13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 6,633 holding rows worth $223,279,685,000.
- Accession
- 0001140361-18-023764
- Filer
- CIK 1000275
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 24,473 entries on the cover page, a total value of $223,279,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,279,685,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RE MAX HLDGS INC | 75524W108 | CL A | 21,016 | $1,271,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 15,208 | $1,271,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 28,912 | $1,271,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 55,977 | $1,269,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 47,607 | $1,264,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 32,910 | $1,263,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 62,410 | $1,260,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 42,544 | $1,256,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 56,773 | $1,252,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 136,700 | $1,250,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 62,291 | $1,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 26,409 | $1,249,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 37,616 | $1,247,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 36,400 | $1,246,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,556 | $1,244,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 21,700 | $1,244,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 16,290 | $1,242,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 97,800 | $1,241,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 16,134 | $1,239,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 60,320 | $1,234,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 10,400 | $1,233,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 27,049 | $1,233,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 290,000 | $1,233,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 934,615 | $1,230,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 88,015 | $1,229,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 28,853 | $1,228,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 99,768 | $1,219,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 48,633 | $1,219,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 24,500 | $1,218,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 26,620 | $1,217,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 60,597 | $1,215,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 39,688 | $1,215,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 27,621 | $1,215,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 59,200 | $1,211,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 114,212 | $1,210,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 16,608 | $1,209,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 8,393 | $1,208,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 117,595 | $1,207,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 21,400 | $1,206,000 | thousands by filing date | put |
| Constellation Brands Inc Cl B | 21036P207 | Com | 5,249 | $1,205,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 127,087 | $1,204,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 33,997 | $1,204,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 23,329 | $1,201,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 26,753 | $1,201,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 53,221 | $1,199,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 84,751 | $1,198,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 31,597 | $1,196,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 59,922 | $1,194,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 37,917 | $1,194,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 42,981 | $1,189,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,617 | $1,188,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 34,295 | $1,187,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 58,114 | $1,186,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 176,643 | $1,185,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 24,499 | $1,184,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 38,093 | $1,184,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 816,597 | $1,184,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 90,547 | $1,177,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 59,395 | $1,177,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 12,568 | $1,175,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 444,519 | $1,174,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 176,091 | $1,173,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 10,017 | $1,171,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,800 | $1,168,000 | thousands by filing date | call |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 135,059 | $1,167,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 16,200 | $1,165,000 | thousands by filing date | call |
| ISHARES TR | 46435G516 | COM | 17,230 | $1,160,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 48,950 | $1,160,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 79,821 | $1,159,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 7,000 | $1,158,000 | thousands by filing date | call |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 72,809 | $1,156,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 21,971 | $1,156,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 18,571 | $1,153,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 61,713 | $1,151,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 31,494 | $1,149,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 68,429 | $1,147,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 32,377 | $1,147,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,736 | $1,146,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 43,150 | $1,141,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 35,816 | $1,139,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,000 | $1,138,000 | thousands by filing date | put |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 42,884 | $1,133,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 48,572 | $1,133,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 45,065 | $1,132,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 127,700 | $1,127,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 44,593 | $1,126,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 59,750 | $1,124,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 28,720 | $1,120,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 31,881 | $1,120,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 156,445 | $1,119,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 263,429 | $1,119,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 24,371 | $1,116,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 128,526 | $1,116,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 41,396 | $1,116,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 113,349 | $1,116,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,245 | $1,115,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 35,000 | $1,113,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 22,000 | $1,111,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 68,900 | $1,111,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 8,515 | $1,110,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 12,462 | $1,110,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 342,502 | $1,110,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 9,288 | $1,109,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 30,600 | $1,109,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 105,467 | $1,102,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,014 | $1,100,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 40,305 | $1,099,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 300,300 | $1,099,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W204 | COM NEW | 300,000 | $1,098,000 | thousands by filing date | call |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 43,459 | $1,097,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 72,201 | $1,095,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 37,174 | $1,093,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 55,102 | $1,091,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 34,200 | $1,089,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 26,097 | $1,087,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,304 | $1,087,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 79,534 | $1,086,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 68,908 | $1,086,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 102,309 | $1,085,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 92,463 | $1,084,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 40,095 | $1,083,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 50,399 | $1,083,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 9,557 | $1,080,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 31,227 | $1,079,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 17,003 | $1,077,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 20,977 | $1,076,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 84,971 | $1,073,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 30,755 | $1,067,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 12,475 | $1,065,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 95,533 | $1,064,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 54,535 | $1,063,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 112,055 | $1,063,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 107,394 | $1,061,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 17,883 | $1,060,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 16,640 | $1,060,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 26,932 | $1,056,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23,300 | $1,050,000 | thousands by filing date | call |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 87,760 | $1,050,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 40,600 | $1,049,000 | thousands by filing date | put |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 46,237 | $1,048,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,025,000 | $1,047,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 105,935 | $1,046,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,332 | $1,046,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 64,963 | $1,043,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 168,867 | $1,043,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 56,444 | $1,042,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 19,720 | $1,040,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 60,874 | $1,035,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 19,600 | $1,034,000 | thousands by filing date | put |
