13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,138 holding rows worth $597,432,246,000.
- Accession
- 0001140361-18-008283
- Filer
- CIK 70858
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 20,463 entries on the cover page, a total value of $597,432,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,432,246,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,870,000 | $1,897,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 99,686 | $1,894,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 170,659 | $1,894,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 48,015 | $1,891,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 52,833 | $1,888,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 29,200 | $1,887,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 138,117 | $1,885,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 120,596 | $1,885,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 174,000 | $1,884,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 145,621 | $1,883,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 72,995 | $1,880,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,000 | $1,879,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 464,378 | $1,875,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 40,633 | $1,867,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 114,099 | $1,865,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 58,767 | $1,864,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 67,472 | $1,862,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 79,193 | $1,857,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 152,696 | $1,857,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 49,068 | $1,856,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 73,830 | $1,854,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 76,105 | $1,853,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 77,291 | $1,851,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 132,625 | $1,850,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,649 | $1,846,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,594 | $1,845,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 27,900 | $1,841,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 14,979 | $1,840,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 57,194 | $1,838,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 70,940 | $1,836,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 104,303 | $1,836,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,595,000 | $1,831,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 417,240 | $1,828,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 48,679 | $1,827,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 27,500 | $1,827,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 153,436 | $1,827,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 242,198 | $1,826,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 46,204 | $1,825,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 137,758 | $1,825,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 60,423 | $1,824,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 100,768 | $1,823,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 150,442 | $1,823,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 139,064 | $1,822,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 36,862 | $1,822,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 107,104 | $1,820,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 44,349 | $1,808,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 53,418 | $1,806,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 41,470 | $1,798,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 54,977 | $1,798,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 90,053 | $1,797,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 22,341 | $1,796,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 106,294 | $1,794,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 50,424 | $1,793,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 14,696 | $1,791,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,728,000 | $1,791,000 | thousands by filing date | principal |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 221,987 | $1,782,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 38,482 | $1,779,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 36,534 | $1,778,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 59,861 | $1,777,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 150,160 | $1,776,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 26,004 | $1,774,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 22,564 | $1,772,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 87,635 | $1,770,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 8,556 | $1,768,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 198,005 | $1,768,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 38,600 | $1,762,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 152,271 | $1,760,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 51,550 | $1,759,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,000 | $1,756,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 533,233 | $1,755,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,775,000 | $1,755,000 | thousands by filing date | principal |
| YORK WATER CO | 987184108 | COMMON STOCK | 51,679 | $1,751,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,419,000 | $1,745,000 | thousands by filing date | principal |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 116,810 | $1,742,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 46,458 | $1,741,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 97,745 | $1,739,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 72,181 | $1,738,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 21,723 | $1,736,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 73,500 | $1,736,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,600 | $1,733,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 66,014 | $1,733,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 38,791 | $1,733,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 86,102 | $1,731,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 183,410 | $1,729,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 100,979 | $1,726,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 83,881 | $1,725,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 33,500 | $1,721,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 66,464 | $1,719,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 46,647 | $1,717,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 25,100 | $1,716,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 160,000 | $1,709,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 70,659 | $1,708,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 63,386 | $1,707,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 172,695 | $1,706,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 26,328 | $1,705,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 215,258 | $1,705,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 39,734 | $1,703,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 72,436 | $1,699,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 16,201 | $1,695,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 21,511 | $1,695,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 79,800 | $1,694,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 258,734 | $1,687,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 291,566 | $1,686,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 65,147 | $1,680,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 101,023 | $1,677,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 530,000 | $1,675,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 50,000 | $1,674,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 50,000 | $1,674,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 80,000 | $1,673,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 35,000 | $1,671,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 32,566 | $1,666,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 349,173 | $1,666,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 36,946 | $1,660,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,600 | $1,659,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 65,355 | $1,655,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 75,163 | $1,653,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 85,698 | $1,650,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 111,384 | $1,647,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 59,678 | $1,646,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 58,681 | $1,645,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 33,753 | $1,643,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 122,625 | $1,642,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 112,422 | $1,641,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 119,457 | $1,639,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 212,009 | $1,636,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 57,627 | $1,632,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 32,880 | $1,628,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 11,400 | $1,626,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 35,600 | $1,625,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 147,463 | $1,625,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 79,508 | $1,621,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 54,471 | $1,617,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 76,575 | $1,616,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 25,000 | $1,615,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 59,110 | $1,614,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 30,289 | $1,613,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 36,400 | $1,608,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 25,212 | $1,607,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 150,811 | $1,597,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 76,614 | $1,597,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 88,730 | $1,596,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 70,015 | $1,595,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 69,407 | $1,594,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 51,500 | $1,591,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 31,009 | $1,591,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 136,794 | $1,587,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 100,332 | $1,585,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 28,618 | $1,585,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 135,443 | $1,584,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 61,295 | $1,581,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 57,356 | $1,578,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 57,123 | $1,572,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 31,367 | $1,570,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 29,269 | $1,563,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 28,100 | $1,561,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 79,405 | $1,561,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 88,689 | $1,561,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,715 | $1,560,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 84,503 | $1,560,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 106,493 | $1,559,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 33,605 | $1,558,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 94,067 | $1,556,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 70,723 | $1,553,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 30,453 | $1,553,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 124,751 | $1,550,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 72,178 | $1,546,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 24,100 | $1,540,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K273 | COM | 30,500 | $1,540,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 43,396 | $1,536,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 147,101 | $1,535,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 151,179 | $1,535,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 79,273 | $1,530,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 34,385 | $1,529,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 121,503 | $1,529,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,671,000 | $1,527,000 | thousands by filing date | principal |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 111,642 | $1,519,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 100,807 | $1,518,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 15,000 | $1,515,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 7,472 | $1,513,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 90,600 | $1,511,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 77,591 | $1,508,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 162,148 | $1,507,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 151,150 | $1,504,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 55,626 | $1,502,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 51,956 | $1,501,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 252,486 | $1,501,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 39,597 | $1,490,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 66,550 | $1,487,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 145,483 | $1,487,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 98,000 | $1,486,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 75,436 | $1,481,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 77,013 | $1,480,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 51,055 | $1,480,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 45,292 | $1,478,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 102,504 | $1,478,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 107,292 | $1,476,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 95,571 | $1,476,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 861,000 | $1,474,000 | thousands by filing date | principal |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15,500 | $1,472,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 34,792 | $1,472,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 81,647 | $1,470,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 169,443 | $1,469,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,426,000 | $1,469,000 | thousands by filing date | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 30,875 | $1,467,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 55,258 | $1,467,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,419,000 | $1,464,000 | thousands by filing date | principal |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 49,319 | $1,462,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 70,456 | $1,462,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 93,979 | $1,459,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 478,118 | $1,458,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 62,037 | $1,455,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 1,348,000 | $1,455,000 | thousands by filing date | principal |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 49,710 | $1,451,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 10,000 | $1,451,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 18,434 | $1,447,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 14,406 | $1,446,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 61,776 | $1,446,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 57,774 | $1,444,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 63,078 | $1,444,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 29,677 | $1,443,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 83,330 | $1,442,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 114,405 | $1,441,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,500 | $1,441,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 14,394 | $1,440,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 87,456 | $1,439,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 73,896 | $1,438,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 125,608 | $1,438,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,506,000 | $1,438,000 | thousands by filing date | principal |
| KEMET CORP | 488360207 | COM NEW | 95,404 | $1,437,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 19,188 | $1,435,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 12,900 | $1,432,000 | thousands by filing date | put |
