,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 120,000 | $3,841,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 3,500,000 | $3,840,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 83,798 | $3,839,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,107 | $3,834,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 80,000 | $3,826,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 28,947 | $3,824,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 81,309 | $3,822,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 167,555 | $3,822,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 67,592 | $3,804,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 154,523 | $3,803,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 149,034 | $3,803,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 101,011 | $3,801,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 50,400 | $3,797,000 | thousands by filing date | put |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,939,000 | $3,788,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 59,305 | $3,779,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 50,000 | $3,774,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 3,700,000 | $3,772,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 134,382 | $3,770,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 173,200 | $3,767,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 196,560 | $3,765,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 324,224 | $3,758,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 51,859 | $3,750,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 124,100 | $3,742,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 198,580 | $3,739,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 60,012 | $3,728,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 137,900 | $3,726,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 228,249 | $3,725,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 112,866 | $3,722,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 394,706 | $3,722,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 82,049 | $3,721,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 100,427 | $3,709,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 195,923 | $3,704,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 50,000 | $3,702,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 76,883 | $3,693,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 92,232 | $3,686,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 397,500 | $3,681,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,198,085 | $3,679,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 155,000 | $3,660,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 124,997 | $3,659,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,500,000 | $3,658,000 | thousands by filing date | principal |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 44,671 | $3,653,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 52,578 | $3,650,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 107,687 | $3,644,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 70,901 | $3,632,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 65,509 | $3,630,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 20,957 | $3,617,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 234,862 | $3,605,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 226,728 | $3,603,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 233,860 | $3,595,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 48,767 | $3,593,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 64,320 | $3,592,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 179,795 | $3,582,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 59,008 | $3,579,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 53,392 | $3,576,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 30,044 | $3,576,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 56,180 | $3,574,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 111,763 | $3,571,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 62,635 | $3,570,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 51,139 | $3,566,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 37,464 | $3,564,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 113,084 | $3,564,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 312,607 | $3,560,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 88,069 | $3,559,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 18,806 | $3,556,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 54,262 | $3,556,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 250,000 | $3,553,000 | thousands by filing date | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 65,414 | $3,552,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 305,356 | $3,548,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 61,872 | $3,546,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 23,344 | $3,534,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 28,726 | $3,529,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 50,000 | $3,523,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 59,434 | $3,508,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 112,676 | $3,504,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 62,091 | $3,500,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 799,735 | $3,495,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 45,341 | $3,494,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 145,092 | $3,494,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 31,624 | $3,487,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 75,000 | $3,485,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 73,253 | $3,484,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 172,584 | $3,478,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 227,993 | $3,473,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 49,889 | $3,462,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 59,965 | $3,459,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 69,673 | $3,457,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 8,365 | $3,456,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 80,452 | $3,455,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 49,651 | $3,454,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 80,329 | $3,454,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 62,271 | $3,445,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 41,380 | $3,444,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 53,952 | $3,437,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 3,765,000 | $3,436,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 21,552 | $3,432,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 66,902 | $3,432,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 309,759 | $3,429,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 50,400 | $3,429,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 132,294 | $3,424,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 75,000 | $3,416,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 150,000 | $3,411,000 | thousands by filing date | put |
| NICE SYS INC | 65366HAB9 | BOND | 2,750,000 | $3,404,000 | thousands by filing date | principal |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 174,601 | $3,401,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 231,461 | $3,394,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 65,613 | $3,392,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 98,581 | $3,390,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 50,000 | $3,377,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023875 | this filing | 2018-05-15 | acceptance time not in the bulk data set |