| Invesco Large-Cap Growth | 73935X609 | ETF | 24,196 | $1,034,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 45,855 | $1,034,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 29,422 | $1,033,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 6,610 | $1,031,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 33,945 | $1,031,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 28,335 | $1,030,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 24,094 | $1,028,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 70,358 | $1,024,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 13,320 | $1,024,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 32,900 | $1,024,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 15,119 | $1,022,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 50,000 | $1,019,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 46,140 | $1,019,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 22,548 | $1,016,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 36,914 | $1,015,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 18,431 | $1,010,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 63,343 | $1,006,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 200,000 | $1,006,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 200,000 | $1,006,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 32,059 | $1,001,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 97,802 | $1,000,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,428 | $998,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,693,763 | $997,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 109,734 | $996,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 23,641 | $994,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 191,559 | $994,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 29,878 | $994,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 119,565 | $993,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 20,614 | $990,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 1,000,000 | $990,000 | thousands by filing date | principal |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 22,058 | $989,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 28,700 | $984,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 21,148 | $981,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 112,236 | $980,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 46,515 | $979,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,000 | $979,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 19,813 | $978,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 9,816 | $978,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 37,745 | $978,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 14,558 | $977,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 113,950 | $976,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 35,670 | $975,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,416 | $973,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 82,919 | $971,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 80,129 | $968,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 16,243 | $967,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 22,000 | $966,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 27,853 | $966,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 9,245 | $965,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 15,186 | $962,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 24,047 | $962,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 43,914 | $961,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 12,525 | $959,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 76,901 | $958,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 319,351 | $958,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 15,334 | $953,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 8,629 | $951,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 8,800 | $950,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 24,111 | $948,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 30,000 | $944,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 11,350 | $941,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 33,024 | $940,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 60,392 | $939,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 17,532 | $935,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 14,683 | $935,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 52,244 | $935,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 21,734 | $935,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 6,241 | $933,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 30,719 | $933,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 13,275 | $930,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 24,489 | $928,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 36,995 | $925,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 41,375 | $925,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 32,987 | $923,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 95,735 | $922,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 50,000 | $921,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 25,042 | $919,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 79,487 | $917,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 26,907 | $917,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 33,388 | $916,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 18,838 | $916,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 16,010 | $916,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 15,938 | $914,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 48,700 | $913,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 52,588 | $912,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 62,220 | $912,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 9,957 | $910,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 128,100 | $910,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 6,667 | $910,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 34,275 | $910,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 20,000 | $906,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 56,272 | $903,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 207,967 | $903,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 17,597 | $902,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 298,708 | $902,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 232,060 | $898,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,677 | $898,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 48,203 | $897,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 22,998 | $897,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 24,824 | $897,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 56,804 | $896,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 12,940 | $894,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,803 | $893,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 56,498 | $892,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 36,562 | $892,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 112,312 | $891,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 44,010 | $890,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 87,800 | $890,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 125,000 | $888,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 311,945 | $887,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 67,784 | $886,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 13,499 | $884,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 91,850 | $883,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 15,209 | $881,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 43,464 | $879,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 104,247 | $878,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 34,999 | $875,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 36,463 | $875,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 16,529 | $874,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 46,261 | $873,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 13,575 | $873,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 32,152 | $871,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 17,461 | $870,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 20,288 | $870,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 22,108 | $869,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 14,630 | $869,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 48,263 | $867,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 33,230 | $866,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 51,038 | $864,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,931 | $864,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 29,439 | $863,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,612 | $861,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 66,046 | $860,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 15,000 | $859,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 13,200 | $859,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 30,132 | $857,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 17,148 | $857,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 12,349 | $857,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 122,907 | $854,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $852,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,879 | $851,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 26,089 | $851,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 136,652 | $851,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 27,130 | $849,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 18,292 | $846,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 41,404 | $844,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 20,950 | $844,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 40,700 | $844,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 7,204 | $842,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 32,097 | $840,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 52,810 | $839,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 16,854 | $838,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 326,174 | $838,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 38,529 | $836,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 48,559 | $835,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 22,552 | $834,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 7,441 | $833,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 137,828 | $833,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 231,310 | $833,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 26,864 | $833,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 20,157 | $832,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 84,216 | $830,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 9,199 | $827,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 18,261 | $826,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 26,472 | $825,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,519 | $825,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 57,500 | $825,000 | thousands by filing date | put |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,705 | $825,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 37,078 | $824,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,058 | $824,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 16,766 | $823,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 23,240 | $823,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 157,902 | $823,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 29,563 | $823,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 38,451 | $823,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 41,437 | $821,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 79,300 | $821,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 74,044 | $820,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 90,126 | $820,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 29,950 | $820,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 95,186 | $819,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 