13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,138 holding rows worth $597,432,246,000.
- Accession
- 0001140361-18-008283
- Filer
- CIK 70858
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 20,463 entries on the cover page, a total value of $597,432,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,432,246,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUALYS INC COM | 74758T303 | Stock | 95,736 | $5,682,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 84,000 | $5,668,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 96,993 | $5,666,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 66,468 | $5,660,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 222,294 | $5,638,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 193,610 | $5,634,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 448,406 | $5,628,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 91,523 | $5,626,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 51,000 | $5,626,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 30,000 | $5,622,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 406,486 | $5,622,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 106,580 | $5,618,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 94,298 | $5,617,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 220,924 | $5,616,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 86,275 | $5,609,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 4,100,000 | $5,602,000 | thousands by filing date | principal |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 122,831 | $5,598,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 106,690 | $5,592,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 121,907 | $5,589,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 116,806 | $5,588,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 194,844 | $5,582,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 134,276 | $5,572,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 200,000 | $5,572,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 233,683 | $5,569,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,484,000 | $5,568,000 | thousands by filing date | principal |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 860,989 | $5,562,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 122,732 | $5,561,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 46,400 | $5,549,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 294,456 | $5,548,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 26,500 | $5,539,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 234,799 | $5,533,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 442,008 | $5,530,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 279,104 | $5,526,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 199,885 | $5,517,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 55,600 | $5,496,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 234,706 | $5,492,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 129,708 | $5,483,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 173,461 | $5,477,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 93,057 | $5,470,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 330,538 | $5,460,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 991,000 | $5,453,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,379,000 | $5,450,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 107,100 | $5,444,000 | thousands by filing date | call |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 296,076 | $5,442,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 105,900 | $5,440,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 107,084 | $5,435,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 441,519 | $5,431,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 91,525 | $5,428,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 325,000 | $5,421,000 | thousands by filing date | call |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 102,348 | $5,420,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 39,852 | $5,418,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 232,675 | $5,417,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,305,023 | $5,416,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 429,211 | $5,412,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 605,186 | $5,410,000 | thousands by filing date | |
| ISHARES INC | 46434G871 | MIN VOLA EM | 197,266 | $5,402,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 246,548 | $5,385,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 291,621 | $5,373,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 327,013 | $5,369,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 71,733 | $5,368,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 168,461 | $5,367,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 152,500 | $5,366,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 94,100 | $5,356,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 425,497 | $5,353,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 202,086 | $5,346,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 42,000 | $5,344,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 120,000 | $5,319,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 171,024 | $5,319,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 317,198 | $5,314,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 256,735 | $5,314,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 615,712 | $5,313,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 314,152 | $5,293,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 178,295 | $5,292,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 106,160 | $5,287,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 63,700 | $5,267,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 77,613 | $5,264,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 89,272 | $5,263,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 102,985 | $5,262,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 410,764 | $5,257,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 113,044 | $5,257,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 45,000 | $5,255,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 469,747 | $5,252,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 84,854 | $5,248,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 402,742 | $5,232,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 93,380 | $5,229,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 201,064 | $5,226,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 67,657 | $5,198,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 110,005 | $5,198,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 166,446 | $5,194,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 229,776 | $5,194,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 106,535 | $5,188,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 80,596 | $5,183,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 876,100 | $5,178,000 | thousands by filing date | put |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 209,183 | $5,161,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 128,936 | $5,155,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 4,756,000 | $5,148,000 | thousands by filing date | principal |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 256,309 | $5,139,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 685,276 | $5,139,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 88,169 | $5,139,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 153,800 | $5,135,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 205,081 | $5,135,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 200,000 | $5,132,000 | thousands by filing date | put |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 4,431,900 | $5,119,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 73,236 | $5,116,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 136,630 | $5,113,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 166,955 | $5,101,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 255,376 | $5,066,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 661,713 | $5,056,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 206,559 | $5,054,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 318,866 | $5,054,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 150,000 | $5,046,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 32,183 | $5,031,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 207,333 | $5,024,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 207,552 | $5,023,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 145,957 | $5,021,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 360,555 | $5,019,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 128,510 | $5,014,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 329,806 | $5,012,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 177,580 | $5,004,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 62,260 | $5,003,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 