13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 6,633 holding rows worth $223,279,685,000.
- Accession
- 0001140361-18-023764
- Filer
- CIK 1000275
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 24,473 entries on the cover page, a total value of $223,279,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,279,685,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
- included managerCYPRESS FUNDS LLC028-04707
- included managerAscend Capital Limited Partnership028-11218
- included managerDiametric Capital, LP028-18524
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 13,129 | $329,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 14,881 | $329,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 38,932 | $327,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 6,653 | $327,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,483 | $326,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,200 | $325,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 11,800 | $324,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 8,363 | $323,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 12,944 | $323,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 23,373 | $322,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 17,000 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,533 | $321,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 21,766 | $320,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 60,452 | $320,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 23,943 | $319,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 23,899 | $319,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 24,369 | $318,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 28,735 | $318,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 26,638 | $317,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 51,961 | $317,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 42,544 | $317,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 6,379 | $316,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 13,333 | $316,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,697 | $315,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 32,941 | $315,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 481,815 | $315,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 6,395 | $315,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,983 | $314,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 8,873 | $314,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 14,847 | $314,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 14,480 | $313,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 5,791 | $313,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,299 | $312,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 10,488 | $312,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 43,953 | $312,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 7,130 | $312,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 39,380 | $312,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 140,000 | $312,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 8,003 | $311,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,900 | $311,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 38,892 | $311,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 11,812 | $311,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,194 | $310,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 1,051,752 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 14,896 | $309,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,968 | $308,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,445 | $307,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,720 | $307,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 8,284 | $306,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 31,994 | $306,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 23,395 | $305,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 16,504 | $305,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 35,000 | $305,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 369 | $303,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 12,735 | $302,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 7,225 | $301,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,696 | $301,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,817 | $301,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 41,033 | $300,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 44,122 | $300,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 18,306 | $300,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 24,960 | $300,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 100,000 | $300,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 40,303 | $299,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 26,454 | $299,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,637 | $297,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,306 | $297,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 98,855 | $296,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 15,426 | $295,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,536 | $295,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,600 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 21,969 | $294,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,500 | $294,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,909 | $294,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 13,079 | $293,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 15,474 | $293,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 8,954 | $292,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 66,593 | $292,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 3,873 | $291,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 7,786 | $291,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,500 | $291,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 18,083 | $290,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,029 | $290,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 24,506 | $290,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 17,964 | $289,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,658 | $288,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 6,759 | $288,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 23,882 | $287,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 12,704 | $287,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 6,309 | $286,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 24,472 | $286,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 9,485 | $286,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 16,950 | $286,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 21,206 | $286,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 60,072 | $286,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,943 | $285,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 31,801 | $285,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,135 | $285,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 18,290 | $284,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 40,000 | $284,000 | thousands by filing date | put |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 26,877 | $284,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 21,839 | $284,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 16,802 | $283,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 38,930 | $283,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,939 | $282,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 22,215 | $281,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 23,312 | $281,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 26,000 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 5,531 | $281,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,691 | $280,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,499 | $279,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 25,101 | $279,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 16,761 | $278,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 17,700 | $278,000 | thousands by filing date | call |
| ISHARES TR | 46429B515 | CMN | 6,601 | $277,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 46,185 | $277,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 10,841 | $277,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 17,372 | $276,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 20,000 | $276,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 10,000 | $276,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 31,940 | $276,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,100 | $275,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 86,822 | $275,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 30,570 | $275,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 205,308 | $275,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 16,254 | $274,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 3,029 | $274,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,021 | $273,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 28,230 | $273,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 87,633 | $273,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 17,376 | $273,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 41,814 | $272,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,119 | $272,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 7,603 | $272,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 9,800 | $272,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 17,579 | $271,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 17,655 | $271,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 251,415 | $271,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 15,153 | $271,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,337 | $269,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 23,127 | $269,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,470 | $268,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 9,403 | $268,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,313 | $268,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 18,185 | $268,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 8,236 | $268,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 40,800 | $268,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 16,742 | $267,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 16,547 | $267,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 18,331 | $267,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,000 | $266,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 7,000 | $266,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 16,208 | $266,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 7,669 | $266,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 25,795 | $266,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 14,000 | $266,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 21,569 | $265,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 23,164 | $265,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,983 | $263,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 7,827 | $263,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 17,260 | $263,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 31,730 | $262,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 5,384 | $262,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,136 | $261,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 16,035 | $261,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,135 | $261,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5,364 | $261,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 39,756 | $260,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,431 | $260,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,033 | $260,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 19,603 | $260,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,040 | $259,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 16,877 | $259,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 5,434 | $258,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,857 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 8,680 | $257,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 16,142 | $257,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 4,143 | $257,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 24,820 | $257,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 15,815 | $256,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,209 | $256,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 5,881 | $255,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 11,997 | $255,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,871 | $254,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 20,439 | $253,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,943 | $252,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 7,532 | $252,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,858 | $252,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 5,052 | $251,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,700 | $251,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 13,325 | $251,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 40,892 | $250,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 13,000 | $250,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 7,686 | $249,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 19,853 | $249,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,585 | $248,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,855 | $247,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 17,599 | $247,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,150 | $247,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 9,900 | $246,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,288 | $245,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 8,419 | $245,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,436 | $245,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 14,460 | $245,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 7,866 | $243,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,695 | $243,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,603 | $242,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 9,508 | $242,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,950 | $242,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,200 | $242,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 14,350 | $240,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 12,568 | $240,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 579 | $239,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 19,137 | $239,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,072 | $239,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 32,309 | $239,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 18,819 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 8,375 | $239,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 33,299 | $238,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 9,010 | $238,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 16,199 | $237,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 9,879 | $237,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,401 | $236,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 3,948 | $236,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 8,711 | $236,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 9,770 | $236,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 47,502 | $236,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 2,993 | $235,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 71,189 | $235,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 5,785 | $234,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 24,846 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,444 | $233,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 9,023 | $233,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,706 | $232,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 11,422 | $232,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,735 | $232,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 9,181 | $232,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7,089 | $231,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 22,269 | $231,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 35,930 | $230,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 26,760 | $230,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 17,193 | $230,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,882 | $229,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 10,050 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 6,180 | $229,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 7,815 | $229,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9,128 | $228,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,653 | $228,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 336,000 | $228,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485106 | COM | 10,099 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 5,382 | $227,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 14,000 | $227,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 7,960 | $227,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 7,895 | $226,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 8,047 | $226,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 17,714 | $226,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 105,703 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,264 | $226,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,361 | $225,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,300 | $225,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,633 | $225,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 11,250 | $225,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,485 | $224,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,375 | $224,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 5,060 | $223,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,194 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,144 | $223,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,141 | $223,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 9,111 | $223,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 4,815 | $222,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 9,142 | $222,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 11,705 | $222,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 8,550 | $222,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,741 | $221,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 9,000 | $221,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,965 | $218,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,288 | $218,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 6,241 | $218,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,123 | $218,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,978 | $218,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,902 | $218,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,450 | $218,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 6,555 | $217,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 88,180 | $217,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 17,587 | $216,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,993 | $215,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 17,792 | $215,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 22,598 | $215,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,567 | $213,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 9,047 | $213,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 14,345 | $213,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 6,539 | $212,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 16,660 | $212,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,200 | $211,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,762 | $211,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 12,874 | $211,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 20,000 | $211,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,425 | $210,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,000 | $210,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 38,577 | $210,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 28,900 | $210,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 33,962 | $209,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 4,549 | $208,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 6,101 | $208,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 7,188 | $208,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,018 | $207,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 14,550 | $207,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,700 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,792 | $205,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 16,425 | $205,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,199 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,853 | $203,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 30,998 | $203,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 16,512 | $203,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 6,646 | $203,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,080 | $202,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 8,207 | $202,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 14,230 | $202,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 8,274 | $201,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,580 | $201,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 6,772 | $200,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,067 | $200,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 35,935 | $199,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,600 | $199,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 6,747 | $199,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,977 | $199,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,307 | $199,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 32,874 | $199,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $199,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 6,376 | $198,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 63,463 | $198,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,300 | $197,000 | thousands by filing date | call |