| MULESOFT INC | 625207105 | CL A | 61,489 | $1,431,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 1,564,000 | $1,430,000 | thousands by filing date | principal |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 98,886 | $1,427,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 104,609 | $1,426,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 356,285 | $1,426,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 46,336 | $1,424,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 23,700 | $1,422,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 66,335 | $1,420,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 31,180 | $1,416,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 427,473 | $1,415,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 12,632 | $1,414,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 52,399 | $1,414,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 42,535 | $1,412,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 70,000 | $1,412,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 54,490 | $1,412,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 26,000 | $1,410,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 26,000 | $1,410,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 56,545 | $1,410,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 2,216,000 | $1,407,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,445,000 | $1,406,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 132,340 | $1,402,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 54,347 | $1,398,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 159,538 | $1,397,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 64,150 | $1,394,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,493,000 | $1,394,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 753,000 | $1,393,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 64,789 | $1,390,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 76,667 | $1,389,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10,000 | $1,387,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 44,472 | $1,387,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 17,736 | $1,385,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 71,724 | $1,385,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 25,000 | $1,383,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 87,233 | $1,383,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 52,387 | $1,382,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 48,148 | $1,378,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 22,073 | $1,374,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 123,716 | $1,372,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 53,257 | $1,372,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 502,346 | $1,372,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 298,036 | $1,371,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 84,183 | $1,371,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 81,770 | $1,368,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 64,780 | $1,368,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 30,639 | $1,366,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 203,427 | $1,365,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 8,935 | $1,363,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 240,661 | $1,362,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 27,028 | $1,362,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 50,223 | $1,361,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 50,767 | $1,358,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 135,646 | $1,356,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 56,836 | $1,350,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 142,198 | $1,350,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 10,000 | $1,347,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 51,357 | $1,346,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 52,331 | $1,341,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 185,800 | $1,340,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 39,130 | $1,337,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 145,076 | $1,335,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 95,161 | $1,332,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 29,072 | $1,330,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 81,532 | $1,330,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,293,000 | $1,329,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 35,206 | $1,322,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 31,378 | $1,321,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 25,547 | $1,320,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 92,615 | $1,318,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 306,257 | $1,317,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 65,421 | $1,316,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 109,820 | $1,313,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 16,947 | $1,312,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 36,400 | $1,311,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 16,095 | $1,309,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 42,057 | $1,308,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 364,843 | $1,307,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 112,818 | $1,306,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 87,460 | $1,303,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 103,640 | $1,303,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 42,210 | $1,300,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 18,845 | $1,300,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 124,127 | $1,294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 11,260 | $1,293,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,000 | $1,288,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 23,300 | $1,288,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 36,764 | $1,287,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 10,336 | $1,284,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 9,996 | $1,279,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,900 | $1,277,000 | thousands by filing date | put |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 28,500 | $1,277,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 9,300 | $1,276,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 9,300 | $1,276,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 442,778 | $1,275,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 71,207 | $1,274,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 45,871 | $1,272,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 201,460 | $1,269,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 51,713 | $1,268,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,242,000 | $1,260,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 83,089 | $1,259,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 49,496 | $1,255,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 10,000 | $1,253,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 75,286 | $1,252,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,000 | $1,248,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 42,632 | $1,248,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 42,154 | $1,247,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 18,343 | $1,244,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 16,093 | $1,243,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,800 | $1,242,000 | thousands by filing date | put |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 43,439 | $1,241,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 81,295 | $1,235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 27,106 | $1,232,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 49,637 | $1,229,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 15,392 | $1,228,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 19,567 | $1,226,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 28,568 | $1,225,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 66,250 | $1,225,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 39,184 | $1,224,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 80,159 | $1,222,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 80,199 | $1,218,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 61,859 | $1,216,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 100,394 | $1,214,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 211,181 | $1,212,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 300,000 | $1,209,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 28,800 | $1,205,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 130,005 | $1,205,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 27,114 | $1,203,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,090,000 | $1,202,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 54,565 | $1,200,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 41,717 | $1,198,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 38,180 | $1,198,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 33,042 | $1,197,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 20,463 | $1,197,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 23,273 | $1,196,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20,000 | $1,195,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 294,976 | $1,189,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 83,684 | $1,187,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 47,680 | $1,187,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 39,059 | $1,186,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,259,000 | $1,185,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 8,300 | $1,184,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 53,506 | $1,184,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 128,149 | $1,184,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 38,270 | $1,183,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 231,746 | $1,182,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 45,000 | $1,178,000 | thousands by filing date | call |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 121,474 | $1,178,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 87,116 | $1,174,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 63,375 | $1,173,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 138,640 | $1,172,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 18,195 | $1,169,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 83,662 | $1,166,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 42,600 | $1,165,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 62,913 | $1,163,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 150,000 | $1,163,000 | thousands by filing date | put |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 1,000,000 | $1,163,000 | thousands by filing date | principal |
