13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,138 holding rows worth $597,432,246,000.
- Accession
- 0001140361-18-008283
- Filer
- CIK 70858
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 20,463 entries on the cover page, a total value of $597,432,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,432,246,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 30,784 | $457,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 62,200 | $455,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 36,414 | $454,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 18,433 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 12,765 | $452,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 97,000 | $451,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 36,761 | $450,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,087 | $450,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 33,953 | $450,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 33,182 | $449,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 21,294 | $449,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 17,165 | $449,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 25,000 | $449,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 30,243 | $448,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 454,000 | $448,000 | thousands by filing date | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 16,365 | $447,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 77,989 | $447,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 42,669 | $445,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 95,634 | $445,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 103,972 | $445,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 11,685 | $443,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 65,015 | $443,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 28,183 | $442,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 109,394 | $442,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 38,633 | $439,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 237,191 | $439,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 21,799 | $439,000 | thousands by filing date | |
| SCMP 3.25-12/21 | 864909AB2 | Bond 30/360P2 U | 358,000 | $435,000 | thousands by filing date | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 15,203 | $433,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 14,138 | $433,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 22,728 | $432,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 23,700 | $431,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 39,983 | $431,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 12,163 | $430,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 34,582 | $430,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 10,121 | $430,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,400 | $429,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 300,000 | $429,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 115,736 | $426,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 28,847 | $424,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 11,158 | $424,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 17,110 | $423,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 133,588 | $422,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 12,533 | $421,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 13,000 | $421,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 28,276 | $421,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 30,174 | $420,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 30,810 | $419,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 9,965 | $419,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 52,224 | $418,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 404,000 | $417,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 18,041 | $416,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 30,979 | $416,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 19,052 | $416,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 16,922 | $415,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,483 | $415,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 45,833 | $415,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,200 | $414,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,600 | $412,000 | thousands by filing date | put |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 20,712 | $412,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 35,682 | $411,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 9,081 | $411,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 54,925 | $410,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 10,219 | $409,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 13,806 | $408,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 34,435 | $408,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 42,559 | $408,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 21,602 | $408,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 52,620 | $406,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 8,699 | $406,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 25,845 | $406,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 24,110 | $406,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,664 | $405,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 60,809 | $405,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 91,837 | $404,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 43,192 | $403,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 24,586 | $403,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 14,950 | $403,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 9,077 | $403,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 20,351 | $402,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 13,124 | $401,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 67,972 | $401,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 11,809 | $401,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 4,601 | $400,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 55,660 | $400,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 61,164 | $399,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 26,228 | $399,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 22,935 | $399,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 82,939 | $399,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 22,474 | $399,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 434,000 | $399,000 | thousands by filing date | principal |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,078 | $398,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 21,820 | $397,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 48,119 | $397,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 38,907 | $397,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,494 | $396,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 30,146 | $395,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 24,875 | $395,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 250,000 | $394,000 | thousands by filing date | principal |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 19,969 | $392,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 18,913 | $392,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 13,098 | $391,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 114,701 | $391,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 85,072 | $391,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 10,088 | $390,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 67,433 | $388,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 43,965 | $388,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 11,950 | $387,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 57,561 | $385,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 14,778 | $384,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 27,379 | $380,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,000 | $379,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,000 | $379,000 | thousands by filing date | call |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 17,188 | $377,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 7,611 | $376,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 29,514 | $376,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 24,556 | $376,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 3,659 | $375,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 13,682 | $372,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,800 | $371,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 6,757 | $370,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 26,146 | $369,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 45,988 | $369,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 9,195 | $367,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 36,248 | $367,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 25,925 | $364,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 23,483 | $363,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 44,448 | $362,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 176,224 | $361,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 36,779 | $359,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 83,044 | $357,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 25,403 | $357,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 103,647 | $355,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 147,455 | $354,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 25,180 | $352,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 19,315 | $350,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 29,089 | $349,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 35,834 | $348,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 27,979 | $347,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 17,003 | $347,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 19,201 | $347,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 10,000 | $346,000 | thousands by filing date | put |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,285 | $346,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 314,000 | $346,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 13,333 | $346,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 13,087 | $345,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,919 | $344,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 38,390 | $343,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 24,388 | $343,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,700 | $342,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 17,697 | $342,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 10,097 | $342,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,000 | $340,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 9,483 | $339,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 12,584 | $338,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,350 | $338,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,320 | $336,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 15,300 | $335,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,909 | $334,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,330 | $333,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 15,000 | $333,000 | thousands by filing date | put |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,950 | $333,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 13,015 | $333,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 7,679 | $332,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 15,404 | $332,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 16,442 | $332,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 12,289 | $332,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 18,219 | $331,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 140,460 | $330,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,344 | $329,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 12,600 | $328,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 54,234 | $328,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 5,844 | $327,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 42,244 | $327,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 10,412 | $327,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 98,662 | $326,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 27,063 | $325,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 6,538 | $325,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 19,692 | $325,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 8,562 | $325,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,815 | $325,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 10,940 | $323,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 9,364 | $323,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 52,352 | $322,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 21,602 | $321,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 27,518 | $320,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,500 | $319,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,200 | $319,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 11,447 | $319,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,025 | $319,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 10,301 | $319,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 14,293 | $318,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 16,526 | $316,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 113,119 | $316,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 23,693 | $315,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 19,901 | $315,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 49,474 | $314,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 81,534 | $314,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 37,200 | $313,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 37,200 | $313,000 | thousands by filing date | call |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,490 | $313,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 25,539 | $312,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,830 | $311,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 17,653 | $311,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 41,052 | $310,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 174,455 | $310,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 108,820 | $308,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 10,516 | $308,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 12,809 | $307,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 45,524 | $307,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,462 | $305,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 45,264 | $305,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 50,494 | $305,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,876 | $304,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 51,010 | $304,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 30,006 | $303,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 21,755 | $303,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 18,393 | $303,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 329,288 | $301,000 | thousands by filing date | principal |
| VICOR CORP | 925815102 | COM | 14,293 | $298,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 26,300 | $298,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 8,503 | $298,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,728 | $297,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 37,295 | $297,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,632 | $297,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 69,727 | $297,000 | thousands by filing date | |
| WORLD GOLD TR | 98146B104 | SPDR GLD MINIS | 2,459 | $297,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 11,980 | $296,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 112,144 | $296,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 10,640 | $296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 8,843 | $296,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 73,853 | $296,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 19,817 | $295,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 11,056 | $295,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 11,456 | $295,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 10,952 | $293,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q678 | S&P500 MOMETUM | 8,501 | $293,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,721 | $291,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 14,404 | $290,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 58,942 | $289,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 17,508 | $289,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 67,510 | $289,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 10,228 | $289,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,900 | $288,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,000 | $288,000 | thousands by filing date | put |
| TINTRI INC | 88770Q105 | COM | 56,423 | $288,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,595 | $287,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 218,477 | $287,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,900 | $286,000 | thousands by filing date | call |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 8,139 | $285,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 22,133 | $284,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 32,322 | $284,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 70,315 | $283,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 10,573 | $282,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 16,252 | $282,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 8,133 | $281,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 26,307 | $281,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 107,797 | $281,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 89,032 | $279,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 12,480 | $279,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 11,613 | $277,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 75,000 | $277,000 | thousands by filing date | put |
| Fidelity High Dividend ETF | 316092840 | SHS | 9,626 | $276,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 16,376 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 7,660 | $275,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 10,000 | $275,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 221,615 | $275,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 12,162 | $274,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 12,524 | $274,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 35,531 | $274,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 9,665 | $273,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 9,553 | $273,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 234,000 | $273,000 | thousands by filing date | principal |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 21,398 | $273,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 14,646 | $272,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,674 | $271,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 9,805 | $268,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 45,482 | $267,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 51,204 | $267,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,000 | $265,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 32,550 | $265,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 18,000 | $265,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 17,011 | $265,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 43,429 | $263,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 14,500 | $262,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 14,352 | $261,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 16,766 | $260,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 31,003 | $260,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 97,565 | $260,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 26,700 | $259,000 | thousands by filing date | call |
| BIOVERATIV INC | 09075E100 | COM | 4,800 | $259,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,700 | $258,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,700 | $258,000 | thousands by filing date | call |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 12,700 | $258,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 5,000 | $257,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 19,827 | $256,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 11,267 | $256,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 31,590 | $256,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 29,556 | $254,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,050 | $254,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,524 | $254,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 8,124 | $253,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10,000 | $253,000 | thousands by filing date | call |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 25,568 | $253,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 13,147 | $252,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,634 | $252,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,084 | $251,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,500 | $250,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 6,064 | $250,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 15,678 | $249,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 9,070 | $249,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 20,000 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 7,936 | $247,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 58,664 | $246,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 15,094 | $246,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 25,814 | $246,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 63,026 | $246,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 9,425 | $245,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,693 | $244,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 72,980 | $244,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 11,102 | $244,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 17,371 | $243,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 185,000 | $242,000 | thousands by filing date | principal |
