13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 6,633 holding rows worth $223,279,685,000.
- Accession
- 0001140361-18-023764
- Filer
- CIK 1000275
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 24,473 entries on the cover page, a total value of $223,279,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,279,685,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 454,645 | $4,901,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 112,562 | $4,900,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 251,680 | $4,895,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 102,556 | $4,893,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 118,900 | $4,889,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 79,777 | $4,883,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 398,062 | $4,876,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 219,411 | $4,871,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 159,028 | $4,870,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 112,218 | $4,866,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 197,309 | $4,852,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 151,542 | $4,841,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 133,615 | $4,837,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 196,588 | $4,828,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 47,346 | $4,821,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 171,191 | $4,821,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 44,466 | $4,815,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 99,427 | $4,813,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 194,063 | $4,808,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 318,869 | $4,796,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 524,718 | $4,796,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 363,926 | $4,783,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,364,000 | $4,780,000 | thousands by filing date | principal |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 69,440 | $4,778,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 70,800 | $4,776,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 401,481 | $4,769,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 605,257 | $4,757,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 117,605 | $4,741,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 123,465 | $4,739,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 115,816 | $4,736,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 253,889 | $4,707,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 125,950 | $4,705,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 228,953 | $4,704,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 244,126 | $4,693,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 109,663 | $4,686,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 39,287 | $4,683,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 194,317 | $4,677,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 64,598 | $4,669,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 100,000 | $4,662,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 25,000 | $4,652,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 73,235 | $4,640,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 46,200 | $4,632,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 18,806 | $4,622,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 106,512 | $4,615,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 159,000 | $4,612,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 316,145 | $4,593,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 254,502 | $4,576,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 178,724 | $4,575,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 75,733 | $4,566,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 136,000 | $4,560,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 90,000 | $4,556,000 | thousands by filing date | put |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 46,728 | $4,555,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 130,000 | $4,553,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 69,500 | $4,550,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 294,000 | $4,545,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 133,380 | $4,540,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 147,564 | $4,536,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 43,368 | $4,522,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 115,103 | $4,522,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 248,155 | $4,519,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 175,000 | $4,498,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 70,758 | $4,497,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 36,000 | $4,496,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 36,000 | $4,496,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 105,000 | $4,493,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 47,400 | $4,486,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 42,538 | $4,486,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 29,000 | $4,476,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 134,158 | $4,468,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 165,790 | $4,467,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 105,933 | $4,464,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 86,800 | $4,462,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 119,078 | $4,460,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 29,503 | $4,456,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 25,758 | $4,444,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 52,743 | $4,440,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 84,551 | $4,438,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 295,537 | $4,433,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 122,714 | $4,431,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 64,709 | $4,430,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 336,755 | $4,428,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 191,877 | $4,417,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 139,991 | $4,413,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 286,662 | $4,400,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 141,064 | $4,394,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 703,798 | $4,393,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 59,998 | $4,392,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,000 | $4,390,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 37,200 | $4,380,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 373,344 | $4,379,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 301,622 | $4,377,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 83,156 | $4,374,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 159,376 | $4,346,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 93,642 | $4,346,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100,000 | $4,343,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 102,268 | $4,336,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 122,283 | $4,335,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 103,815 | $4,334,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 83,757 | $4,329,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 74,653 | $4,327,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,575,000 | $4,327,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 85,549 | $4,326,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 167,842 | $4,324,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 57,832 | $4,310,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 265,328 | $4,303,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 95,593 | $4,303,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 785,100 | $4,302,000 | thousands by filing date | put |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 195,438 | $4,300,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 87,252 | $4,297,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 41,000 | $4,291,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 324,555 | $4,291,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 243,726 | $4,267,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 350,814 | $4,266,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 174,316 | $4,262,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 72,317 | $4,259,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 10,601 | $4,258,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 26,913 | $4,256,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 603,582 | $4,255,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 129,378 | $4,251,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 125,000 | $4,250,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 84,016 | $4,249,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 432,280 | $4,245,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 