| ISHARES INC | 464286103 | MSCI AUST ETF | 50,000 | $1,159,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 225,938 | $1,159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 74,433 | $1,157,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 278,165 | $1,156,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 77,685 | $1,151,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 74,700 | $1,147,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 56,282 | $1,146,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 71,949 | $1,145,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 66,527 | $1,144,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 238,627 | $1,143,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 22,729 | $1,143,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 65,497 | $1,143,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 29,368 | $1,142,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $1,141,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 112,000 | $1,139,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 70,239 | $1,136,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 65,267 | $1,135,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8,815 | $1,131,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 23,282 | $1,129,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 91,750 | $1,126,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 151,859 | $1,125,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 50,433 | $1,124,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 157,423 | $1,121,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 21,800 | $1,121,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 217,942 | $1,118,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 92,014 | $1,118,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 33,500 | $1,114,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 72,916 | $1,114,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 24,890 | $1,111,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 100,000 | $1,110,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 29,591 | $1,110,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 74,000 | $1,109,000 | thousands by filing date | put |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 73,680 | $1,109,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 51,482 | $1,104,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 24,896 | $1,103,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 97,820 | $1,101,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 65,000 | $1,100,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 65,000 | $1,100,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 76,444 | $1,097,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 350,000 | $1,096,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 121,404 | $1,095,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 27,683 | $1,094,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 21,463 | $1,094,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,000 | $1,092,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 13,800 | $1,090,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 12,944 | $1,089,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,500 | $1,087,000 | thousands by filing date | call |
| PUBLIC STORAGE COM | 74460D109 | REIT | 5,200 | $1,087,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 25,000 | $1,084,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 43,097 | $1,083,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 111,354 | $1,083,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 122,979 | $1,082,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 60,300 | $1,082,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 105,547 | $1,082,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 93,012 | $1,081,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 21,820 | $1,080,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 121,728 | $1,079,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 91,468 | $1,074,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 21,099 | $1,071,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 32,026 | $1,069,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16,200 | $1,069,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 129,608 | $1,068,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 92,849 | $1,068,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 234,757 | $1,068,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 42,149 | $1,065,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 53,238 | $1,065,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 32,500 | $1,064,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 30,486 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 43,149 | $1,062,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 32,700 | $1,059,000 | thousands by filing date | call |
| Powershares ETF KBW Insurance | 73936q777 | COM | 17,814 | $1,058,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 73,067 | $1,055,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 124,217 | $1,047,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 900,000 | $1,047,000 | thousands by filing date | principal |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 30,653 | $1,045,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 72,455 | $1,044,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 153,421 | $1,042,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 146,203 | $1,038,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 13,462 | $1,035,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 19,346 | $1,034,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 20,624 | $1,034,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 377,711 | $1,034,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 951,000 | $1,034,000 | thousands by filing date | principal |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 31,970 | $1,031,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 25,954 | $1,031,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 23,400 | $1,028,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 29,741 | $1,020,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 43,546 | $1,020,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,010,000 | $1,019,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 23,000 | $1,018,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 44,429 | $1,016,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 70,123 | $1,015,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 24,376 | $1,011,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,600 | $1,010,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 13,392 | $1,009,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 5,000 | $1,006,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 5,000 | $1,006,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 53,905 | $1,006,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 53,955 | $1,005,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 22,488 | $1,004,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 956,424 | $1,004,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 716,609 | $1,004,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 11,171 | $1,003,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 45,710 | $1,003,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 69,847 | $999,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 12,413 | $999,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 18,226 | $997,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 18,787 | $995,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 18,740 | $993,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 60,451 | $992,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 63,355 | $991,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 71,848 | $991,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 104,023 | $990,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,000 | $989,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008283 | this filing | 2018-02-14 | acceptance time not in the bulk data set |