23,803 | $816,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 26,496 | $816,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 14,619 | $815,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 29,878 | $813,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 13,120 | $813,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 6,124 | $812,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 20,383 | $810,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 9,948 | $808,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 59,309 | $807,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 34,367 | $806,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 8,519 | $806,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 266,904 | $806,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 57,426 | $805,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 59,463 | $805,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,005,000 | $805,000 | thousands by filing date | principal |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 31,338 | $802,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 21,829 | $801,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 24,262 | $801,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,096 | $800,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 81,561 | $800,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,767 | $799,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 11,942 | $798,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 15,248 | $798,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 11,866 | $795,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 49,834 | $795,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 20,792 | $794,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 887,000 | $794,000 | thousands by filing date | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 8,806 | $793,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 18,188 | $793,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 306,782 | $792,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 109,979 | $792,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,398 | $791,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,215 | $789,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 36,777 | $789,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 30,800 | $786,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 14,970 | $783,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 34,464 | $780,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 22,877 | $774,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 15,837 | $774,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 37,743 | $773,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 32,277 | $773,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 31,329 | $772,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 18,223 | $768,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 116,982 | $767,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 18,776 | $765,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 29,767 | $764,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 19,477 | $762,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 41,457 | $760,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 201,200 | $759,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 27,350 | $758,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 68,859 | $755,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 7,887 | $754,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 35,076 | $752,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 23,900 | $750,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 70,819 | $750,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 21,663 | $750,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 68,491 | $747,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 41,928 | $747,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 31,951 | $747,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 27,227 | $746,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 55,396 | $746,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 43,612 | $746,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 42,357 | $745,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 5,016 | $745,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 13,515 | $742,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 17,757 | $742,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 65,313 | $738,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 52,073 | $738,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 13,856 | $735,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 56,500 | $735,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 14,014 | $735,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 169,787 | $735,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 62,442 | $734,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 12,153 | $734,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 51,000 | $734,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 12,697 | $732,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 73,296 | $731,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 14,093 | $730,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 19,700 | $728,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 39,294 | $727,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 24,226 | $725,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 33,800 | $725,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 14,169 | $723,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 15,610 | $722,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 57,264 | $722,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 27,250 | $722,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 19,423 | $721,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 28,238 | $721,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 56,810 | $721,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 19,867 | $720,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 38,456 | $720,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 30,484 | $720,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 32,500 | $719,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 16,244 | $719,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,082 | $719,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 27,500 | $719,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 23,026 | $719,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 29,300 | $717,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,205 | $717,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 91,978 | $716,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 13,493 | $715,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 34,414 | $715,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 20,126 | $714,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 14,316 | $714,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 25,800 | $714,000 | thousands by filing date | |
| ARROW INVTS TR DOGS OF THE | 042765693 | CEF | 14,463 | $714,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 43,346 | $713,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 9,598 | $711,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 39,270 | $709,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 18,757 | $708,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 41,935 | $708,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,100 | $706,000 | thousands by filing date | call |
| POLYONE CORP | 73179P106 | COM | 16,612 | $706,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 5,574 | $705,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 51,839 | $704,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 49,277 | $700,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 107,711 | $700,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 96,276 | $698,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 10,007 | $696,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 42,530 | $696,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 55,607 | $696,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 323,883 | $696,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 71,682 | $694,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 41,899 | $694,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 12,208 | $694,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 19,491 | $693,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,348 | $692,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 11,214 | $692,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 27,042 | $691,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 31,345 | $691,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 27,807 | $691,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 175,486 | $690,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 11,711 | $690,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 86,882 | $689,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 58,034 | $688,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 34,127 | $687,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 35,300 | $686,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 12,100 | $686,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 106,929 | $683,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 72,506 | $682,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 45,162 | $681,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 14,330 | $681,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 12,455 | $681,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,242 | $679,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 12,668 | $679,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 42,545 | $678,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 15,826 | $676,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,911 | $676,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 110,982 | $676,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 16,693 | $675,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 38,782 | $674,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 54,434 | $673,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 99,000 | $673,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 74,515 | $673,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,010 | $672,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 58,441 | $672,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 30,479 | $671,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 50,044 | $671,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 10,753 | $671,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 10,800 | $670,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 31,510 | $669,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,800 | $667,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 11,013 | $666,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,025 | $666,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 7,702 | $666,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 12,842 | $665,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 50,663 | $664,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 34,087 | $663,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100,000 | $662,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 17,300 | $660,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023764 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-024535 | base | 2018-05-18 | acceptance time not in the bulk data set |