185,805 | $4,239,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 607,851 | $4,237,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 24,000 | $4,236,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 105,840 | $4,235,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 120,200 | $4,230,000 | thousands by filing date | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 110,097 | $4,222,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 63,388 | $4,219,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 88,173 | $4,216,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 634,449 | $4,201,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 34,600 | $4,195,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 107,136 | $4,186,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 290,708 | $4,186,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 198,333 | $4,181,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 18,000 | $4,180,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 650,000 | $4,180,000 | thousands by filing date | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 110,946 | $4,179,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 210,662 | $4,150,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 39,877 | $4,150,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 848,539 | $4,149,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 229,714 | $4,140,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 164,748 | $4,133,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100,000 | $4,131,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 196,016 | $4,127,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 41,186 | $4,125,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 210,886 | $4,117,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 96,000 | $4,116,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 34,141 | $4,114,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 100,000 | $4,112,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 80,000 | $4,111,000 | thousands by filing date | put |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 50,415 | $4,099,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 27,000 | $4,089,000 | thousands by filing date | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 133,467 | $4,083,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 100,000 | $4,075,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 98,709 | $4,074,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 303,566 | $4,070,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 62,100 | $4,068,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 50,000 | $4,059,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50,062 | $4,058,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 76,540 | $4,054,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 598,065 | $4,049,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 59,333 | $4,041,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 93,831 | $4,036,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 126,000 | $4,026,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 33,762 | $4,018,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 177,675 | $4,012,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 65,319 | $4,008,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 98,200 | $4,006,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 216,365 | $4,005,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 134,350 | $3,993,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 72,026 | $3,990,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 196,403 | $3,987,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 32,121 | $3,966,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 158,722 | $3,965,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 634,846 | $3,962,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 40,213 | $3,959,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 65,315 | $3,939,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 60,000 | $3,931,000 | thousands by filing date | put |
| CYBEROPTICS CORP COM | 232517102 | Stock | 218,318 | $3,930,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 93,400 | $3,929,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 110,229 | $3,926,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 98,302 | $3,908,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 200,918 | $3,907,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 34,895 | $3,902,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 113,162 | $3,898,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 149,564 | $3,894,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 248,372 | $3,890,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 314,500 | $3,871,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 30,001 | $3,859,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 88,000 | $3,858,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 168,449 | $3,854,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 44,352 | $3,853,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 158,179 | $3,852,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 384,423 | $3,848,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 294,660 | $3,836,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 76,614 | $3,831,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 66,046 | $3,831,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 307,300 | $3,826,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 225,344 | $3,815,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 107,891 | $3,815,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 47,143 | $3,812,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 90,048 | $3,798,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 54,836 | $3,791,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 238,551 | $3,789,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 114,416 | $3,773,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 14,624 | $3,768,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 278,800 | $3,758,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 225,204 | $3,754,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 74,300 | $3,752,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 180,666 | $3,741,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 184,084 | $3,731,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 393,000 | $3,730,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 371,000 | $3,729,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 131,984 | $3,726,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 95,400 | $3,720,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 445,850 | $3,718,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 100,529 | $3,713,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 30,604 | $3,709,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 195,974 | $3,706,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 66,123 | $3,703,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 225,000 | $3,697,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 94,006 | $3,688,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 25,646 | $3,670,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 121,000 | $3,653,000 | thousands by filing date | put |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 71,208 | $3,642,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 201,156 | $3,636,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 159,784 | $3,634,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 65,405 | $3,629,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 215,997 | $3,627,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 120,000 | $3,623,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 77,189 | $3,621,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 92,500 | $3,614,000 | thousands by filing date | put |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 136,220 | $3,607,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 142,119 | $3,604,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 80,000 | $3,597,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 140,425 | $3,595,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 129,200 | $3,594,000 | thousands by filing date | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 83,893 | $3,589,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 870,000 | $3,584,000 | thousands by filing date | call |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 420,163 | $3,584,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 185,700 | $3,577,000 | thousands by filing date | put |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 172,398 | $3,566,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 17,500 | $3,555,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 90,000 | $3,554,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 86,547 | $3,551,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 140,166 | $3,548,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 280,240 | $3,537,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 80,826 | $3,534,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 30,000 | $3,532,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 26,969 | $3,526,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 141,934 | $3,522,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 71,558 | $3,522,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 72,643 | $3,515,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 111,380 | $3,509,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 44,713 | $3,508,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 34,964 | $3,505,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 27,123 | $3,496,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 72,381 | $3,494,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 103,792 | $3,492,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 3,130,000 | $3,463,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 89,469 | $3,461,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 177,352 | $3,461,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 79,042 | $3,453,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 87,441 | $3,451,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 48,100 | $3,448,000 | thousands by filing date | put |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 114,032 | $3,444,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 25,497 | $3,443,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 210,600 | $3,443,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 27,600 | $3,439,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 96,415 | $3,437,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 120,674 | $3,433,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 106,771 | $3,426,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 162,127 | $3,426,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 358,500 | $3,426,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 141,289 | $3,420,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 76,144 | $3,419,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 74,917 | $3,416,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 56,570 | $3,414,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 45,537 | $3,412,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 228,818 | $3,407,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 163,890 | $3,404,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 253,345 | $3,402,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 730,000 | $3,402,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 334,260 | $3,392,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 71,068 | $3,387,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 209,536 | $3,384,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 150,000 | $3,383,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 35,472 | $3,380,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 81,148 | $3,377,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 105,825 | $3,376,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 267,505 | $3,375,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 63,628 | $3,371,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 200,766 | $3,371,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 189,861 | $3,370,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 83,131 | $3,370,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 62,169 | $3,368,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 174,650 | $3,360,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 15,000 | $3,348,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 88,375 | $3,337,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 15,784 | $3,319,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 48,178 | $3,303,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 84,019 | $3,301,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 177,100 | $3,291,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 149,400 | $3,291,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 305,900 | $3,282,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 58,882 | $3,277,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 35,000 | $3,274,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 55,470 | $3,272,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 178,695 | $3,270,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 72,298 | $3,268,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 65,570 | $3,267,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 30,700 | $3,244,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 91,664 | $3,244,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 44,348 | $3,243,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,203,710 | $3,238,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 60,341 | $3,236,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 78,742 | $3,235,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 45,814 | $3,232,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 89,863 | $3,224,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 40,000 | $3,220,000 | thousands by filing date | put |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 181,820 | $3,217,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 119,021 | $3,216,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 729,707 | $3,211,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 38,431 | $3,203,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 48,900 | $3,201,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 33,297 | $3,199,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 50,006 | $3,191,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 95,439 | $3,189,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 537,362 | $3,187,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 32,996 | $3,186,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 13,500 | $3,181,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 23,847 | $3,175,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 113,038 | $3,175,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 72,000 | $3,174,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 37,195 | $3,174,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 146,407 | $3,172,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 105,698 | $3,159,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 273,108 | $3,157,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 147,760 | $3,155,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 40,874 | $3,149,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 56,361 | $3,143,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 643,318 | $3,139,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 176,584 | $3,138,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,078,000 | $3,136,000 | thousands by filing date | principal |
| HOLLYFRONTIER CORP | 436106108 | COM | 64,051 | $3,129,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 325,806 | $3,127,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 45,000 | $3,126,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 250,850 | $3,123,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 21,327 | $3,120,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 225,418 | $3,120,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 61,969 | $3,119,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 42,600 | $3,118,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 107,700 | $3,111,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 197,407 | $3,109,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 40,032 | $3,107,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 106,979 | $3,102,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 82,897 | $3,101,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 113,273 | $3,100,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 333,955 | $3,092,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 185,300 | $3,089,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 463,783 | $3,089,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 214,163 | $3,084,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 45,000 | $3,078,000 | thousands by filing date | put |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 68,395 | $3,063,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 326,500 | $3,059,000 | thousands by filing date | call |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 103,420 | $3,057,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 112,994 | $3,046,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 76,133 | $3,043,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 276,400 | $3,040,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 20,764 | $3,036,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 222,378 | $3,034,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 105,296 | $3,025,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 