188,999 | $5,000,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 423,157 | $4,994,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,035,799 | $4,993,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 4,512,000 | $4,989,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 118,794 | $4,985,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 97,400 | $4,974,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 222,292 | $4,974,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 268,753 | $4,971,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 68,939 | $4,969,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 4,453,000 | $4,968,000 | thousands by filing date | principal |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 76,432 | $4,964,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 103,055 | $4,964,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 90,831 | $4,950,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 149,434 | $4,947,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 102,605 | $4,941,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 29,300 | $4,940,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 173,400 | $4,938,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 58,826 | $4,933,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,781,000 | $4,929,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 3,418,000 | $4,929,000 | thousands by filing date | principal |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 172,583 | $4,928,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 70,700 | $4,927,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 149,641 | $4,907,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 569,743 | $4,900,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 205,700 | $4,883,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 100,142 | $4,866,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 64,102 | $4,855,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 4,730,000 | $4,851,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 4,646,000 | $4,849,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 90,000 | $4,848,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 909,085 | $4,846,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 25,834 | $4,842,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 3,503,000 | $4,830,000 | thousands by filing date | principal |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 210,177 | $4,822,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 103,725 | $4,819,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 64,287 | $4,812,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 252,871 | $4,808,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 121,323 | $4,804,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 215,876 | $4,803,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 31,167 | $4,802,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,720,000 | $4,796,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 5,095,000 | $4,793,000 | thousands by filing date | principal |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 140,123 | $4,791,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 587,063 | $4,785,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 181,016 | $4,778,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 104,449 | $4,775,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 562,899 | $4,773,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 101,493 | $4,767,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 126,615 | $4,760,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 155,783 | $4,757,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 166,470 | $4,757,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 207,790 | $4,750,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 93,759 | $4,747,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,736,000 | $4,745,000 | thousands by filing date | principal |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 96,025 | $4,743,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100,000 | $4,738,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 423,510 | $4,731,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 184,028 | $4,730,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 4,085,000 | $4,728,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 45,894 | $4,716,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 106,941 | $4,714,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 122,021 | $4,713,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 529,142 | $4,710,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 40,900 | $4,703,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 281,615 | $4,703,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 250,000 | $4,700,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 150,000 | $4,697,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 261,393 | $4,687,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 345,495 | $4,685,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,548,000 | $4,673,000 | thousands by filing date | principal |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 242,800 | $4,664,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 183,959 | $4,660,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 188,749 | $4,655,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 159,271 | $4,648,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 140,380 | $4,632,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 702,768 | $4,624,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 71,424 | $4,621,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 100,000 | $4,618,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,500,000 | $4,613,000 | thousands by filing date | principal |
| OLD NATL BANCORP IND | 680033107 | COM | 263,947 | $4,605,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 83,043 | $4,604,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 70,052 | $4,599,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 91,354 | $4,590,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 163,040 | $4,590,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 133,586 | $4,589,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 71,683 | $4,587,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 105,705 | $4,577,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 246,839 | $4,567,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 139,253 | $4,565,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 85,669 | $4,564,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 220,863 | $4,561,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 19,521 | $4,543,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 85,000 | $4,542,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 119,000 | $4,535,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 81,428 | $4,530,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 223,087 | $4,528,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 86,930 | $4,528,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 201,140 | $4,527,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 175,370 | $4,521,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 65,574 | $4,518,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,000 | $4,517,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 349,519 | $4,509,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 319,699 | $4,507,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 129,986 | $4,503,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 147,807 | $4,501,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 217,720 | $4,485,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 28,100 | $4,482,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 126,678 | $4,473,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 175,821 | $4,472,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 653,406 | $4,463,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 334,961 | $4,462,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,819,195 | $4,457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 91,866 | $4,457,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 454,497 | $4,454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 78,075 | $4,449,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 5,034,000 | $4,446,000 | thousands by filing date | principal |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 465,366 | $4,443,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 167,825 | $4,439,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 126,182 | $4,436,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 205,074 | $4,425,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 100,808 | $4,425,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 134,339 | $4,420,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 72,927 | $4,419,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 977,200 | $4,417,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 42,000 | $4,413,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 263,637 | $4,411,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 89,193 | $4,411,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 298,215 | $4,411,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 265,823 | $4,402,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 45,000 | $4,401,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 150,739 | $4,400,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 32,994 | $4,391,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 453,495 | $4,390,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 240,032 | $4,378,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 303,558 | $4,374,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 363,599 | $4,360,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 175,118 | $4,357,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 204,301 | $4,351,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 25,300 | $4,349,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 59,319 | $4,346,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 111,391 | $4,342,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 4,116,000 | $4,337,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 42,800 | $4,329,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 422,300 | $4,329,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 172,716 | $4,308,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,946,986 | $4,303,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 23,465 | $4,282,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 192,562 | $4,275,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 79,200 | $4,266,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 264,300 | $4,266,000 | thousands by filing date | put |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 71,207 | $4,264,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 258,937 | $4,262,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 379,826 | $4,255,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 60,980 | $4,255,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 100,000 | $4,254,000 | thousands by filing date | put |
| SUPERVALU INC | 868536301 | COM NEW | 196,897 | $4,253,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 690,052 | $4,244,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 94,124 | $4,236,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 195,686 | $4,230,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100,000 | $4,222,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 4,352,000 | $4,221,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 141,969 | $4,220,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 135,157 | $4,215,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 298,881 | $4,208,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 81,764 | $4,206,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 232,400 | $4,199,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 297,695 | $4,192,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 61,600 | $4,189,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 299,783 | $4,182,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 80,957 | $4,182,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 215,328 | $4,180,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 507,129 | $4,174,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 977,030 | $4,172,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 276,128 | $4,170,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 130,000 | $4,163,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 997,800 | $4,161,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 107,917 | $4,154,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 184,341 | $4,153,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 208,583 | $4,149,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 279,709 | $4,131,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 309,213 | $4,125,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 70,840 | $4,124,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 108,769 | $4,118,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 151,396 | $4,116,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 152,645 | $4,112,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 113,540 | $4,111,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 322,419 | $4,108,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 320,100 | $4,097,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 661,201 | $4,093,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,439,000 | $4,072,000 | thousands by filing date | principal |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 329,644 | $4,071,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 202,363 | $4,065,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 182,981 | $4,055,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 130,350 | $4,054,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 3,777,000 | $4,039,000 | thousands by filing date | principal |
| COTIVITI HLDGS INC | 22164K101 | COM | 125,225 | $4,034,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 230,755 | $4,022,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 305,887 | $4,018,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 34,000 | $4,009,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 237,008 | $4,008,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 128,984 | $4,006,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 214,669 | $4,003,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 642,488 | $3,990,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 93,200 | $3,989,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 315,337 | $3,986,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 922,500 | $3,985,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 83,968 | $3,980,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 208,976 | $3,973,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 50,762 | $3,972,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 61,274 | $3,963,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 41,800 | $3,957,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 820,000 | $3,952,000 | thousands by filing date | put |
| AVEXIS INC | 05366U100 | COM | 35,700 | $3,951,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 252,450 | $3,950,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 3,844,000 | $3,947,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 33,000 | $3,946,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 106,299 | $3,946,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 273,100 | $3,941,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,856,000 | $3,933,000 | thousands by filing date | principal |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 78,899 | $3,930,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 21,886 | $3,928,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 72,084 | $3,925,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 105,641 | $3,925,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 97,742 | $3,919,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 380,855 | $3,915,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 112,881 | $3,906,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 119,857 | $3,905,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 201,309 | $3,901,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 300,895 | $3,900,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 112,800 | $3,898,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 17,500 | $3,888,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 437,456 | $3,876,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 258,518 | $3,870,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 75,000 | $3,870,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 83,911 | $3,868,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 89,242 | $3,868,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 114,227 | $3,867,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 98,000 | $3,856,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 37,438 | $3,850,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 58,205 | $3,849,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 147,783 | $3,845,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 292,235 | $3,843,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 116,955 | $3,842,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 252,000 | $3,840,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 202,719 | $3,831,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 198,696 | $3,826,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 284,017 | $3,818,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,753,000 | $3,816,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 380,520 | $3,815,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 570,806 | $3,813,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 30,000 | $3,812,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 134,552 | $3,807,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 201,357 | $3,802,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 67,630 | $3,801,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 327,814 | $3,799,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 102,903 | $3,793,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 162,082 | $3,788,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 79,762 | $3,786,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 252,542 | $3,785,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 233,049 | $3,785,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 278,692 | $3,781,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 182,286 | $3,777,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 110,700 | $3,777,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 114,588 | $3,776,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 117,056 | $3,773,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 120,609 | $3,771,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 250,489 | $3,765,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 41,392 | $3,761,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1,503,000 | $3,761,000 | thousands by filing date | principal |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 525,076 | $3,754,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 113,592 | $3,752,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 198,907 | $3,750,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 130,774 | $3,748,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 246,550 | $3,740,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 257,372 | $3,740,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 153,059 | $3,735,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 82,706 | $3,734,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 88,504 | $3,724,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,972,000 | $3,719,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 316,450 | $3,718,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 16,500 | $3,713,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,727,000 | $3,713,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 52,935 | $3,702,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 90,949 | $3,696,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 89,270 | $3,689,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 421,407 | $3,683,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 74,700 | $3,683,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 140,527 | $3,675,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 228,520 | $3,672,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 373,254 | $3,670,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 100,194 | $3,650,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 283,195 | $3,644,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 144,093 | $3,634,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,078,202 | $3,623,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 4,171,000 | $3,621,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 52,896 | $3,614,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 42,863 | $3,608,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 82,100 | $3,607,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 149,769 | $3,604,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 864,208 | $3,603,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 131,995 | $3,598,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 94,553 | $3,595,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30,000 | $3,593,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 72,500 | $3,590,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 252,978 | $3,587,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 688,368 | $3,586,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 31,801 | $3,585,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 143,813 | $3,584,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 255,831 | $3,582,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 80,453 | $3,577,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 178,846 | $3,575,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 132,503 | $3,573,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 52,956 | $3,573,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 214,301 | $3,569,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 211,607 | $3,566,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 390,416 | $3,564,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 43,000 | $3,563,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 61,791 | $3,555,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 264,935 | $3,547,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 81,700 | $3,546,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 75,172 | $3,546,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 46,215 | $3,545,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 343,015 | $3,543,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 88,543 | $3,542,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 352,206 | $3,539,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 103,418 | $3,538,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 244,200 | $3,524,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 34,000 | $3,523,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 48,502 | $3,523,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 68,985 | $3,516,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 991,007 | $3,508,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 195,200 | $3,504,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 58,300 | $3,501,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 154,398 | $3,497,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 52,867 | $3,494,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 256,623 | $3,493,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 188,794 | $3,493,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 120,005 | $3,490,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 46,489 | $3,488,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 206,857 | $3,488,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 388,354 | $3,488,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 154,629 | $3,487,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 100,545 | $3,482,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 25,087 | $3,482,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,213,000 | $3,482,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 592,757 | $3,480,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 148,777 | $3,478,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 57,481 | $3,469,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 231,220 | $3,469,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 67,965 | $3,459,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 52,203 | $3,456,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,404,862 | $3,455,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 170,488 | $3,443,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 58,126 | $3,441,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 50,600 | $3,440,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 95,037 | $3,438,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 52,815 | $3,437,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 93,051 | $3,432,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 68,997 | $3,432,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 68,654 | $3,431,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 105,361 | $3,424,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 28,706 | $3,418,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 505,261 | $3,415,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 161,584 | $3,405,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 50,000 | $3,404,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 600,000 | $3,396,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 53,088 | $3,392,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 92,154 | $3,387,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 63,260 | $3,366,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 95,669 | $3,359,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 252,996 | $3,352,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 97,307 | $3,351,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 52,957 | $3,350,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 123,060 | $3,347,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,900 | $3,345,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 109,951 | $3,342,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 139,746 | $3,332,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 28,197 | $3,327,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 124,557 | $3,325,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 212,093 | $3,321,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008283 | this filing | 2018-02-14 | acceptance time not in the bulk data set |