| AMERISERV FINL INC | 03074A102 | COM | 49,304 | $197,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 783 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,751 | $195,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 6,697 | $195,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 11,367 | $195,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 9,372 | $194,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,207 | $194,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 17,666 | $194,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,320 | $193,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,075 | $192,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 6,018 | $192,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 5,757 | $191,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 24,125 | $191,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,025 | $190,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,503 | $190,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,087 | $190,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 11,079 | $189,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,400 | $189,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 12,256 | $188,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 14,285 | $188,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,750 | $188,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 6,917 | $188,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 50,680 | $188,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 7,823 | $187,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 4,842 | $187,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 27,800 | $187,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,160 | $186,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,684 | $186,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,328 | $185,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,553 | $185,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,314 | $184,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 5,941 | $184,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 25,795 | $184,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,206 | $183,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 26,533 | $183,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 14,748 | $183,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 7,736 | $183,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,381 | $182,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 14,442 | $182,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 10,937 | $182,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,359 | $182,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 5,820 | $182,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 16,190 | $181,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 7,000 | $181,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,825 | $181,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,200 | $181,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 5,992 | $180,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,439 | $180,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 9,485 | $180,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $180,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 4,215 | $180,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,856 | $178,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 443,734 | $178,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 15,500 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 5,740 | $177,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 7,722 | $177,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 8,804 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 8,017 | $176,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 9,250 | $176,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,075 | $176,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 14,237 | $176,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 23,900 | $176,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $176,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 5,432 | $176,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 8,317 | $175,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,132 | $175,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,189 | $174,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 6,389 | $174,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 8,945 | $173,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 16,695 | $173,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 7,253 | $172,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,000 | $172,000 | thousands by filing date | call |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 8,417 | $171,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 40,679 | $171,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,519 | $171,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 7,107 | $171,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,000 | $171,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 6,600 | $170,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 8,721 | $170,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 23,200 | $170,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 8,611 | $170,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 2,848 | $170,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 6,510 | $170,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 3,649 | $169,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 25,187 | $169,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,745 | $169,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,490 | $169,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 6,685 | $168,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 13,983 | $168,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 33,097 | $168,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,620 | $167,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 2,896 | $167,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,605 | $167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,330 | $166,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 5,664 | $166,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 45,097 | $165,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,745 | $165,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 9,090 | $165,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 17,960 | $164,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 18,186 | $164,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 7,139 | $164,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 33,174 | $164,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 21,609 | $164,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,708 | $163,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 15,310 | $163,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 14,324 | $162,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 19,800 | $161,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 44,289 | $161,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 9,364 | $161,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 1,640 | $161,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,203 | $161,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,417 | $160,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,238 | $160,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 11,982 | $160,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 17,059 | $159,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10,958 | $159,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,995 | $159,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 11,200 | $159,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 17,365 | $159,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,572 | $159,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 8,686 | $159,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 6,845 | $158,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 5,383 | $158,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 7,306 | $157,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 6,377 | $157,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,777 | $157,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,040 | $157,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 53,369 | $157,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,074 | $156,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 5,579 | $156,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 6,346 | $154,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,709 | $154,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 11,689 | $154,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 59,546 | $154,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,521 | $154,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 11,900 | $154,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,141 | $153,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,500 | $153,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,776 | $153,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 8,200 | $153,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,266 | $152,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 17,905 | $152,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,615 | $151,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 3,814 | $151,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,900 | $151,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 5,000 | $151,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 3,021 | $150,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 4,987 | $149,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 4,184 | $149,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 5,964 | $149,000 | thousands by filing date | principal |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 26,445 | $148,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 8,116 | $148,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 11,113 | $148,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 14,723 | $148,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,003 | $147,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 70,866 | $147,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,248 | $146,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,468 | $146,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 37,100 | $146,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,705 | $145,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 211,032 | $145,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $145,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 7,158 | $145,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 3,707 | $145,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 4,398 | $145,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 4,970 | $144,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 6,464 | $144,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 19,419 | $144,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023764 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-024535 | base | 2018-05-18 | acceptance time not in the bulk data set |