151,831 | $3,016,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 85,653 | $3,015,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 646,721 | $3,014,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 53,300 | $3,003,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 85,309 | $3,001,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 70,512 | $2,995,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 124,327 | $2,994,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 63,500 | $2,990,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 78,772 | $2,975,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 69,175 | $2,960,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 64,726 | $2,958,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 150,486 | $2,957,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 30,000 | $2,952,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 100,000 | $2,949,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 254,514 | $2,949,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 79,700 | $2,946,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 58,595 | $2,943,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 166,361 | $2,937,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,099,200 | $2,935,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 111,699 | $2,934,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 142,542 | $2,930,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 22,955 | $2,926,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 70,752 | $2,917,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 965,000 | $2,917,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 3,000,000 | $2,917,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 38,600 | $2,913,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 98,890 | $2,908,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 250,992 | $2,904,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 52,937 | $2,904,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 494,259 | $2,901,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 44,000 | $2,901,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 44,000 | $2,901,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40,300 | $2,898,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 90,748 | $2,894,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 411,278 | $2,875,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 20,800 | $2,851,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 109,121 | $2,837,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 60,080 | $2,833,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 98,228 | $2,827,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 35,067 | $2,817,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 41,651 | $2,813,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 111,347 | $2,799,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 359,332 | $2,792,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 263,651 | $2,791,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 112,495 | $2,787,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 75,107 | $2,786,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 95,944 | $2,781,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 33,238 | $2,780,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 42,372 | $2,778,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 133,582 | $2,778,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 35,000 | $2,775,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 40,319 | $2,773,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 27,854 | $2,771,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 30,000 | $2,768,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 28,316 | $2,767,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 31,319 | $2,763,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 400,000 | $2,760,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 45,000 | $2,755,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 90,000 | $2,748,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 80,652 | $2,746,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 23,644 | $2,746,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 134,537 | $2,743,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 58,000 | $2,741,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 36,141 | $2,738,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 54,658 | $2,737,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 53,729 | $2,732,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50,000 | $2,730,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 98,049 | $2,722,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 162,773 | $2,718,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 108,396 | $2,718,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 127,561 | $2,717,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 48,455 | $2,714,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 381,026 | $2,705,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 279,457 | $2,702,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 174,300 | $2,689,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 369,229 | $2,680,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 36,600 | $2,676,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 291,670 | $2,674,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 79,759 | $2,670,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 159,817 | $2,670,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 555,755 | $2,668,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 26,639 | $2,663,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 25,242 | $2,662,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 198,316 | $2,655,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 98,139 | $2,654,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 141,879 | $2,652,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 70,000 | $2,652,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 41,225 | $2,645,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 36,100 | $2,642,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 88,376 | $2,642,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 81,950 | $2,642,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 19,962 | $2,637,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 79,480 | $2,636,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 107,284 | $2,626,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 43,034 | $2,620,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 407,000 | $2,617,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 455,731 | $2,616,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 307,847 | $2,613,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 223,685 | $2,609,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 50,714 | $2,608,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 83,967 | $2,607,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 363,748 | $2,604,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 286,200 | $2,602,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 83,168 | $2,602,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,000 | $2,597,000 | thousands by filing date | put |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 37,341 | $2,597,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 194,833 | $2,596,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 74,328 | $2,595,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 121,467 | $2,593,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 64,271 | $2,592,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 46,468 | $2,590,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 220,832 | $2,583,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 58,192 | $2,579,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 39,942 | $2,578,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 117,043 | $2,575,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 230,521 | $2,571,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 144,648 | $2,570,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 60,307 | $2,568,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 162,563 | $2,559,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 98,905 | $2,556,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 63,690 | $2,554,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 67,846 | $2,548,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 32,375 | $2,546,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 150,000 | $2,544,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 94,665 | $2,542,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 99,414 | $2,537,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 66,824 | $2,537,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023764 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-024535 | base | 2018-05-18 | acceptance time not in the bulk data set |