| NUVEEN GA DIVID | 67072B107 | COM | 19,248 | $242,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 7,158 | $241,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,281 | $240,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,462 | $240,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 7,030 | $240,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,744 | $239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,422 | $239,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 11,581 | $239,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,020 | $239,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 20,487 | $238,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,885 | $237,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,008 | $237,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 10,029 | $235,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9,997 | $234,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,300 | $231,000 | thousands by filing date | call |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $231,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 43,184 | $230,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,525 | $230,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 16,786 | $228,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,062 | $228,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 96,853 | $228,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 24,160 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 7,296 | $224,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,282 | $224,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 19,500 | $224,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 5,000 | $223,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 20,746 | $223,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 52,000 | $223,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 5,600 | $221,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,277 | $221,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,400 | $220,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 25,029 | $220,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 6,175 | $219,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,671 | $219,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 15,844 | $219,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 3,680 | $218,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 17,749 | $218,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 3,108 | $218,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 76,860 | $218,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,531 | $217,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,729 | $217,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 55,203 | $216,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,556 | $216,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 16,742 | $216,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 14,208 | $216,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 14,142 | $216,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 13,836 | $215,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 11,509 | $215,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,518 | $214,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,757 | $214,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4,137 | $213,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 28,019 | $212,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20,708 | $211,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 17,968 | $211,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,701 | $210,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 8,040 | $210,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 17,606 | $209,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 11,996 | $208,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 25,222 | $207,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,192 | $207,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,702 | $206,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,744 | $206,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 20,865 | $206,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 82,487 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 4,245 | $205,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 6,911 | $205,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 16,485 | $205,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 15,339 | $205,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 15,283 | $205,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 13,875 | $204,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 24,493 | $204,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,036 | $204,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 21,650 | $204,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,000 | $203,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 24,049 | $203,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,587 | $203,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,812 | $202,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 20,619 | $202,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,264 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 2,691 | $202,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 10,778 | $202,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 8,300 | $202,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 15,050 | $202,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 13,480 | $202,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,059 | $201,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 24,177 | $201,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 45,591 | $201,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 5,018 | $200,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 16,301 | $199,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 28,678 | $199,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,235 | $199,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11,205 | $198,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 50,952 | $198,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 27,141 | $198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 6,140 | $197,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,266 | $197,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 5,111 | $197,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 8,279 | $196,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,000 | $196,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 6,640 | $196,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 47,500 | $196,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 6,861 | $195,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,276 | $195,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,473 | $194,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 4,827 | $194,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 13,008 | $193,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 36,674 | $193,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 20,250 | $192,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 6,559 | $191,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 37,726 | $191,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,617 | $190,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,800 | $189,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,598 | $188,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 28,231 | $188,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 20,791 | $188,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 31,533 | $187,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 15,457 | $187,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 7,462 | $186,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 19,310 | $186,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 39,813 | $186,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 7,426 | $184,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 12,627 | $184,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 49,802 | $184,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,275 | $183,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 12,970 | $183,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 7,545 | $183,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 5,837 | $183,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 31,135 | $182,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,900 | $182,000 | thousands by filing date | call |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 12,267 | $182,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,500 | $181,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 23,723 | $181,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,876 | $181,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 10,049 | $181,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,650 | $181,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 7,915 | $181,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 9,797 | $180,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 9,150 | $180,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 9,782 | $180,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,513 | $179,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 15,004 | $179,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 4,147 | $179,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 10,000 | $178,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 26,196 | $177,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 3,818 | $176,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 36,965 | $175,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 25,588 | $175,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F619 | SPINOFF | 7,267 | $175,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 8,995 | $173,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 17,652 | $173,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 6,947 | $173,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 18,110 | $173,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 48,175 | $173,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 38,509 | $173,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,000 | $172,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,779 | $172,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,834 | $172,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 22,500 | $172,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 4,621 | $172,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,800 | $172,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,800 | $172,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 26,318 | $171,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 52,513 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,602 | $171,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,100 | $170,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 17,754 | $170,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,420 | $170,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 10,700 | $169,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 15,736 | $169,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 18,193 | $168,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 119,744 | $168,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 23,297 | $167,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,076 | $166,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 5,593 | $166,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 12,471 | $165,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 6,419 | $165,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008283 | this filing | 2018-02-14 | acceptance time not in the bulk data set |